EQH

SEC source: 0001209191-22-045634 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,393.97

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-045634 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,841.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-045633 · doc4.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,245.17

F1 · shares: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes Restricted Stock Units.

SEC source: 0001209191-22-045635 · doc4.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,400

Underlying: Common Stock · 40,000 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

SEC source: 0001209191-22-045635 · doc4.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,779.69

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.1300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0001209191-22-045635 · doc4.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,779.69

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0001209191-22-041945 · doc4.xml · nonDerivative · entry 1

Isaacs-Lowe Arlene · CIK 0001916941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,341

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

SEC source: 0001209191-22-034856 · doc4.xml · nonDerivative · entry 1

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,127

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

SEC source: 0001209191-22-035153 · doc4.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,007.84

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001209191-22-035159 · doc4.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,652.93

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-035155 · doc4.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,245.17

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001209191-22-035157 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,393.97

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001209191-22-035158 · doc4.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,828.9

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001209191-22-035156 · doc4.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,779.69

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001209191-22-035154 · doc4.xml · nonDerivative · entry 1

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,099.25

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes restricted stock units.

SEC source: 0001209191-22-032615 · doc4.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,904.16

F1 · shares: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes Restricted Stock Units.

SEC source: 0001209191-22-032621 · doc4.xml · derivative · entry 4

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,589

Underlying: Common Stock · 20,725 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

SEC source: 0001209191-22-032621 · doc4.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,007.13

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-032621 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,007.13

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.1200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-032621 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,732.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-032613 · doc4.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926,400

Underlying: Common Stock · 20,000 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

SEC source: 0001209191-22-032613 · doc4.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,211.83

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.1200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0001209191-22-032613 · doc4.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,211.83

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0001209191-22-031113 · doc4.xml · nonDerivative · entry 1

SCOTT BERTRAM L · CIK 0001221780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,729

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

SEC source: 0001209191-22-031119 · doc4.xml · nonDerivative · entry 1

LAMMTENNANT JOAN M · CIK 0001208239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,056

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

SEC source: 0001209191-22-031117 · doc4.xml · nonDerivative · entry 1

Stansfield George · CIK 0001738945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,655

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

SEC source: 0001209191-22-031116 · doc4.xml · nonDerivative · entry 1

Kaye Daniel G · CIK 0001556974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,129

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

SEC source: 0001209191-22-031115 · doc4.xml · nonDerivative · entry 1

Stonehill Charles G.T. · CIK 0001739527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,285

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

SEC source: 0001209191-22-031112 · doc4.xml · nonDerivative · entry 1

Matus Kristi Ann · CIK 0001543504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,297

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

SEC source: 0001209191-22-031114 · doc4.xml · nonDerivative · entry 1

Hondal Francis · CIK 0001823810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,615

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

SEC source: 0001209191-22-024822 · doc4.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,904.16

F1 · shares: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.2500 to $30.7500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes Restricted Stock Units.

SEC source: 0001209191-22-024823 · doc4.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,314

Underlying: Common Stock · 20,724 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

SEC source: 0001209191-22-024823 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,007.13

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $30.2400 to $30.7300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-024823 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,731.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-024824 · doc4.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946,400

Underlying: Common Stock · 20,000 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

SEC source: 0001209191-22-024824 · doc4.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,211.83

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $30.2400 to $30.7500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0001209191-22-024824 · doc4.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,211.83

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0001209191-22-022621 · doc4.xml · nonDerivative · entry 1

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,758.18

F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-021141 · doc4.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,038

Underlying: Common Stock · 20,725 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

SEC source: 0001209191-22-021141 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,007.13

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $31.2000 to $31.7000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-021141 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,732.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-020796 · doc4.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,904.16

F1 · shares: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $31.4600 to $32.0600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes Restricted Stock Units.

SEC source: 0001209191-22-019652 · doc4.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,400

Underlying: Common Stock · 20,000 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

SEC source: 0001209191-22-019652 · doc4.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,211.83

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $30.3200 to $30.7100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0001209191-22-019652 · doc4.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,211.83

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0001209191-22-017420 · doc4.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,803.26

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001209191-22-017422 · doc4.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,580.69

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-017423 · doc4.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,904.16

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001209191-22-017421 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,007.13

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001209191-22-017426 · doc4.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,211.83

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.