Schoels Peter

SEC source: 0000910073-24-000104 · wk-form4_1711734527.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,861

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

SEC source: 0000910073-24-000052 · wk-form4_1707493461.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,438

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.11 to $4.18, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.

SEC source: 0000910073-24-000022 · wk-form4_1706222711.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stock Award (012324)

Disclosed balance after: 11,220

F1 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.

SEC source: 0001225208-23-000917 · doc4.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award (012423)

Disclosed balance after: 11,868

F1 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 24, 2024.

SEC source: 0001225208-22-012277 · doc4.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,607

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

SEC source: 0001033012-22-000104 · wf-form4_167026794639326.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Includes 19.05 shares and 21.3 acquired on or about August 19, 2022 and November 17, 2022, respectively, under a broker dividend reinvestment plan which has substantially the same terms as the issuer's qualified plan.

F2 · price: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

SEC source: 0001033012-22-000092 · wf-form4_166812127487350.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,579

F1 · price: This price is the average for the following sales: 4,000 shares at $34.95, 1,000 shares at $34.9501, 2,500 shares at $34.97, 1,620 shares at $35.00, 850 shares at $35.006 and 30 shares at $35.01.

SEC source: 0001033012-22-000056 · wf-form4_165368178588188.xml · nonDerivative · entry 4

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,579

SEC source: 0001033012-22-000056 · wf-form4_165368178588188.xml · nonDerivative · entry 3

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,382

SEC source: 0001033012-22-000056 · wf-form4_165368178588188.xml · nonDerivative · entry 2

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,079

SEC source: 0001033012-22-000056 · wf-form4_165368178588188.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,079

SEC source: 0001033012-22-000013 · wf-form4_164272538242810.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,079

SEC source: 0001033012-21-000029 · wf-form4_161126633211859.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,867

SEC source: 0001033012-20-000100 · wf-form4_160582034921827.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441

SEC source: 0001567619-20-019073 · doc1.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated November 5, 2020, with Morgan Stanley & Co. LLC as the underwriter. The offering closed on November 10, 2020. The shares of Common Stock were sold at a price of $30.19 per share.

F1 · price: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated November 5, 2020, with Morgan Stanley & Co. LLC as the underwriter. The offering closed on November 10, 2020. The shares of Common Stock were sold at a price of $30.19 per share.

F1 · balance_after: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated November 5, 2020, with Morgan Stanley & Co. LLC as the underwriter. The offering closed on November 10, 2020. The shares of Common Stock were sold at a price of $30.19 per share.

F2 · ownership.nature: MPGOP III Thrift AV-I L.P. ("MPGOP"), a Delaware limited partnership and MPGOP (Cayman) III Thrift AV-I L.P., a Cayman Islands exempted limited partnership ("MPGOP Cayman", and together with MPGOP, the "New Fund") together hold 100% of the membership interests in MP Thrift. MPGOP has a 77.05% interest in MP Thrift and MPGOP Cayman has a 22.95% interest in MP Thrift. MP (Thrift) Global Partners III LLC ("MP LLC") is a limited liability company organized under the laws of Delaware. The principal business of MP LLC is to serve as general partner of each of MPGOP, MPGOP Cayman, MP Thrift, MP (Thrift) Global Opportunities Partners (Special) III LP ("MPGOPS"), and MP (Thrift) Global Opportunities Investments III LP ("MPGOI"). MP (Thrift) Asset Management LLC ("MPAM") is a limited liability company organized under the laws of Delaware. MPAM is the managing member of MP LLC. MP (Thrift) LLC ("MPT") is a limited liability company organized under the laws of Delaware.

F3 · ownership.nature: (continued from footnote 2) MPT is the managing member of MPAM. MPGOPS is a limited partnership organized under the laws of Delaware. MPGOPS is the holder of a 100% limited partnership interest in MPGOI. MPGOI is a limited partnership organized under the laws of Delaware. MPGOI is the holder of a 1% limited partnership interest in the New Fund. Along with MPT, MPAM, MP LLC, and MPGOPS, MPGOI comprises the Associates Fund.

F4 · ownership.nature: (continued from footnote 3) David J. Matlin is the sole managing member of MPT, and his principal occupation is acting as Chief Executive Officer of MatlinPatterson Global Advisers LLC ("Matlin Advisers"). Matlin Advisers is a limited liability company organized under the laws of Delaware. The principal business of Matlin Advisers is to serve as investment adviser to the various funds. Matlin Advisers also serves as investment adviser to the New Fund. Peter Schoels is a director of Flagstar Bancorp, Inc. Although Peter Schoels does not have voting or investment control over shares held by MP Thrift, Mr. Schoels may be deemed to have an indirect pecuniary interest in such shares through his indirect interest in a limited partnership which holds an investment interest and carried interest in the various funds.

F5 · ownership.nature: (continued from footnote 4) Mr. Schoels' exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the internal rates of return of the funds overall and with respect to their indirect investment in Flagstar Bancorp, Inc. He disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001567619-20-018267 · doc1.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,112,705

F1 · shares: Represents 4,587,647 shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. (the "Company") repurchased by the Company from MP Thrift Investments L.P. ("MP Thrift") pursuant to the Share Purchase Agreement, dated October 20, 2020, between the Company and MP Thrift, as amended by Amendment No. 1 to Share Purchase Agreement, dated October 22, 2020. The share repurchase closed on October 28, 2020. The shares of Common Stock were sold at a price of $32.6965 per share, which represents the volume-weighted average price of the Common Stock for the three trading days up to and including October 22, 2020.

F1 · price: Represents 4,587,647 shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. (the "Company") repurchased by the Company from MP Thrift Investments L.P. ("MP Thrift") pursuant to the Share Purchase Agreement, dated October 20, 2020, between the Company and MP Thrift, as amended by Amendment No. 1 to Share Purchase Agreement, dated October 22, 2020. The share repurchase closed on October 28, 2020. The shares of Common Stock were sold at a price of $32.6965 per share, which represents the volume-weighted average price of the Common Stock for the three trading days up to and including October 22, 2020.

F1 · balance_after: Represents 4,587,647 shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. (the "Company") repurchased by the Company from MP Thrift Investments L.P. ("MP Thrift") pursuant to the Share Purchase Agreement, dated October 20, 2020, between the Company and MP Thrift, as amended by Amendment No. 1 to Share Purchase Agreement, dated October 22, 2020. The share repurchase closed on October 28, 2020. The shares of Common Stock were sold at a price of $32.6965 per share, which represents the volume-weighted average price of the Common Stock for the three trading days up to and including October 22, 2020.

F2 · ownership.nature: MPGOP III Thrift AV-I L.P. ("MPGOP"), a Delaware limited partnership and MPGOP (Cayman) III Thrift AV-I L.P., a Cayman Islands exempted limited partnership ("MPGOP Cayman", and together with MPGOP, the "New Fund") together hold 100% of the membership interests in MP Thrift. MPGOP has a 77.05% interest in MP Thrift and MPGOP Cayman has a 22.95% interest in MP Thrift. MP (Thrift) Global Partners III LLC ("MP LLC") is a limited liability company organized under the laws of Delaware. The principal business of MP LLC is to serve as general partner of each of MPGOP, MPGOP Cayman, MP Thrift, MP (Thrift) Global Opportunities Partners (Special) III LP ("MPGOPS"), and MP (Thrift) Global Opportunities Investments III LP ("MPGOI"). MP (Thrift) Asset Management LLC ("MPAM") is a limited liability company organized under the laws of Delaware. MPAM is the managing member of MP LLC. MP (Thrift) LLC ("MPT") is a limited liability company organized under the laws of Delaware.

F3 · ownership.nature: (continued from footnote 2) MPT is the managing member of MPAM. MPGOPS is a limited partnership organized under the laws of Delaware. MPGOPS is the holder of a 100% limited partnership interest in MPGOI. MPGOI is a limited partnership organized under the laws of Delaware. MPGOI is the holder of a 1% limited partnership interest in the New Fund. Along with MPT, MPAM, MP LLC, and MPGOPS, MPGOI comprises the Associates Fund.

F4 · ownership.nature: (continued from footnote 3) David J. Matlin is the sole managing member of MPT, and his principal occupation is acting as Chief Executive Officer of MatlinPatterson Global Advisers LLC ("Matlin Advisers"). Matlin Advisers is a limited liability company organized under the laws of Delaware. The principal business of Matlin Advisers is to serve as investment adviser to the various funds. Matlin Advisers also serves as investment adviser to the New Fund. Peter Schoels is a director of Flagstar Bancorp, Inc. Although Peter Schoels does not have voting or investment control over shares held by MP Thrift, Mr. Schoels may be deemed to have an indirect pecuniary interest in such shares through his indirect interest in a limited partnership which holds an investment interest and carried interest in the various funds.

F5 · ownership.nature: (continued from footnote 4) Mr. Schoels' exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the internal rates of return of the funds overall and with respect to their indirect investment in Flagstar Bancorp, Inc. He disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001567619-20-014913 · doc1.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 13,700,352

F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated August 10, 2020, with Morgan Stanley & Co. LLC, as the underwriter. The offering closed on August 12, 2020. The shares of Common Stock were sold at a price of $30.05 per share.

F1 · price: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated August 10, 2020, with Morgan Stanley & Co. LLC, as the underwriter. The offering closed on August 12, 2020. The shares of Common Stock were sold at a price of $30.05 per share.

F1 · balance_after: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated August 10, 2020, with Morgan Stanley & Co. LLC, as the underwriter. The offering closed on August 12, 2020. The shares of Common Stock were sold at a price of $30.05 per share.

F2 · ownership.nature: MPGOP III Thrift AV-I L.P. ("MPGOP"), a Delaware limited partnership and MPGOP (Cayman) III Thrift AV-I L.P., a Cayman Islands exempted limited partnership ("MPGOP Cayman", and together with MPGOP, the "New Fund") together hold 100% of the membership interests in MP Thrift. MPGOP has a 77.05% interest in MP Thrift and MPGOP Cayman has a 22.95% interest in MP Thrift. MP (Thrift) Global Partners III LLC ("MP LLC") is a limited liability company organized under the laws of Delaware. The principal business of MP LLC is to serve as general partner of each of MPGOP, MPGOP Cayman, MP Thrift, MP (Thrift) Global Opportunities Partners (Special) III LP ("MPGOPS"), and MP (Thrift) Global Opportunities Investments III LP ("MPGOI"). MP (Thrift) Asset Management LLC ("MPAM") is a limited liability company organized under the laws of Delaware. MPAM is the managing member of MP LLC. MP (Thrift) LLC ("MPT") is a limited liability company organized under the laws of Delaware.

F3 · ownership.nature: (continued from footnote 2) MPT is the managing member of MPAM. MPGOPS is a limited partnership organized under the laws of Delaware. MPGOPS is the holder of a 100% limited partnership interest in MPGOI. MPGOI is a limited partnership organized under the laws of Delaware. MPGOI is the holder of a 1% limited partnership interest in the New Fund. Along with MPT, MPAM, MP LLC, and MPGOPS, MPGOI comprises the Associates Fund.

F4 · ownership.nature: (continued from footnote 3) David J. Matlin is the sole managing member of MPT, and his principal occupation is acting as Chief Executive Officer of MatlinPatterson Global Advisers LLC ("Matlin Advisers"). Matlin Advisers is a limited liability company organized under the laws of Delaware. The principal business of Matlin Advisers is to serve as investment adviser to the various funds. Matlin Advisers also serves as investment adviser to the New Fund. Peter Schoels is a director of Flagstar Bancorp, Inc. Although Peter Schoels does not have voting or investment control over shares held by MP Thrift, Mr. Schoels may be deemed to have an indirect pecuniary interest in such shares through his indirect interest in a limited partnership which holds an investment interest and carried interest in the various funds.

F5 · ownership.nature: (continued from footnote 4) Mr. Schoels' exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the internal rates of return of the funds overall and with respect to their indirect investment in Flagstar Bancorp, Inc. He disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001567619-19-020814 · doc1.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 20,600,352

F1 · shares: On October 29, 2019, Flagstar Bancorp, Inc. and MP Thrift Investments L.P. ("MP Thrift") entered into an underwriting agreement (the "Underwriting Agreement") with Morgan Stanley & Co. LLC as the underwriter (the "Underwriter"). Pursuant to the Underwriting Agreement, MP Thrift sold 6,100,000 shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc., in an underwritten public offering, which closed on November 1, 2019. The Underwriting Agreement also provided the Underwriter an option to purchase up to an additional 900,000 shares of Common Stock from MP Thrift within 30 days from the date of the Underwriting Agreement. On November 8, 2019, the Underwriter purchased 900,000 additional shares of Common Stock, reflecting the exercise in full of its option to purchase additional shares. The shares of Common Stock were sold at a price of $35.96 per share.

F1 · price: On October 29, 2019, Flagstar Bancorp, Inc. and MP Thrift Investments L.P. ("MP Thrift") entered into an underwriting agreement (the "Underwriting Agreement") with Morgan Stanley & Co. LLC as the underwriter (the "Underwriter"). Pursuant to the Underwriting Agreement, MP Thrift sold 6,100,000 shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc., in an underwritten public offering, which closed on November 1, 2019. The Underwriting Agreement also provided the Underwriter an option to purchase up to an additional 900,000 shares of Common Stock from MP Thrift within 30 days from the date of the Underwriting Agreement. On November 8, 2019, the Underwriter purchased 900,000 additional shares of Common Stock, reflecting the exercise in full of its option to purchase additional shares. The shares of Common Stock were sold at a price of $35.96 per share.

F1 · balance_after: On October 29, 2019, Flagstar Bancorp, Inc. and MP Thrift Investments L.P. ("MP Thrift") entered into an underwriting agreement (the "Underwriting Agreement") with Morgan Stanley & Co. LLC as the underwriter (the "Underwriter"). Pursuant to the Underwriting Agreement, MP Thrift sold 6,100,000 shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc., in an underwritten public offering, which closed on November 1, 2019. The Underwriting Agreement also provided the Underwriter an option to purchase up to an additional 900,000 shares of Common Stock from MP Thrift within 30 days from the date of the Underwriting Agreement. On November 8, 2019, the Underwriter purchased 900,000 additional shares of Common Stock, reflecting the exercise in full of its option to purchase additional shares. The shares of Common Stock were sold at a price of $35.96 per share.

F2 · ownership.nature: MPGOP III Thrift AV-I L.P. ("MPGOP"), a Delaware limited partnership and MPGOP (Cayman) III Thrift AV-I L.P., a Cayman Islands exempted limited partnership ("MPGOP Cayman", and together with MPGOP, the "New Fund") together hold 100% of the membership interests in MP Thrift. MPGOP has a 77.05% interest in MP Thrift and MPGOP Cayman has a 22.95% interest in MP Thrift. MP (Thrift) Global Partners III LLC ("MP LLC") is a limited liability company organized under the laws of Delaware. The principal business of MP LLC is to serve as general partner of each of MPGOP, MPGOP Cayman, MP Thrift, MP (Thrift) Global Opportunities Partners (Special) III LP ("MPGOPS"), and MP (Thrift) Global Opportunities Investments III LP ("MPGOI"). MP (Thrift) Asset Management LLC ("MPAM") is a limited liability company organized under the laws of Delaware. MPAM is the managing member of MP LLC. MP (Thrift) LLC ("MPT") is a limited liability company organized under the laws of Delaware.

F3 · ownership.nature: (continued from footnote 2) MPT is the managing member of MPAM. MPGOPS is a limited partnership organized under the laws of Delaware. MPGOPS is the holder of a 100% limited partnership interest in MPGOI. MPGOI is a limited partnership organized under the laws of Delaware. MPGOI is the holder of a 1% limited partnership interest in the New Fund. Along with MPT, MPAM, MP LLC, and MPGOPS, MPGOI comprises the Associates Fund.

F4 · ownership.nature: (continued from footnote 3) David J. Matlin is the sole managing member of MPT, and his principal occupation is acting as Chief Executive Officer of MatlinPatterson Global Advisers LLC ("Matlin Advisers"). Matlin Advisers is a limited liability company organized under the laws of Delaware. The principal business of Matlin Advisers is to serve as investment adviser to the various funds. Matlin Advisers also serves as investment adviser to the New Fund. Peter Schoels is a director of Flagstar Bancorp, Inc. Although Peter Schoels does not have voting or investment control over shares held by MP Thrift, Mr. Schoels may be deemed to have an indirect pecuniary interest in such shares through his indirect interest in a limited partnership which holds an investment interest and carried interest in the various funds.

F5 · ownership.nature: (continued from footnote 4) Mr. Schoels' exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the internal rates of return of the funds overall and with respect to their indirect investment in Flagstar Bancorp, Inc. He disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001567619-19-020308 · doc1.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 21,500,352

F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated October 29, 2019, with Morgan Stanley & Co. LLC, as the underwriter. The offering closed on November 1, 2019. The shares of Common Stock were sold at a price of $35.96 per share.

F1 · price: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated October 29, 2019, with Morgan Stanley & Co. LLC, as the underwriter. The offering closed on November 1, 2019. The shares of Common Stock were sold at a price of $35.96 per share.

F1 · balance_after: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated October 29, 2019, with Morgan Stanley & Co. LLC, as the underwriter. The offering closed on November 1, 2019. The shares of Common Stock were sold at a price of $35.96 per share.

F2 · ownership.nature: MPGOP III Thrift AV-I L.P. ("MPGOP"), a Delaware limited partnership and MPGOP (Cayman) III Thrift AV-I L.P., a Cayman Islands exempted limited partnership ("MPGOP Cayman", and together with MPGOP, the "New Fund") together hold 100% of the membership interests in MP Thrift. MPGOP has a 77.05% interest in MP Thrift and MPGOP Cayman has a 22.95% interest in MP Thrift. MP (Thrift) Global Partners III LLC ("MP LLC") is a limited liability company organized under the laws of Delaware. The principal business of MP LLC is to serve as general partner of each of MPGOP, MPGOP Cayman, MP Thrift, MP (Thrift) Global Opportunities Partners (Special) III LP ("MPGOPS"), and MP (Thrift) Global Opportunities Investments III LP ("MPGOI"). MP (Thrift) Asset Management LLC ("MPAM") is a limited liability company organized under the laws of Delaware. MPAM is the managing member of MP LLC. MP (Thrift) LLC ("MPT") is a limited liability company organized under the laws of Delaware.

F3 · ownership.nature: (continued from footnote 2) MPT is the managing member of MPAM. MPGOPS is a limited partnership organized under the laws of Delaware. MPGOPS is the holder of a 100% limited partnership interest in MPGOI. MPGOI is a limited partnership organized under the laws of Delaware. MPGOI is the holder of a 1% limited partnership interest in the New Fund. Along with MPT, MPAM, MP LLC, and MPGOPS, MPGOI comprises the Associates Fund.

F4 · ownership.nature: (continued from footnote 3) David J. Matlin is the sole managing member of MPT, and his principal occupation is acting as Chief Executive Officer of MatlinPatterson Global Advisers LLC ("Matlin Advisers"). Matlin Advisers is a limited liability company organized under the laws of Delaware. The principal business of Matlin Advisers is to serve as investment adviser to the various funds. Matlin Advisers also serves as investment adviser to the New Fund. Peter Schoels is a director of Flagstar Bancorp, Inc. Although Peter Schoels does not have voting or investment control over shares held by MP Thrift, Mr. Schoels may be deemed to have an indirect pecuniary interest in such shares through his indirect interest in a limited partnership which holds an investment interest and carried interest in the various funds.

F5 · ownership.nature: (continued from footnote 4) Mr. Schoels' exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the internal rates of return of the funds overall and with respect to their indirect investment in Flagstar Bancorp, Inc. He disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001140361-18-028551 · doc1.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,600,352

F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated June 11, 2018, with Sandler O'Neill & Partners, L.P. and Keefe, Bruyette & Woods, Inc. as underwriters. The offering closed on June 14, 2018. The shares of Common Stock were sold at a public offering price of $34.50 per share.

F1 · price: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated June 11, 2018, with Sandler O'Neill & Partners, L.P. and Keefe, Bruyette & Woods, Inc. as underwriters. The offering closed on June 14, 2018. The shares of Common Stock were sold at a public offering price of $34.50 per share.

F1 · balance_after: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated June 11, 2018, with Sandler O'Neill & Partners, L.P. and Keefe, Bruyette & Woods, Inc. as underwriters. The offering closed on June 14, 2018. The shares of Common Stock were sold at a public offering price of $34.50 per share.

F2 · ownership.nature: MPGOP III Thrift AV-I L.P. ("MPGOP"), a Delaware limited partnership and MPGOP (Cayman) III Thrift AV-I L.P., a Cayman Islands exempted limited partnership ("MPGOP Cayman", and together with MPGOP, the "New Fund") together hold 100% of the membership interests in MP Thrift. MPGOP has a 77.05% interest in MP Thrift and MPGOP Cayman has a 22.95% interest in MP Thrift. MP (Thrift) Global Partners III LLC ("MP LLC") is a limited liability company organized under the laws of Delaware. The principal business of MP LLC is to serve as general partner of each of MPGOP, MPGOP Cayman, MP Thrift, MP (Thrift) Global Opportunities Partners (Special) III LP ("MPGOPS"), and MP (Thrift) Global Opportunities Investments III LP ("MPGOI"). MP (Thrift) Asset Management LLC ("MPAM") is a limited liability company organized under the laws of Delaware. MPAM is the managing member of MP LLC. MP (Thrift) LLC ("MPT") is a limited liability company organized under the laws of Delaware.

F3 · ownership.nature: (continued from footnote 2) MPT is the managing member of MPAM. MPGOPS is a limited partnership organized under the laws of Delaware. MPGOPS is the holder of a 100% limited partnership interest in MPGOI. MPGOI is a limited partnership organized under the laws of Delaware. MPGOI is the holder of a 1% limited partnership interest in the New Fund. Along with MPT, MPAM, MP LLC, and MPGOPS, MPGOI comprises the Associates Fund.

F4 · ownership.nature: (continued from footnote 3) David J. Matlin is the sole managing member of MPT, and his principal occupation is acting as Chief Executive Officer of MatlinPatterson Global Advisers LLC ("Matlin Advisers"). Matlin Advisers is a limited liability company organized under the laws of Delaware. The principal business of Matlin Advisers is to serve as investment adviser to the various funds. Matlin Advisers also serves as investment adviser to the New Fund. Peter Schoels is a director of Flagstar Bancorp, Inc. Although Peter Schoels does not have voting or investment control over shares held by MP Thrift, Mr. Schoels may be deemed to have an indirect pecuniary interest in such shares through his indirect interest in a limited partnership which holds an investment interest and carried interest in the various funds.

F5 · ownership.nature: (continued from footnote 4) Mr. Schoels' exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the internal rates of return of the funds overall and with respect to their indirect investment in Flagstar Bancorp, Inc. He disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-17-016474 · doc4.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 28,332,549

F1 · ownership.nature: MP CA Homes LLC was the direct owner of 42,842,557 shares of Common Stock. On June 14, 2017, MP CA Homes LLC sold 11,500,000 shares of Common Stock in an underwritten public offering and 3,010,008 shares of Common Stock to the Issuer in a direct share repurchase. MatlinPatterson Global Opportunities Partners III L.P. and MatlinPatterson Global Opportunities Partners (Cayman) III L.P. (together, "the Funds"), hold 100 percent of the membership interests in MP CA Homes LLC. MatlinPatterson Global Partners III LLC (the "General Partner") is the general partner of the Funds. MatlinPatterson Global Advisers LLC (the "Adviser") is the investment adviser to the Funds. (Continued in footnote 2)

F2 · ownership.nature: MatlinPatterson Global Advisers LLC (the "Adviser") is the investment adviser to the Funds. MatlinPatterson PE Holdings LLC holds 100 percent of the voting interest and equity of the Adviser and the General Partner. MatlinPatterson LLC holds 100 percent of the equity of MatlinPatterson PE Holdings LLC.

F3 · ownership.nature: Although the Reporting Person does not have voting or investment control over shares held by MP CA Homes LLC, the Reporting Person may be deemed to have an indirect pecuniary interest in such shares through his indirect interest in a limited partner which holds an investment interest and carried interest in the Funds. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the internal rates of return of the Funds overall with respect to their indirect investment in the Issuer. The Reporting Person disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.