Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ETHAN ALLEN INTERIORS INCETD · Entity 1199 | Director | November 01, 2021 | November 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ETHAN ALLEN INTERIORS INC
Report date November 01, 2021 · Filed November 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-11-01 transaction · row 1
1 source rowRow 1 · 2021-11-01 · Sale · Disposed 18,084 · Balance 0 F1: This transaction was executed in multiple trades with sales prices ranging from $23.62 to $24.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades with sales prices ranging from $23.62 to $24.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2021 Filed Nov 2, 2021 21:02 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 18,084 | $23.79 | $430,218.36 |
DisclosureSEC source: 0001437749-21-024954 · rdgdoc.xml · nonDerivative · entry 1 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades with sales prices ranging from $23.62 to $24.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 21:23 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GrantStock Option (right to buy) · Derivative | 4,235 | $0.00 Strike: $23.61 | $0.00 |
DisclosureSEC source: 0001437749-21-018793 · rdgdoc.xml · derivative · entry 1 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,235 Underlying: Common Stock · 4,235 shares Expires 2031-08-03 F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 3, 2022. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 21:23 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GrantStock Options (right to buy) · Derivative | 6,168 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001437749-20-018068 · rdgdoc.xml · derivative · entry 1 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,168 Underlying: Common Stock · 6,168 shares Expires 2030-08-12 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 22:08 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GrantStock Options (right to buy) · Derivative | 5,698 | $0.00 Strike: $17.55 | $0.00 |
DisclosureSEC source: 0001437749-19-015836 · rdgdoc.xml · derivative · entry 1 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,698 Underlying: Common Stock · 5,698 shares Expires 2029-08-05 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 21:05 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | PurchaseCommon Stock | 2,000 | $19.38 | $38,760.00 |
DisclosureSEC source: 0001179110-18-012990 · edgar.xml · nonDerivative · entry 1 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,084 Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:17 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GrantStock Options (right to buy) · Derivative | 4,265 | $0.00 Strike: $23.45 | $0.00 |
DisclosureSEC source: 0001179110-18-009957 · edgar.xml · derivative · entry 2 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,265 Underlying: Common Stock · 4,265 shares Expires 2028-07-25 F1 · derivative.exercise_date: Options vest ratably over three years. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 22:27 UTC Amendment | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Option (right to buy) · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010801 · edgar.xml · derivative · entry 2 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,568 Underlying: common stock · 3,247 shares Expires 2017-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest ratably over three years Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 20:32 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Option (right to buy) · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010779 · edgar.xml · derivative · entry 1 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,568 Underlying: common stock · 3,247 shares Expires 2017-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest ratably over three years Read SEC document |
| March 19, 2017 Filed Mar 21, 2017 20:22 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Options (right to buy) · Derivative | 1,160 | $0.00 Strike: $28.73 | $0.00 |
DisclosureSEC source: 0001179110-17-004985 · edgar.xml · derivative · entry 2 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,321 Underlying: Common Stock · 1,160 shares Expires 2025-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2017 Filed Mar 21, 2017 20:22 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionStock Options (right to buy) | 1,160 | $28.73 | $33,326.80 |
DisclosureSEC source: 0001179110-17-004985 · edgar.xml · nonDerivative · entry 1 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.