Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLAGSTAR BANK, NATIONAL ASSOCIATIONNYSE:NYCB · Entity 3855 | SEVP Dir. Multi-Family Lending | March 24, 2024 | March 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLAGSTAR BANK, NATIONAL ASSOCIATION
Report date March 24, 2024 · Filed March 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 111,494 |
Reported balance
After 2024-03-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-24 · Tax withholding · Disposed 3,994 · Balance 111,494 F1: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 40,129 |
Reported balance
Holding disclosure · report date 2024-03-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 40,129 |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award VI | 5,000 |
Reported balance
Holding disclosure · report date 2024-03-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,000 F3: The remaining 5,000 shares, granted under Stock Award VI on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 14, 2025. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award VIII | 9,910 |
Reported balance
Holding disclosure · report date 2024-03-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 9,910 F4: The remaining 9910 shares granted under Stock Award VIII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in two approximately equal annual installments commencing on April 13, 2024. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award (032423) | 15,642 |
Reported balance
Holding disclosure · report date 2024-03-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 15,642 F5: The remaining 15,642 shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in two equal annual installments commencing on March 24, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.
F3: The remaining 5,000 shares, granted under Stock Award VI on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 14, 2025.
F4: The remaining 9910 shares granted under Stock Award VIII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in two approximately equal annual installments commencing on April 13, 2024.
F5: The remaining 15,642 shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in two equal annual installments commencing on March 24, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 24, 2024 Filed Mar 26, 2024 14:56 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 | Tax withholdingCommon Stock | 3,994 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-24-000096 · wk-form4_1711464987.xml · nonDerivative · entry 1 Adams John Thomas · CIK 0001799505 · SEVP Dir. Multi-Family Lending 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,494 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:08 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 | Tax withholdingCommon Stock | 1,883 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-24-000067 · wk-form4_1709165269.xml · nonDerivative · entry 1 Adams John Thomas · CIK 0001799505 · SEVP Dir. Multi-Family Lending 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,666 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| January 14, 2024 Filed Jan 16, 2024 21:12 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 | Tax withholdingCommon Stock | 4,196 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-24-000005 · wk-form4_1705439558.xml · nonDerivative · entry 1 Adams John Thomas · CIK 0001799505 · SEVP Dir. Multi-Family Lending 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,796 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| April 13, 2023 Filed Apr 17, 2023 15:49 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 | Tax withholdingCommon Stock | 1,978 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-23-000035 · wf-form4_168174654530567.xml · nonDerivative · entry 1 Adams John Thomas · CIK 0001799505 · SEVP Dir. Multi-Family Lending 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,592 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| March 24, 2023 Filed Mar 27, 2023 21:38 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 | GrantCommon Stock | 23,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-23-000029 · wf-form4_167995311290623.xml · nonDerivative · entry 1 Adams John Thomas · CIK 0001799505 · SEVP Dir. Multi-Family Lending 10b5-1 filing: No plan indicated Ownership: Indirect · By Stock Award (032423) Disclosed balance after: 23,464 F1 · ownership.nature: These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three equal relatively annual installments commencing on March 24, 2024. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 16:03 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 | Tax withholdingCommon Stock | 17,326 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-23-000023 · wf-form4_167941460951965.xml · nonDerivative · entry 2 Adams John Thomas · CIK 0001799505 · SEVP Dir. Multi-Family Lending 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,614 F2 · shares: These shares were surrendered to satisfy tax withholding obligations resulting from the settlement of certain Performance Share Units of issuer. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 16:03 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 | GrantCommon Stock | 39,894 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-23-000023 · wf-form4_167941460951965.xml · nonDerivative · entry 1 Adams John Thomas · CIK 0001799505 · SEVP Dir. Multi-Family Lending 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,940 F1 · shares: The reporting person acquired these shares upon the settlement of certain Performance Based Share Units (PBSUs) of the issuer, after performance goals had been deemed satisfied by the Compensation Committee of the Issuer's Board of Directors. The PBSUs were originally granted on June 3, 2020. Read SEC document |
| February 26, 2023 Filed Feb 28, 2023 17:47 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 | Tax withholdingCommon Stock | 1,628 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-23-000015 · wf-form4_167760642090981.xml · nonDerivative · entry 1 Adams John Thomas · CIK 0001799505 · SEVP Dir. Multi-Family Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,046 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| January 14, 2023 Filed Jan 17, 2023 21:10 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 5,121 | $9.67 | $49,520.07 |
DisclosureSEC source: 0001225208-23-000660 · doc4.xml · nonDerivative · entry 1 Adams John Thomas · CIK 0001799505 · SEVP Dir. Multi-Family Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,920 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| April 13, 2022 Filed Apr 14, 2022 21:41 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GrantCommon Stock | 14,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005845 · doc4.xml · nonDerivative · entry 1 Adams John Thomas · CIK 0001799505 · Senior EVP & CLO 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award VIII Disclosed balance after: 14,866 F1 · ownership.nature: 14,866 shares granted under Stock Award VIII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three approximately equal annual installments commencing on April 13, 2023. Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 00:13 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 1,654 | $11.55 | $19,103.70 |
DisclosureSEC source: 0001225208-22-003585 · doc4.xml · nonDerivative · entry 1 Adams John Thomas · CIK 0001799505 · EVP & CLO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,641 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 21:20 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 6,129 | $13.26 | $81,270.54 |
DisclosureSEC source: 0001225208-22-000803 · doc4.xml · nonDerivative · entry 1 Adams John Thomas · CIK 0001799505 · EVP & CLO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,541 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 15:47 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GrantCommon Stock | 11,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004150 · doc4.xml · nonDerivative · entry 1 Adams John Thomas · CIK 0001799505 · EVP & CLO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award VII Disclosed balance after: 11,261 F1 · ownership.nature: 11,261 shares granted under Stock Award VII on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three approximately equal annual installments commencing on February 26, 2022. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 20:41 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 6,450 | $11.13 | $71,788.50 |
DisclosureSEC source: 0001225208-21-000850 · doc4.xml · nonDerivative · entry 1 Adams John Thomas · CIK 0001799505 · EVP & CLO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,870 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 15:09 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000836 · doc4.xml · nonDerivative · entry 2 Adams John Thomas · CIK 0001799505 · EVP & CLO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award VI Disclosed balance after: 25,000 F2 · ownership.nature: 25,000 shares granted under Stock Award VI on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in five equal annual installments commencing on January 14, 2021. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 15:09 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 5,086 | $11.69 | $59,455.34 |
DisclosureSEC source: 0001225208-20-000836 · doc4.xml · nonDerivative · entry 1 Adams John Thomas · CIK 0001799505 · EVP & CLO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,120 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.