Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ETHAN ALLEN INTERIORS INCETD · Entity 1199 | EVP, Administration & CFO | August 26, 2021 | August 27, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ETHAN ALLEN INTERIORS INC
Report date August 26, 2021 · Filed August 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,786 |
Ending reported balance
After 2021-08-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-08-26 · Exercise / conversion · Acquired 3,082 · Balance 22,972 F1: Represents the number of performance-based restricted stock units, previously granted on July 25, 2018, that were earned and subsequently vested and issued on August 26, 2021. Row 2 · 2021-08-26 · Tax withholding · Disposed 1,186 · Balance 21,786 F2: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 26, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of performance-based restricted stock units, previously granted on July 25, 2018, that were earned and subsequently vested and issued on August 26, 2021.
F2: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 26, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2021 Filed Aug 27, 2021 22:20 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | Tax withholdingCommon Stock | 1,186 | $23.80 | $28,226.80 |
DisclosureSEC source: 0001437749-21-021102 · rdgdoc.xml · nonDerivative · entry 2 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,786 F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 26, 2021. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 22:20 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | Exercise / conversionCommon Stock | 3,082 | $23.80 | $73,351.60 |
DisclosureSEC source: 0001437749-21-021102 · rdgdoc.xml · nonDerivative · entry 1 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of performance-based restricted stock units, previously granted on July 25, 2018, that were earned and subsequently vested and issued on August 26, 2021. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 22:44 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Tax withholdingCommon Stock | 1,154 | $26.60 | $30,696.40 |
DisclosureSEC source: 0001437749-21-019923 · rdgdoc.xml · nonDerivative · entry 1 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,890 F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 12, 2021. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:41 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Option (right to buy) · Derivative | 3,333 | $0.00 Strike: $26.19 | $0.00 |
DisclosureSEC source: 0001437749-21-011381 · rdgdoc.xml · derivative · entry 6 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333 shares Expires 2025-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The performance vested stock options granted on June 5, 2015 fully vested ratatbly on the 3rd, 4th, and 5th anniversary of Grant Date. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:41 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $25.24 | $0.00 |
DisclosureSEC source: 0001437749-21-011381 · rdgdoc.xml · derivative · entry 5 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2024-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The performance vested stock options granted on January 31, 2014 fully vested ratably on the 3rd, 4th, and 5th anniversary of Grant Date. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:41 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | SaleCommon Stock | 15,333 | $30.58 | $468,883.14 |
DisclosureSEC source: 0001437749-21-011381 · rdgdoc.xml · nonDerivative · entry 4 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,044 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.22 to $31.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:41 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionCommon Stock | 12,000 | $25.24 | $302,880.00 |
DisclosureSEC source: 0001437749-21-011381 · rdgdoc.xml · nonDerivative · entry 3 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:41 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionCommon Stock | 3,333 | $26.19 | $87,291.27 |
DisclosureSEC source: 0001437749-21-011381 · rdgdoc.xml · nonDerivative · entry 2 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:41 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | SaleCommon Stock | 1,560.64 | $30.87 | $48,176.96 |
DisclosureSEC source: 0001437749-21-011381 · rdgdoc.xml · nonDerivative · entry 1 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held in Ethan Allen 401(K) Plan Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.84 to $30.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder to the Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 21:14 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-018065 · rdgdoc.xml · nonDerivative · entry 1 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,044 F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over two years, whereby 50% of the total number of shares issuable under the grant vest each year on the anniversary of the grant date, commencing on August 12, 2021. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:30 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Tax withholdingCommon Stock | 983 | $20.22 | $19,876.26 |
DisclosureSEC source: 0001437749-19-008044 · rdgdoc.xml · nonDerivative · entry 2 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,044 F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on April 24, 2019. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:30 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionCommon Stock | 3,453 | $20.22 | $69,819.66 |
DisclosureSEC source: 0001437749-19-008044 · rdgdoc.xml · nonDerivative · entry 1 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of performance-based restricted stock units, previously granted on April 19, 2016, that were earned and subsequently vested and issued on April 24, 2019. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 21:23 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | PurchaseCommon Stock | 1,700 | $24.65 | $41,905.00 |
DisclosureSEC source: 0001179110-18-001797 · edgar.xml · nonDerivative · entry 1 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,574 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:31 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Options (right to buy) · Derivative | 7,000 | $0.00 Strike: $20.63 | $0.00 |
DisclosureSEC source: 0001179110-16-031779 · edgar.xml · derivative · entry 7 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2022-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date indicated is the grant date and the options vest in four equal installments beginning on such date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:31 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Options (right to buy) · Derivative | 6,000 | $0.00 Strike: $19.07 | $0.00 |
DisclosureSEC source: 0001179110-16-031779 · edgar.xml · derivative · entry 6 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2021-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date indicated is the grant date and the options vest in four equal installments beginning on such date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:31 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Options (right to buy) · Derivative | 10,000 | $0.00 Strike: $11.74 | $0.00 |
DisclosureSEC source: 0001179110-16-031779 · edgar.xml · derivative · entry 5 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date indicated is the grant date and the options vest in four equal installments beginning on such date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:31 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Options (right to buy) · Derivative | 3,000 | $0.00 Strike: $17.60 | $0.00 |
DisclosureSEC source: 0001179110-16-031779 · edgar.xml · derivative · entry 4 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2018-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date indicated is the grant date and the options vest in four equal installments beginning on such date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:31 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $25.71 | $0.00 |
DisclosureSEC source: 0001179110-16-031779 · edgar.xml · derivative · entry 3 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2018-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date indicated is the grant date and the options vest in four equal installments beginning on such date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:31 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Tax withholdingStock Options (right to buy) | 20,043 | $33.96 | $680,660.28 |
DisclosureSEC source: 0001179110-16-031779 · edgar.xml · nonDerivative · entry 2 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,874 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions as part of a cashless stock option exercise at prices ranging from $33.80 to $34.10, inclusive. The reporting person undertakes to provide to ETH, any security holder of ETH, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:31 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Options (right to buy) | 28,000 | $17.16 | $480,480.00 |
DisclosureSEC source: 0001179110-16-031779 · edgar.xml · nonDerivative · entry 1 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported in Column 4 is a weighted average price. These stock options were exercised in multiple transactions at prices set forth in Table II, inclusive. The reporting person undertakes to provide to ETH, any security holder of ETH, or the staff of the SEC, upon request, full information regarding the number of options exercised at each separate price with the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.