Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ETHAN ALLEN INTERIORS INCETH · Entity 1199 | SVP, Business Development | May 07, 2021 | May 07, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ETHAN ALLEN INTERIORS INC
Report date May 07, 2021 · Filed May 07, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,000 |
Ending reported balance
After 2021-05-07 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-05-07 · Exercise / conversion · Acquired 1,500 · Balance 4,500 Row 2 · 2021-05-07 · Exercise / conversion · Acquired 1,000 · Balance 5,500 Row 3 · 2021-05-07 · Sale · Disposed 2,500 · Balance 3,000 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.07 · Expires 2021-07-26 | Direct | 0 |
Reported balance
After 2021-05-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-05-07 · Exercise / conversion · Disposed 1,500 · Balance 0 F1: The stock option granted on July 26, 2011 vested ratably over four years. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.63 · Expires 2022-07-31 | Direct | 0 |
Reported balance
After 2021-05-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-05-07 · Exercise / conversion · Disposed 1,000 · Balance 0 F2: The stock option granted on July 31, 2012 vested ratably over four years. |
| Common StockSEC Table I · non-derivative | IndirectShares held in Ethan Allen 401(K) Plan | 2,283.72 |
Reported balance
Holding disclosure · report date 2021-05-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,283.72 |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option granted on July 26, 2011 vested ratably over four years.
F2: The stock option granted on July 31, 2012 vested ratably over four years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2021 Filed May 7, 2021 22:41 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $20.63 | $0.00 |
DisclosureSEC source: 0001437749-21-011379 · rdgdoc.xml · derivative · entry 6 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2022-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted on July 31, 2012 vested ratably over four years. Read SEC document |
| May 07, 2021 Filed May 7, 2021 22:41 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $19.07 | $0.00 |
DisclosureSEC source: 0001437749-21-011379 · rdgdoc.xml · derivative · entry 5 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2021-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option granted on July 26, 2011 vested ratably over four years. Read SEC document |
| May 07, 2021 Filed May 7, 2021 22:41 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | SaleCommon Stock | 2,500 | $31.70 | $79,250.00 |
DisclosureSEC source: 0001437749-21-011379 · rdgdoc.xml · nonDerivative · entry 3 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| May 07, 2021 Filed May 7, 2021 22:41 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionCommon Stock | 1,000 | $20.63 | $20,630.00 |
DisclosureSEC source: 0001437749-21-011379 · rdgdoc.xml · nonDerivative · entry 2 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 7, 2021 22:41 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionCommon Stock | 1,500 | $19.07 | $28,605.00 |
DisclosureSEC source: 0001437749-21-011379 · rdgdoc.xml · nonDerivative · entry 1 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:40 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | SaleCommon Stock | 1,214 | $25.30 | $30,714.20 |
DisclosureSEC source: 0001437749-21-002643 · rdgdoc.xml · nonDerivative · entry 1 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · price: This transaction was executed in multiple trades with sales prices ranging from $25.27 to $25.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 23, 2020 Filed Dec 23, 2020 23:21 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | SaleCommon Stock | 1,500 | $20.02 | $30,030.00 |
DisclosureSEC source: 0001437749-20-025892 · rdgdoc.xml · nonDerivative · entry 1 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,214 Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 21:16 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-018066 · rdgdoc.xml · nonDerivative · entry 1 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,714 F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over two years, whereby 50% of the total number of shares issuable under the grant vest each year on the anniversary of the grant date, commencing on August 12, 2021. Read SEC document |
| September 16, 2019 Filed Sep 19, 2019 20:57 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $11.74 | $0.00 |
DisclosureSEC source: 0001437749-19-018732 · rdgdoc.xml · derivative · entry 3 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2019-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted on November 12, 2009 and vested 25% annually on the anniversary date of the grant and were fully vested after four years. Read SEC document |
| September 16, 2019 Filed Sep 19, 2019 20:57 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | SaleCommon Stock | 1,500 | $19.24 | $28,860.00 |
DisclosureSEC source: 0001437749-19-018732 · rdgdoc.xml · nonDerivative · entry 2 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,714 Read SEC document |
| September 16, 2019 Filed Sep 19, 2019 20:57 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionCommon Stock | 1,500 | $11.74 | $17,610.00 |
DisclosureSEC source: 0001437749-19-018732 · rdgdoc.xml · nonDerivative · entry 1 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2019 Filed May 1, 2019 21:01 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Tax withholdingCommon Stock | 713 | $20.41 | $14,552.33 |
DisclosureSEC source: 0001437749-19-008419 · rdgdoc.xml · nonDerivative · entry 2 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,714 F2 · price: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on April 29, 2019. Read SEC document |
| April 29, 2019 Filed May 1, 2019 21:01 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionCommon Stock | 2,427 | $20.41 | $49,535.07 |
DisclosureSEC source: 0001437749-19-008419 · rdgdoc.xml · nonDerivative · entry 1 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the number of performance-based restricted stock units, previously granted on April 28, 2016, that were earned and subsequently vested and issued on April 29, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.