Last 12 months
Inside the activity.
1 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 10 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 09, 2022 Filed Aug 11, 2022 21:59 UTC |
Phillips AmyEVP, Retail Network & Bus Dev
|
GrantCommon Stock | 1,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-020187 · rdgdoc.xml · nonDerivative · entry 1 Franks Amy · CIK 0001569507 · EVP, Retail Network & Bus Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,684 F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 9, 2023. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:56 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GrantCommon Stock | 15,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-020186 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,892,708 F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 9, 2023. Read SEC document |
| March 11, 2022 Filed Mar 16, 2022 20:48 UTC |
Koster Eric D.VP, General Counsel & Secy.
|
Tax withholdingCommon Stock | 89 | $25.88 | $2,303.32 |
DisclosureSEC source: 0001437749-22-006443 · rdgdoc.xml · nonDerivative · entry 1 Koster Eric D. · CIK 0001574123 · VP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 822 F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on March 11, 2022. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 22:12 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 10,000 | $25.44 | $254,400.00 |
DisclosureSEC source: 0001437749-21-028910 · rdgdoc.xml · nonDerivative · entry 3 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Irfan Kathwari Foundation Disclosed balance after: 455,776 F3 · shares: These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation. F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 16, 2021, the date the gifting of shares were transacted. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 22:12 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 60,000 | $25.44 | $1,526,400.00 |
DisclosureSEC source: 0001437749-21-028910 · rdgdoc.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Grandchildren's trust accounts Disclosed balance after: 100,000 F1 · shares: These securities represent bona fide gifts by the reporting person to four irrevocable trusts held in the names of the reporting person's grandchildren as beneficiaries. Shares are equally held in each of the four irrevocable trusts, of which the reporting person's spouse and other members of his family are trustees. F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 16, 2021, the date the gifting of shares were transacted. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 22:12 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 70,000 | $25.44 | $1,780,800.00 |
DisclosureSEC source: 0001437749-21-028910 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,951,769 F1 · shares: These securities represent bona fide gifts by the reporting person to four irrevocable trusts held in the names of the reporting person's grandchildren as beneficiaries. Shares are equally held in each of the four irrevocable trusts, of which the reporting person's spouse and other members of his family are trustees. F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 16, 2021, the date the gifting of shares were transacted. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 21:22 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 75,000 | $24.35 | $1,826,250.00 |
DisclosureSEC source: 0001437749-21-025333 · rdgdoc.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Irfan Kathwari Foundation Disclosed balance after: 520,776 F1 · shares: These securities represent a bona fide charitable gift by the reporting person to The Irfan Kathwari Foundation. F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on November 2, 2021, the date the gifting of shares were transacted. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 21:22 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 75,000 | $24.35 | $1,826,250.00 |
DisclosureSEC source: 0001437749-21-025333 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,946,769 F1 · shares: These securities represent a bona fide charitable gift by the reporting person to The Irfan Kathwari Foundation. F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on November 2, 2021, the date the gifting of shares were transacted. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 21:02 UTC |
Carlson James B.Director
|
SaleCommon Stock | 18,084 | $23.79 | $430,218.36 |
DisclosureSEC source: 0001437749-21-024954 · rdgdoc.xml · nonDerivative · entry 1 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades with sales prices ranging from $23.62 to $24.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 21:08 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 40,000 | $24.99 | $999,600.00 |
DisclosureSEC source: 0001437749-21-022354 · rdgdoc.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Grandchildren's trust accounts Disclosed balance after: 40,000 F1 · shares: These securities represent bona fide gifts by the reporting person to four irrevocable trusts held in the names of the reporting person's grandchildren as beneficiaries. Shares are equally held in each of the four irrevocable trusts, of which the reporting person's spouse and other members of his family are trustees. F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 15, 2021, the date the gifting of shares were transacted. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 21:08 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 40,000 | $24.99 | $999,600.00 |
DisclosureSEC source: 0001437749-21-022354 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,021,769 F1 · shares: These securities represent bona fide gifts by the reporting person to four irrevocable trusts held in the names of the reporting person's grandchildren as beneficiaries. Shares are equally held in each of the four irrevocable trusts, of which the reporting person's spouse and other members of his family are trustees. F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 15, 2021, the date the gifting of shares were transacted. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 22:20 UTC |
WHITELY COREYEVP, Administration & CFO
|
Tax withholdingCommon Stock | 1,186 | $23.80 | $28,226.80 |
DisclosureSEC source: 0001437749-21-021102 · rdgdoc.xml · nonDerivative · entry 2 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,786 F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 26, 2021. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 22:20 UTC |
WHITELY COREYEVP, Administration & CFO
|
Exercise / conversionCommon Stock | 3,082 | $23.80 | $73,351.60 |
DisclosureSEC source: 0001437749-21-021102 · rdgdoc.xml · nonDerivative · entry 1 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of performance-based restricted stock units, previously granted on July 25, 2018, that were earned and subsequently vested and issued on August 26, 2021. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 22:19 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
Tax withholdingCommon Stock | 19,307 | $23.80 | $459,506.60 |
DisclosureSEC source: 0001437749-21-021101 · rdgdoc.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,061,769 F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 26, 2021. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 22:19 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
Exercise / conversionCommon Stock | 29,798 | $23.80 | $709,192.40 |
DisclosureSEC source: 0001437749-21-021101 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,081,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of performance-based restricted stock units, previously granted on July 25, 2018, that were earned and subsequently vested and issued on August 26, 2021. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 22:45 UTC |
Hutton Rodney A.Chief Marketing Officer
|
Tax withholdingCommon Stock | 485 | $26.60 | $12,901.00 |
DisclosureSEC source: 0001437749-21-019924 · rdgdoc.xml · nonDerivative · entry 1 Hutton Rodney A. · CIK 0001801809 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,515 F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 12, 2021. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 22:44 UTC |
WHITELY COREYEVP, Administration & CFO
|
Tax withholdingCommon Stock | 1,154 | $26.60 | $30,696.40 |
DisclosureSEC source: 0001437749-21-019923 · rdgdoc.xml · nonDerivative · entry 1 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,890 F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 12, 2021. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 22:43 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
Tax withholdingCommon Stock | 8,099 | $26.60 | $215,433.40 |
DisclosureSEC source: 0001437749-21-019922 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,051,278 F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 12, 2021. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 21:07 UTC |
McNulty Matthew JVP, Finance
|
GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-019754 · rdgdoc.xml · nonDerivative · entry 1 McNulty Matthew J · CIK 0001645969 · VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over four years, whereby 25% of the total number of shares issuable under the grant vest each year on the anniversary of the grant date, commencing on August 10, 2022. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 21:27 UTC |
Garrett MaryDirector
|
GrantStock Option (right to buy) · Derivative | 4,235 | $0.00 Strike: $23.61 | $0.00 |
DisclosureSEC source: 0001437749-21-018798 · rdgdoc.xml · derivative · entry 1 Garrett Mary · CIK 0001663588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,235 Underlying: Common Stock · 4,235 shares Expires 2031-08-03 F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 3, 2022. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 21:28 UTC |
Schmotter James W.Director
|
GrantStock Option (right to buy) · Derivative | 4,235 | $0.00 Strike: $23.61 | $0.00 |
DisclosureSEC source: 0001437749-21-018799 · rdgdoc.xml · derivative · entry 1 Schmotter James W. · CIK 0001490397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,235 Underlying: Common Stock · 4,235 shares Expires 2031-08-03 F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 3, 2022. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 21:25 UTC |
Esposito Domenick J.Director
|
GrantStock Option (right to buy) · Derivative | 4,235 | $0.00 Strike: $23.61 | $0.00 |
DisclosureSEC source: 0001437749-21-018796 · rdgdoc.xml · derivative · entry 1 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,235 Underlying: Common Stock · 4,235 shares Expires 2031-08-03 F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 3, 2022. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 21:24 UTC |
Stacom Tara I.Director
|
GrantStock Option (right to buy) · Derivative | 4,235 | $0.00 Strike: $23.61 | $0.00 |
DisclosureSEC source: 0001437749-21-018795 · rdgdoc.xml · derivative · entry 1 Stacom Tara I. · CIK 0001654696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,235 Underlying: Common Stock · 4,235 shares Expires 2031-08-03 F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 3, 2022. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 21:24 UTC |
DOONER JOHN J JRDirector
|
GrantStock Option (right to buy) · Derivative | 4,235 | $0.00 Strike: $23.61 | $0.00 |
DisclosureSEC source: 0001437749-21-018794 · rdgdoc.xml · derivative · entry 1 DOONER JOHN J JR · CIK 0001214319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,235 Underlying: Common Stock · 4,235 shares Expires 2031-08-03 F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 3, 2022. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 21:23 UTC |
Carlson James B.Director
|
GrantStock Option (right to buy) · Derivative | 4,235 | $0.00 Strike: $23.61 | $0.00 |
DisclosureSEC source: 0001437749-21-018793 · rdgdoc.xml · derivative · entry 1 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,235 Underlying: Common Stock · 4,235 shares Expires 2031-08-03 F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 3, 2022. Read SEC document |
| May 07, 2021 Filed May 7, 2021 22:41 UTC |
Grow Daniel M.SVP, Business Development
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $20.63 | $0.00 |
DisclosureSEC source: 0001437749-21-011379 · rdgdoc.xml · derivative · entry 6 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2022-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted on July 31, 2012 vested ratably over four years. Read SEC document |
| May 07, 2021 Filed May 7, 2021 22:41 UTC |
Grow Daniel M.SVP, Business Development
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $19.07 | $0.00 |
DisclosureSEC source: 0001437749-21-011379 · rdgdoc.xml · derivative · entry 5 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2021-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option granted on July 26, 2011 vested ratably over four years. Read SEC document |
| May 07, 2021 Filed May 7, 2021 22:41 UTC |
Grow Daniel M.SVP, Business Development
|
SaleCommon Stock | 2,500 | $31.70 | $79,250.00 |
DisclosureSEC source: 0001437749-21-011379 · rdgdoc.xml · nonDerivative · entry 3 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| May 07, 2021 Filed May 7, 2021 22:41 UTC |
Grow Daniel M.SVP, Business Development
|
Exercise / conversionCommon Stock | 1,000 | $20.63 | $20,630.00 |
DisclosureSEC source: 0001437749-21-011379 · rdgdoc.xml · nonDerivative · entry 2 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 7, 2021 22:41 UTC |
Grow Daniel M.SVP, Business Development
|
Exercise / conversionCommon Stock | 1,500 | $19.07 | $28,605.00 |
DisclosureSEC source: 0001437749-21-011379 · rdgdoc.xml · nonDerivative · entry 1 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:41 UTC |
WHITELY COREYEVP, Administration & CFO
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,333 | $0.00 Strike: $26.19 | $0.00 |
DisclosureSEC source: 0001437749-21-011381 · rdgdoc.xml · derivative · entry 6 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333 shares Expires 2025-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The performance vested stock options granted on June 5, 2015 fully vested ratatbly on the 3rd, 4th, and 5th anniversary of Grant Date. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:41 UTC |
WHITELY COREYEVP, Administration & CFO
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $25.24 | $0.00 |
DisclosureSEC source: 0001437749-21-011381 · rdgdoc.xml · derivative · entry 5 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2024-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The performance vested stock options granted on January 31, 2014 fully vested ratably on the 3rd, 4th, and 5th anniversary of Grant Date. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:41 UTC |
WHITELY COREYEVP, Administration & CFO
|
SaleCommon Stock | 15,333 | $30.58 | $468,883.14 |
DisclosureSEC source: 0001437749-21-011381 · rdgdoc.xml · nonDerivative · entry 4 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,044 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.22 to $31.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:41 UTC |
WHITELY COREYEVP, Administration & CFO
|
Exercise / conversionCommon Stock | 12,000 | $25.24 | $302,880.00 |
DisclosureSEC source: 0001437749-21-011381 · rdgdoc.xml · nonDerivative · entry 3 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:41 UTC |
WHITELY COREYEVP, Administration & CFO
|
Exercise / conversionCommon Stock | 3,333 | $26.19 | $87,291.27 |
DisclosureSEC source: 0001437749-21-011381 · rdgdoc.xml · nonDerivative · entry 2 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:41 UTC |
WHITELY COREYEVP, Administration & CFO
|
SaleCommon Stock | 1,560.64 | $30.87 | $48,176.96 |
DisclosureSEC source: 0001437749-21-011381 · rdgdoc.xml · nonDerivative · entry 1 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held in Ethan Allen 401(K) Plan Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.84 to $30.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder to the Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 11, 2021 Filed Jul 2, 2021 20:41 UTC |
Koster Eric D.VP, General Counsel & Secy.
|
Tax withholdingCommon Stock | 89 | $27.97 | $2,489.33 |
DisclosureSEC source: 0001437749-21-016369 · rdgdoc.xml · nonDerivative · entry 1 Koster Eric D. · CIK 0001574123 · VP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911 F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on March 11, 2021. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:40 UTC |
Grow Daniel M.SVP, Business Development
|
SaleCommon Stock | 1,214 | $25.30 | $30,714.20 |
DisclosureSEC source: 0001437749-21-002643 · rdgdoc.xml · nonDerivative · entry 1 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · price: This transaction was executed in multiple trades with sales prices ranging from $25.27 to $25.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 23, 2020 Filed Dec 23, 2020 23:21 UTC |
Grow Daniel M.SVP, Business Development
|
SaleCommon Stock | 1,500 | $20.02 | $30,030.00 |
DisclosureSEC source: 0001437749-20-025892 · rdgdoc.xml · nonDerivative · entry 1 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,214 Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:27 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 30,000 | $18.91 | $567,300.00 |
DisclosureSEC source: 0001437749-20-025628 · rdgdoc.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Irfan Kathwari Foundation Disclosed balance after: 445,776 F2 · shares: Represents bonafide charitable gift received from direct holdings. F3 · price: The price reported in Column 4 is based on the volume weighted average price (VWAP) of Ethan Allen common stock on December 16, 2020, the date of the gift. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:27 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 30,000 | $18.91 | $567,300.00 |
DisclosureSEC source: 0001437749-20-025628 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,059,377 F1 · shares: Represents bonafide charitable gift to The Irfan Kathwari Foundation. F3 · price: The price reported in Column 4 is based on the volume weighted average price (VWAP) of Ethan Allen common stock on December 16, 2020, the date of the gift. Read SEC document |
| November 03, 2020 Filed Nov 3, 2020 22:10 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0001437749-20-022409 · rdgdoc.xml · derivative · entry 5 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2021-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options vested and became exercisable 20% per year over five years beginning on June 30, 2012. Read SEC document |
| November 03, 2020 Filed Nov 3, 2020 22:10 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
Exercise / conversionCommon Stock | 120,000 | $13.61 | $1,633,200.00 |
DisclosureSEC source: 0001437749-20-022409 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,089,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of 120,000 stock options, which were granted to the reporting person under the Ethan Allen Interiors Inc. Stock Incentive Plan on October 1, 2011. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 21:39 UTC |
Garrett MaryDirector
|
GrantStock Options (right to buy) · Derivative | 6,168 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001437749-20-018074 · rdgdoc.xml · derivative · entry 1 Garrett Mary · CIK 0001663588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,168 Underlying: Common Stock · 6,168 shares Expires 2030-08-12 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 21:28 UTC |
Schmotter James W.Director
|
GrantStock Options (right to buy) · Derivative | 6,168 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001437749-20-018073 · rdgdoc.xml · derivative · entry 1 Schmotter James W. · CIK 0001490397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,168 Underlying: Common Stock · 6,168 shares Expires 2030-08-12 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 21:27 UTC |
Esposito Domenick J.Director
|
GrantStock Options (right to buy) · Derivative | 6,168 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001437749-20-018072 · rdgdoc.xml · derivative · entry 1 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,168 Underlying: Common Stock · 6,168 shares Expires 2030-08-12 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 21:25 UTC |
Stacom Tara I.Director
|
GrantStock Options (right to buy) · Derivative | 6,168 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001437749-20-018070 · rdgdoc.xml · derivative · entry 1 Stacom Tara I. · CIK 0001654696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,168 Underlying: Common Stock · 6,168 shares Expires 2030-08-12 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 21:24 UTC |
DOONER JOHN J JRDirector
|
GrantStock Options (right to buy) · Derivative | 6,168 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001437749-20-018069 · rdgdoc.xml · derivative · entry 1 DOONER JOHN J JR · CIK 0001214319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,168 Underlying: Common Stock · 6,168 shares Expires 2030-08-12 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 21:23 UTC |
Carlson James B.Director
|
GrantStock Options (right to buy) · Derivative | 6,168 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001437749-20-018068 · rdgdoc.xml · derivative · entry 1 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,168 Underlying: Common Stock · 6,168 shares Expires 2030-08-12 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 21:19 UTC |
Hutton Rodney A.Chief Marketing Officer
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GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-018067 · rdgdoc.xml · nonDerivative · entry 1 Hutton Rodney A. · CIK 0001801809 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over two years, whereby 50% of the total number of shares issuable under the grant vest each year on the anniversary of the grant date, commencing on August 12, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.