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Phillips Amy

Disclosed activity across 1 company

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25197
SEC CIK
0001569507

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ETHAN ALLEN INTERIORS INCETD · Entity 1199EVP, Retail DivisionSeptember 11, 2026September 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ETHAN ALLEN INTERIORS INC

Report date September 11, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,113 Ending reported balance After 2026-09-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-11 · Exercise / conversion · Acquired 990 · Balance 23,467

F1: Represents the number of performance-based stock units, previously granted on August 8, 2023, that were earned and subsequently vested and issued on September 11, 2026.

Row 2 · 2026-09-11 · Tax withholding · Disposed 354 · Balance 23,113

F2: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 11, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of performance-based stock units, previously granted on August 8, 2023, that were earned and subsequently vested and issued on September 11, 2026.

F2: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 11, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2026 Filed Sep 11, 2026 21:02 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 354 $21.93 $7,763.22
Disclosure

SEC source: 0001437749-26-030189 · rdgdoc.xml · nonDerivative · entry 2

Phillips Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,113

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 11, 2026.

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:02 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Exercise / conversionCommon Stock 990 $21.93 $21,710.70
Disclosure

SEC source: 0001437749-26-030189 · rdgdoc.xml · nonDerivative · entry 1

Phillips Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of performance-based stock units, previously granted on August 8, 2023, that were earned and subsequently vested and issued on September 11, 2026.

Read SEC document
August 10, 2026 Filed Aug 11, 2026 01:14 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 417 $23.51 $9,803.67
Disclosure

SEC source: 0001437749-26-026850 · rdgdoc.xml · nonDerivative · entry 1

Phillips Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,477

F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2026.

Read SEC document
August 07, 2026 Filed Aug 7, 2026 21:05 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 496 $23.71 $11,760.16
Disclosure

SEC source: 0001437749-26-026611 · rdgdoc.xml · nonDerivative · entry 3

Phillips Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,894

F3 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2026.

Read SEC document
August 06, 2026 Filed Aug 7, 2026 21:05 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 504 $23.51 $11,849.04
Disclosure

SEC source: 0001437749-26-026611 · rdgdoc.xml · nonDerivative · entry 2

Phillips Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,390

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 6, 2026.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 21:05 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 GrantCommon Stock 7,837 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-026611 · rdgdoc.xml · nonDerivative · entry 1

Phillips Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,894

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 5, 2027.

Read SEC document
August 29, 2025 Filed Aug 29, 2025 20:26 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 973 $29.51 $28,713.23
Disclosure

SEC source: 0001437749-25-028040 · rdgdoc.xml · nonDerivative · entry 2

Phillips Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,057

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 29, 2025.

Read SEC document
August 29, 2025 Filed Aug 29, 2025 20:26 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Exercise / conversionCommon Stock 2,786 $29.51 $82,214.86
Disclosure

SEC source: 0001437749-25-028040 · rdgdoc.xml · nonDerivative · entry 1

Phillips Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of performance-based stock units, previously granted on August 9, 2022, that were earned and subsequently vested and issued on August 29, 2025.

Read SEC document
August 11, 2025 Filed Aug 12, 2025 20:44 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 556 $29.47 $16,385.32
Disclosure

SEC source: 0001437749-25-026245 · rdgdoc.xml · nonDerivative · entry 1

Phillips Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,244

F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 11, 2025.

Read SEC document
August 08, 2025 Filed Aug 8, 2025 20:29 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 421 $29.26 $12,318.46
Disclosure

SEC source: 0001437749-25-025735 · rdgdoc.xml · nonDerivative · entry 3

Franks Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,800

F3 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 8, 2025.

Read SEC document
August 07, 2025 Filed Aug 8, 2025 20:29 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 500 $29.31 $14,655.00
Disclosure

SEC source: 0001437749-25-025735 · rdgdoc.xml · nonDerivative · entry 2

Franks Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,221

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2025.

Read SEC document
August 06, 2025 Filed Aug 8, 2025 20:29 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 GrantCommon Stock 4,221 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-025735 · rdgdoc.xml · nonDerivative · entry 1

Franks Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,721

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

Read SEC document
August 12, 2024 Filed Aug 12, 2024 20:23 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 350 $29.71 $10,398.50
Disclosure

SEC source: 0001437749-24-026066 · rdgdoc.xml · nonDerivative · entry 1

Franks Amy · CIK 0001569507 · EVP, Retail Network & Bus Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,500

F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 12, 2024.

Read SEC document
August 09, 2024 Filed Aug 9, 2024 20:56 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 197 $30.33 $5,975.01
Disclosure

SEC source: 0001437749-24-025907 · rdgdoc.xml · nonDerivative · entry 3

Franks Amy · CIK 0001569507 · EVP, Retail Network & Bus Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,850

F3 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 9, 2024.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 20:56 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 408 $30.19 $12,317.52
Disclosure

SEC source: 0001437749-24-025907 · rdgdoc.xml · nonDerivative · entry 2

Franks Amy · CIK 0001569507 · EVP, Retail Network & Bus Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,047

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 8, 2024.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 20:56 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 GrantCommon Stock 4,160 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-025907 · rdgdoc.xml · nonDerivative · entry 1

Franks Amy · CIK 0001569507 · EVP, Retail Network & Bus Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,455

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 7, 2025.

Read SEC document
August 10, 2023 Filed Aug 10, 2023 20:19 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 344 $34.05 $11,713.20
Disclosure

SEC source: 0001437749-23-023064 · rdgdoc.xml · nonDerivative · entry 3

Franks Amy · CIK 0001569507 · EVP, Retail Network & Bus Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,295

F3 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2023.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:19 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 193 $34.51 $6,660.43
Disclosure

SEC source: 0001437749-23-023064 · rdgdoc.xml · nonDerivative · entry 2

Franks Amy · CIK 0001569507 · EVP, Retail Network & Bus Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,639

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 9, 2023.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:19 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 GrantCommon Stock 3,499 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-023064 · rdgdoc.xml · nonDerivative · entry 1

Franks Amy · CIK 0001569507 · EVP, Retail Network & Bus Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,832

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 8, 2024.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 21:59 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 351 $25.98 $9,118.98
Disclosure

SEC source: 0001437749-22-020187 · rdgdoc.xml · nonDerivative · entry 2

Franks Amy · CIK 0001569507 · EVP, Retail Network & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,333

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2022.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 21:59 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 GrantCommon Stock 1,684 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-020187 · rdgdoc.xml · nonDerivative · entry 1

Franks Amy · CIK 0001569507 · EVP, Retail Network & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,684

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 9, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.