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Davis Reginald E

Disclosed activity across 3 companies

Tapewire entity
33634
SEC CIK
0001818046

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FLAGSTAR BANK, NATIONAL ASSOCIATIONNYSE:FLG · Entity 3855SEVP & Pres Consumer BankingMarch 24, 2026March 25, 2026
LINCOLN NATIONAL CORPLNC · Entity 3631DirectorSeptember 30, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FLAGSTAR BANK, NATIONAL ASSOCIATION

Report date March 24, 2026 · Filed March 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect43,782 Reported balance After 2026-03-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-24 · Tax withholding · Disposed 923 · Balance 43,782

F1: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

F3: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

Common StockSEC Table I · non-derivativeIndirectBy Stock Award27,566 Reported balance Holding disclosure · report date 2026-03-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 27,566

F4: The remaining shares granted under Stock Award on December 1, 2022 pursuant to the Issuer's 2016 Stock Award and Incentive Plan, will vest in two approximately equal annual installments commencing on December 1, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

F3: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

F4: The remaining shares granted under Stock Award on December 1, 2022 pursuant to the Issuer's 2016 Stock Award and Incentive Plan, will vest in two approximately equal annual installments commencing on December 1, 2026.

LINCOLN NATIONAL CORP

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitSEC Table II · derivative / convertible securityDirect32,715.14 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 1,117.73 · Balance 32,715.14

F1: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time.

F3: Includes 305.52 shares acquired through dividend reinvestment since the reporting person's last report.

Filing footnotes · ownership attribution and instrument terms

F1: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time.

F3: Includes 305.52 shares acquired through dividend reinvestment since the reporting person's last report.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FLAGSTAR BANCORP INC

Report date December 01, 2022 · Filed December 05, 2022

Section 16 reporting ended · disclosed 2022-12-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-12-01 transaction · row 1
1 source row

Row 1 · 2022-12-01 · Disposition to issuer · Disposed 1,148 · Balance 0

F1: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

Restricted Stock Units (NH080320)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-12-01 · Disposition to issuer · Disposed 6,460 · Balance 0

F2: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

Restricted Stock Unit (L052521)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-12-01 · Disposition to issuer · Disposed 7,977 · Balance 0

F2: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

Restricted Stock Unit (L052422)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-12-01 · Disposition to issuer · Disposed 16,203 · Balance 0

F2: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

F2: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 3, 2026 00:22 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,117.73 $40.26 $44,999.81
Disclosure

SEC source: 0001214659-26-012484 · marketforms-74009.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,715.14

Underlying: Common Stock · 1,117.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time.

F3 · balance_after: Includes 305.52 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 11:34 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,272.98 $35.35 $44,999.84
Disclosure

SEC source: 0001214659-26-008106 · marketforms-73410.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,291.89

Underlying: Common Stock · 1,272.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time.

F3 · balance_after: Includes 355.68 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:20 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,267.61 $35.50 $45,000.16
Disclosure

SEC source: 0001214659-26-004246 · marketforms-72583.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,663.23

Underlying: Common Stock · 1,267.61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time.

F3 · balance_after: Includes 298.20 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
March 24, 2026 Filed Mar 25, 2026 20:06 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 Tax withholdingCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001818046-26-000002 · wk-form4_1774469208.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · SEVP & Pres Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,782

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

F3 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:17 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,010.55 $44.53 $44,999.79
Disclosure

SEC source: 0001214659-26-000110 · marketforms-71517.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,097.42

Underlying: Common Stock · 1,010.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 296.94 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 18:32 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 Tax withholdingCommon Stock 6,138 $0.00 $0.00
Disclosure

SEC source: 0001818046-25-000008 · wk-form4_1764700360.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · SEVP & Pres Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,576

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:21 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,115.79 $40.33 $44,999.81
Disclosure

SEC source: 0001214659-25-014539 · marketforms-70753.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,789.93

Underlying: Common Stock · 1,115.79 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 309.58 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:39 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,300.58 $34.60 $45,000.07
Disclosure

SEC source: 0001214659-25-010001 · marketforms-69953.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,364.56

Underlying: Common Stock · 1,300.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 334.01 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
May 24, 2025 Filed May 27, 2025 18:51 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 Tax withholdingCommon Stock 4,852 $0.00 $0.00
Disclosure

SEC source: 0001818046-25-000005 · wk-form4_1748371906.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,931

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 20:15 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,253.13 $35.91 $44,999.90
Disclosure

SEC source: 0001214659-25-005300 · marketforms-68787.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,729.97

Underlying: Common Stock · 1,253.13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 294.37 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 22:05 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 Tax withholdingCommon Stock 1,398 $0.00 $0.00
Disclosure

SEC source: 0000910073-25-000059 · wk-form4_1742940332.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,783

F1 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:15 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,419.11 $31.71 $44,999.98
Disclosure

SEC source: 0001214659-25-000046 · marketforms-67609.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,182.47

Underlying: Common Stock · 1,419.11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 275.05 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
December 01, 2024 Filed Dec 2, 2024 22:28 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 Tax withholdingCommon Stock 6,167 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000192 · wk-form4_1733178514.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,053

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

F3 · balance_after: On July 11, 2024, the common stock of the Issuer split 1 for 3, resulting in the reporting person's ownership reduction.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:26 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,428.12 $31.51 $45,000.06
Disclosure

SEC source: 0001214659-24-017046 · marketforms-66944.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,488.3

Underlying: Common Stock · 1,428.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 248.61 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
July 24, 2024 Filed Jul 26, 2024 01:07 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GrantEmployee Stock Options (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0000910073-24-000159 · wk-form4_1721956035.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2031-07-24

F1 · derivative.exercise_date: These options vest in three approximately equal annual installments on July 24, 2025, July 24, 2026 and July 24, 2027.

Read SEC document
June 30, 2024 Filed Jul 1, 2024 21:19 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,446.95 $31.10 $45,000.15
Disclosure

SEC source: 0001214659-24-011746 · marketforms-66276.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,811.57

Underlying: Common Stock · 1,446.95 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 277.69 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
May 25, 2024 Filed May 28, 2024 19:25 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 Tax withholdingCommon Stock 6,372 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000135 · wk-form4_1716924326.xml · nonDerivative · entry 2

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,311

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

Read SEC document
May 24, 2024 Filed May 28, 2024 19:25 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 Tax withholdingCommon Stock 4,854 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000135 · wk-form4_1716924326.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,683

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 20:19 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,409.33 $31.93 $44,999.91
Disclosure

SEC source: 0001214659-24-005865 · marketforms-65303.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,086.94

Underlying: Common Stock · 1,409.33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 261.39 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
March 24, 2024 Filed Mar 26, 2024 14:51 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 Tax withholdingCommon Stock 4,166 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000095 · wk-form4_1711464710.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,537

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

F3 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.

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February 09, 2024 Filed Feb 9, 2024 18:01 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 PurchaseCommon Stock 1,200 $4.10 $4,920.00
Disclosure

SEC source: 0000910073-24-000056 · wk-form4_1707501655.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,317

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:18 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,529.48 $26.97 $41,250.08
Disclosure

SEC source: 0001214659-24-000162 · marketforms-63786.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,416.22

Underlying: Common Stock · 1,529.48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 285.47 shares acquired through dividend reinvestment since the reporting person's last report.

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December 01, 2023 Filed Dec 4, 2023 17:02 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 Tax withholdingCommon Stock 18,649 $0.00 $0.00
Disclosure

SEC source: 0000910073-23-000086 · wk-form4_1701709338.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,117

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.

F3 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

Read SEC document
November 02, 2023 Filed Nov 7, 2023 20:32 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 SaleCommon Stock 11,000 $9.84 $108,207.00
Disclosure

SEC source: 0000910073-23-000080 · wk-form4_1699389124.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,416

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 20:22 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,670.72 $24.69 $41,250.08
Disclosure

SEC source: 0001214659-23-013080 · marketforms-62642.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,601.27

Underlying: Common Stock · 1,670.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 186.93 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 17:58 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 SaleCommon Stock 24,000 $12.60 $302,390.40
Disclosure

SEC source: 0000910073-23-000065 · wk-form4_1692208728.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,416

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 14:03 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 Tax withholdingCommon Stock 9,965 $0.00 $0.00
Disclosure

SEC source: 0000910073-23-000060 · wk-form4_1691157776.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,416

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 18:13 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,601.32 $25.76 $41,250.00
Disclosure

SEC source: 0001214659-23-009228 · marketforms-61770.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,743.62

Underlying: Common Stock · 1,601.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 206.24 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
May 25, 2023 Filed May 26, 2023 15:49 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 Tax withholdingCommon Stock 3,032 $0.00 $0.00
Disclosure

SEC source: 0000910073-23-000048 · wf-form4_168511617112402.xml · nonDerivative · entry 2

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,381

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

Read SEC document
May 24, 2023 Filed May 26, 2023 15:49 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 Tax withholdingCommon Stock 4,620 $0.00 $0.00
Disclosure

SEC source: 0000910073-23-000048 · wf-form4_168511617112402.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,413

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:25 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,835.78 $22.47 $41,249.98
Disclosure

SEC source: 0001214659-23-004901 · marketforms-60264.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,936.06

Underlying: Common Stock · 1,835.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 104.38 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 21:36 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GrantCommon Stock 28,156 $0.00 $0.00
Disclosure

SEC source: 0000910073-23-000028 · wf-form4_167995295649764.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stock Award (032423)

Disclosed balance after: 28,156

F1 · ownership.nature: These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three approximately equal annual installments commencing on March 24, 2024.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 18:02 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 SaleCommon Stock 4,600 $9.97 $45,862.92
Disclosure

SEC source: 0000910073-23-000009 · wf-form4_167579290821633.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,033

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.97 to $9.975, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 21:19 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 1,342.77 $30.72 $41,249.89
Disclosure

SEC source: 0001214659-23-000130 · marketforms-57734.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,995.89

Underlying: Common Stock · 1,342.77 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 55.02 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 20:22 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 206,747 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012276 · doc4.xml · nonDerivative · entry 2

Davis Reginald E · CIK 0001818046 · SEVP & President of Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award

Disclosed balance after: 206,747

F3 · ownership.nature: 206,747 shares granted under Stock Award on December 1, 2022 pursuant to the Flagstar Bancorp, Inc. 2016 Stock Award and Incentive Plan, which was assumed by New York Community Bancorp, Inc. pursuant to the terms of the Merger Agreement, will vest in five approximately equal annual installments commencing on December 1, 2023.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 20:22 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 127,633 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012276 · doc4.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · SEVP & President of Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,633

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the Merger each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 (the "Exchange Ratio") shares of NYCB common stock (the "Merger Consideration") and cash in lieu of fractional shares, if applicable. On December 1, 2022 the closing price of Flagstar's common stock was $37.54 per share, and the closing price of NYCB's common stock was $9.19 per share. (Continued in Remarks section below.)

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 14:32 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Disposition to issuerRestricted Stock Unit (L052422) · Derivative 16,203 Not disclosed Not disclosed
Disclosure

SEC source: 0001033012-22-000110 · wf-form4_167026872056063.xml · derivative · entry 4

Davis Reginald E · CIK 0001818046 · EVP and President of Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 16,203 shares

Expires not disclosed

F2 · derivative.exercise_price: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F2 · price: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F2 · derivative.exercise_date: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F2 · derivative.expiration_date: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

Read SEC document
December 01, 2022 Filed Dec 5, 2022 14:32 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Disposition to issuerRestricted Stock Unit (L052521) · Derivative 7,977 Not disclosed Not disclosed
Disclosure

SEC source: 0001033012-22-000110 · wf-form4_167026872056063.xml · derivative · entry 3

Davis Reginald E · CIK 0001818046 · EVP and President of Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 7,977 shares

Expires not disclosed

F2 · derivative.exercise_price: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F2 · price: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F2 · derivative.exercise_date: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F2 · derivative.expiration_date: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

Read SEC document
December 01, 2022 Filed Dec 5, 2022 14:32 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Disposition to issuerRestricted Stock Units (NH080320) · Derivative 6,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001033012-22-000110 · wf-form4_167026872056063.xml · derivative · entry 2

Davis Reginald E · CIK 0001818046 · EVP and President of Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 6,460 shares

Expires not disclosed

F2 · derivative.exercise_price: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F2 · price: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F2 · derivative.exercise_date: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F2 · derivative.expiration_date: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

Read SEC document
December 01, 2022 Filed Dec 5, 2022 14:32 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Disposition to issuerFlagstar Bancorp, Inc. Common Stock 1,148 Not disclosed Not disclosed
Disclosure

SEC source: 0001033012-22-000110 · wf-form4_167026872056063.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · EVP and President of Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:22 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 939.42 $43.91 $41,249.93
Disclosure

SEC source: 0001214659-22-011967 · marketforms-57168.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,598.1

Underlying: Common Stock · 939.42 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 49.59 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 16:27 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 SaleFlagstar Bancorp, Inc. Common Stock 750 $40.28 $30,210.00
Disclosure

SEC source: 0001033012-22-000078 · wf-form4_166024965087332.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · EVP and President of Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:23 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 881.98 $46.77 $41,250.20
Disclosure

SEC source: 0001214659-22-008608 · marketforms-56527.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,609.08

Underlying: Common Stock · 881.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 34.55 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
May 25, 2022 Filed May 27, 2022 16:12 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (L052521) · Derivative 2,659 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001033012-22-000059 · wf-form4_165368234285746.xml · derivative · entry 3

Davis Reginald E · CIK 0001818046 · EVP and President of Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,977

Underlying: Flagstar Bancorp, Inc. Common Stock · 2,659 shares

Expires 2024-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units were granted on May 25, 2021, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 25, 2022 Filed May 27, 2022 16:12 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 761 $0.00 $0.00
Disclosure

SEC source: 0001033012-22-000059 · wf-form4_165368234285746.xml · nonDerivative · entry 2

Davis Reginald E · CIK 0001818046 · EVP and President of Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,898

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
May 25, 2022 Filed May 27, 2022 16:12 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 2,659 $0.00 $0.00
Disclosure

SEC source: 0001033012-22-000059 · wf-form4_165368234285746.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · EVP and President of Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2022 Filed May 26, 2022 16:25 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Unit (L052422) · Derivative 16,203 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001033012-22-000052 · wf-form4_165359667823508.xml · derivative · entry 2

Davis Reginald E · CIK 0001818046 · EVP and President of Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,203

Underlying: Flagstar Bancorp, Inc. Common Stock · 16,203 shares

Expires 2025-05-24

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F2 · derivative.exercise_date: These restricted stock units were granted on May 24, 2022, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F2 · derivative.expiration_date: These restricted stock units were granted on May 24, 2022, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:41 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 631.12 $65.36 $41,250.00
Disclosure

SEC source: 0001214659-22-004776 · marketforms-55867.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,692.56

Underlying: Common Stock · 631.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 25.52 shares acquired through dividend reinvestment since the reporting person's last report.

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December 31, 2021 Filed Jan 4, 2022 21:23 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 604.31 $68.26 $41,250.20
Disclosure

SEC source: 0001214659-22-000235 · marketforms-54734.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,035.92

Underlying: Common Stock · 604.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 19.34 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:34 UTC LINCOLN NATIONAL CORP LNC · Entity 3631 GrantPhantom Stock Unit · Derivative 600 $68.75 $41,250.00
Disclosure

SEC source: 0001214659-21-010187 · marketforms-53850.xml · derivative · entry 1

Davis Reginald E · CIK 0001818046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,412.27

Underlying: Common Stock · 600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.

F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · balance_after: Includes 19.30 shares acquired through dividend reinvestment since the reporting person's last report.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.