Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ETHAN ALLEN INTERIORS INCETH · Entity 1199 | Director | August 03, 2021 | August 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ETHAN ALLEN INTERIORS INC
Report date August 03, 2021 · Filed August 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.61 · Expires 2031-08-03 | Direct | 4,235 |
Reported balance
After 2021-08-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-08-03 · Grant · Acquired 4,235 · Balance 4,235 F1: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 3, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 3, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2021 Filed Aug 5, 2021 21:25 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GrantStock Option (right to buy) · Derivative | 4,235 | $0.00 Strike: $23.61 | $0.00 |
DisclosureSEC source: 0001437749-21-018796 · rdgdoc.xml · derivative · entry 1 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,235 Underlying: Common Stock · 4,235 shares Expires 2031-08-03 F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 3, 2022. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 21:27 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GrantStock Options (right to buy) · Derivative | 6,168 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001437749-20-018072 · rdgdoc.xml · derivative · entry 1 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,168 Underlying: Common Stock · 6,168 shares Expires 2030-08-12 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 22:10 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GrantStock Options (right to buy) · Derivative | 5,698 | $0.00 Strike: $17.55 | $0.00 |
DisclosureSEC source: 0001437749-19-015838 · rdgdoc.xml · derivative · entry 1 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,698 Underlying: Common Stock · 5,698 shares Expires 2029-08-05 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:18 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GrantStock Options (right to buy) · Derivative | 4,265 | $0.00 Strike: $23.45 | $0.00 |
DisclosureSEC source: 0001179110-18-009959 · edgar.xml · derivative · entry 2 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,265 Underlying: Common Stock · 4,265 shares Expires 2028-07-25 F1 · derivative.exercise_date: Options vest ratably over three years. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 15:18 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | PurchaseCommon Stock | 840 | $23.90 | $20,073.48 |
DisclosureSEC source: 0001179110-18-003560 · edgar.xml · nonDerivative · entry 1 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,680 Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 23:12 UTC Amendment | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Options · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010810 · edgar.xml · derivative · entry 2 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,126 Underlying: common stock · 3,247 shares Expires 2027-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest ratably over three years Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 20:32 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Options · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010781 · edgar.xml · derivative · entry 1 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,126 Underlying: common stock · 3,247 shares Expires 2027-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest ratably over three years Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 20:23 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | PurchaseCommon Stock | 840 | $31.00 | $26,042.94 |
DisclosureSEC source: 0001179110-17-004986 · edgar.xml · nonDerivative · entry 1 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,840 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.