KATHWARI M FAROOQ

SEC source: 0001437749-26-030184 · rdgdoc.xml · nonDerivative · entry 2

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,466,299

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 11, 2026.

SEC source: 0001437749-26-030184 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,473,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of performance-based stock units, previously granted on August 8, 2023, that were earned and subsequently vested and issued on September 11, 2026.

SEC source: 0001437749-26-029547 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 22,081

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 2, 2026, 16,726 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-26-029547 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 22,077

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 2, 2026, 16,726 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-26-029547 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 22,081

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 2, 2026, 16,726 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-26-029547 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 22,081

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 2, 2026, 16,726 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-26-029547 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,465,530

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 2, 2026, 16,726 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-26-026849 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,488,341

F1 · price: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2026.

SEC source: 0001437749-26-026614 · rdgdoc.xml · nonDerivative · entry 3

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,491,613

F3 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2026.

SEC source: 0001437749-26-026614 · rdgdoc.xml · nonDerivative · entry 2

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,495,503

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 6, 2026.

SEC source: 0001437749-26-026614 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,499,451

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 5, 2027.

SEC source: 0001437749-26-001935 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 22,347

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on January 22, 2026, 1,590 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-26-001935 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 22,342

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on January 22, 2026, 1,590 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-26-001935 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 22,347

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on January 22, 2026, 1,590 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-26-001935 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 22,347

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on January 22, 2026, 1,590 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-26-001935 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,483,228

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on January 22, 2026, 1,590 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-038162 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 22,372

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on December 15, 2025, 222 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-038162 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 22,369

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on December 15, 2025, 222 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-038162 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 22,372

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on December 15, 2025, 222 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-038162 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 22,372

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on December 15, 2025, 222 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-038162 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,485,396

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on December 15, 2025, 222 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-037731 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 22,375

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on December 11, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-037731 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 22,375

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on December 11, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-037731 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 22,375

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on December 11, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-037731 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 22,375

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on December 11, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-037731 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,485,699

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on December 11, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-037048 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500,699

F1 · shares: These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation.

F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 4, 2025, the date the gifting of shares were transacted.

SEC source: 0001437749-25-031068 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 22,550

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on October 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-031068 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 22,550

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on October 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-031068 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 22,550

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on October 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-031068 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 22,550

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on October 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-031068 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,583,652

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on October 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-029091 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 22,725

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-029091 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 22,725

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-029091 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 22,725

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-029091 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 22,725

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-029091 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,598,652

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-028039 · rdgdoc.xml · nonDerivative · entry 2

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,613,652

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 29, 2025.

SEC source: 0001437749-25-028039 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,657,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of performance-based stock units, previously granted on August 9, 2022, that were earned and subsequently vested and issued on August 29, 2025.

SEC source: 0001437749-25-026244 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,612,194

F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 11, 2025.

SEC source: 0001437749-25-025732 · rdgdoc.xml · nonDerivative · entry 3

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,617,337

F3 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 8, 2025.

SEC source: 0001437749-25-025732 · rdgdoc.xml · nonDerivative · entry 2

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,620,844

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2025.

SEC source: 0001437749-25-025732 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,625,012

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

SEC source: 0001437749-25-017699 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 22,900

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on May 19, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-017699 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 22,900

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on May 19, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-017699 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 22,900

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on May 19, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-017699 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 22,900

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on May 19, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-017699 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,611,905

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on May 19, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-012317 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 23,075

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on April 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-012317 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 23,075

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on April 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.