Garrett Mary

SEC source: 0001628280-26-042270 · wk-form4_1781124228.xml · derivative · entry 2

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,853

Underlying: Common Stock · 5,853 shares

Expires 2036-06-08

F2 · derivative.exercise_date: The Stock option was granted on June 9, 2026, and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-26-042270 · wk-form4_1781124228.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,700

F1 · kind: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001663588-26-000002 · form4-06032026_040605.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,202

F1 · shares: Grant of restricted shares, under the Issuer's equity incentive plan, in consideration of services as a Board Member pursuant to the Issuer's Board of Directors Compensation Plan. Shares shall vest in full on the one-year anniversary of the grant date.

SEC source: 0001628280-25-030979 · wk-form4_1749759842.xml · derivative · entry 2

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,771

Underlying: Common Stock · 2,771 shares

Expires 2035-06-09

F2 · derivative.exercise_date: The Stock option was granted on June 10, 2025 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-25-030979 · wk-form4_1749759842.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,385

F1 · kind: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001415889-25-015373 · form4-06032025_080614.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,175

F1 · shares: Grant of restricted shares, under the Issuer's equity incentive plan, in consideration of services as a Board Member pursuant to the Issuer's Board of Directors Compensation Plan. Shares shall vest in full on the one-year anniversary of the grant date.

SEC source: 0001628280-24-027052 · wk-form4_1717705794.xml · derivative · entry 2

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common Stock · 2,526 shares

Expires 2034-06-03

F2 · derivative.exercise_date: The Stock Option was granted on June 4, 2024 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-24-027052 · wk-form4_1717705794.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,847

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001415889-24-014280 · form4-05232024_080534.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,091

F1 · shares: Grant of restricted shares, under the Issuer's equity incentive plan, in consideration of services as a Board member, pursuant to the Issuer's Board of Directors Compensation Plan. Shares shall vest in full on the date of the Issuer's 2025 Annual Meeting of Stockholders.

SEC source: 0001628280-23-022497 · wk-form4_1686948514.xml · derivative · entry 2

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,865

Underlying: Common Stock · 4,865 shares

Expires 2033-06-14

F2 · derivative.exercise_date: The Stock Option was granted on June 15, 2023 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-23-022497 · wk-form4_1686948514.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,471

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001415889-23-008811 · form4-05252023_080548.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,033

F1 · shares: Grant of restricted shares, under the Issuer's equity incentive plan, in consideration of services as a Board member, pursuant to the Issuer's Board of Directors Compensation Plan. Shares shall vest in full on the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0001628280-22-016685 · wf-form4_165480554369716.xml · derivative · entry 2

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,205

Underlying: Common Stock · 4,205 shares

Expires 2032-06-06

F2 · price: The Stock option was granted on June 7, 2022 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

F2 · derivative.exercise_date: The Stock option was granted on June 7, 2022 and vests in full on the earlier to occur of (i) the one-year anniversary of the grant date, or (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-22-016685 · wf-form4_165480554369716.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,760

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The securities shall vest in full on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001415889-22-005680 · form4-05262022_010503.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511

F1 · shares: Grant of restricted shares, under the Issuer's equity incentive plan, in consideration of services as a Board member, pursuant to the Issuer's Board of Directors Compensation Plan. Shares shall vest in full on the date of the Issuer's 2023 Annual Meeting of Stockholders.

SEC source: 0001628280-22-000066 · wf-form4_164124450272934.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,759

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. One-third of the RSUs shall vest on December 29, 2022, with one-third of the remaining RSUs vesting annually on each of the second and third anniversary thereof, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001214659-21-013212 · marketforms-54649.xml · derivative · entry 6

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,798 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F3 · price: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

SEC source: 0001214659-21-013212 · marketforms-54649.xml · derivative · entry 5

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,870 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F3 · price: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

SEC source: 0001214659-21-013212 · marketforms-54649.xml · derivative · entry 4

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,762 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F3 · price: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

SEC source: 0001214659-21-013212 · marketforms-54649.xml · derivative · entry 3

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,184 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F3 · price: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

SEC source: 0001214659-21-013212 · marketforms-54649.xml · derivative · entry 2

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,762 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F3 · price: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

SEC source: 0001214659-21-013212 · marketforms-54649.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter (the "Merger Agreement") in exchange for a cash payment of $156.00 per share of common stock.

SEC source: 0001437749-21-018798 · rdgdoc.xml · derivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,235

Underlying: Common Stock · 4,235 shares

Expires 2031-08-03

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 3, 2022.

SEC source: 0000047518-21-000036 · wf-form4_161583853462697.xml · derivative · entry 2

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,787

Underlying: Common Stock · 1,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · kind: Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

F3 · derivative.expiration_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

SEC source: 0001437749-20-018074 · rdgdoc.xml · derivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,168

Underlying: Common Stock · 6,168 shares

Expires 2030-08-12

F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column.

SEC source: 0000047518-20-000036 · wf-form4_158275396394209.xml · derivative · entry 2

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842

Underlying: Common Stock · 1,842 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · kind: Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

F3 · derivative.expiration_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

SEC source: 0001437749-19-015839 · rdgdoc.xml · derivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,698

Underlying: Common Stock · 5,698 shares

Expires 2029-08-05

F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column.

SEC source: 0000047518-19-000021 · wf-form4_155208057800859.xml · derivative · entry 2

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,722

Underlying: Common Stock · 1,722 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · kind: Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

F3 · derivative.expiration_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

SEC source: 0001179110-18-009960 · edgar.xml · derivative · entry 2

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,265

Underlying: Common Stock · 4,265 shares

Expires 2028-07-25

F1 · derivative.exercise_date: Options vest ratably over three years.

SEC source: 0000047518-18-000020 · wf-form4_152063254664181.xml · derivative · entry 2

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,116

Underlying: Common Stock · 2,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · kind: Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

F3 · derivative.expiration_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

SEC source: 0000047518-17-000147 · wf-form4_151268047972366.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · price: This transaction was executed in multiple trades at prices ranging from $83.29 to $83.32. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001179110-17-010807 · edgar.xml · derivative · entry 2

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,126

Underlying: common stock · 3,247 shares

Expires 2027-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest ratably over three years

SEC source: 0001179110-17-010782 · edgar.xml · derivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,126

Underlying: common stock · 3,247 shares

Expires 2027-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest ratably over three years

SEC source: 0000047518-17-000038 · wf-form4_148969809272701.xml · derivative · entry 2

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651

Underlying: Common Stock · 2,651 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or exercise price of the restricted stock units is 1-for-1.

F2 · kind: Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

F3 · derivative.expiration_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

SEC source: 0001179110-16-033101 · edgar.xml · nonDerivative · entry 1

Garrett Mary · CIK 0001663588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200