EQH

SEC source: 0001628280-26-062881 · wk-form4_1790021408.xml · nonDerivative · entry 1

SCOTT BERTRAM L · CIK 0001221780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,685

F1 · price: All shares were sold at a price of $54.35, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected.

SEC source: 0001628280-26-062733 · wk-form4_1789762835.xml · nonDerivative · entry 1

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,999

F1 · price: All shares were sold at a price of $54.275, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected.

SEC source: 0001628280-26-060907 · wk-form4_1788898074.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,006.8758

F1 · price: This transaction was executed in multiple trades at prices ranging from $53.225 to $53.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0001628280-26-060727 · wk-form4_1788552591.xml · nonDerivative · entry 1

Isaacs-Lowe Arlene · CIK 0001916941 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,763

F1 · price: All shares were sold at a price of $52.825, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected.

SEC source: 0001628280-26-057648 · wk-form4_1787084089.xml · derivative · entry 8

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,359 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F8 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019

SEC source: 0001628280-26-057648 · wk-form4_1787084089.xml · nonDerivative · entry 7

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,019.4132

F7 · price: This transaction was executed in multiple trades at prices ranging from $53.04 to $53.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-057648 · wk-form4_1787084089.xml · nonDerivative · entry 6

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,319.4132

F4 · price: This transaction was executed in multiple trades at prices ranging from $52.02 to $53.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-057648 · wk-form4_1787084089.xml · nonDerivative · entry 5

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,560.4132

F6 · price: This transaction was executed in multiple trades at prices ranging from $51.02 to $51.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-057648 · wk-form4_1787084089.xml · nonDerivative · entry 4

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,019.4132

F5 · price: This transaction was executed in multiple trades at prices ranging from $53.03 to $53.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-057648 · wk-form4_1787084089.xml · nonDerivative · entry 3

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,519.4132

F4 · price: This transaction was executed in multiple trades at prices ranging from $52.02 to $53.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-057648 · wk-form4_1787084089.xml · nonDerivative · entry 2

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,719.4132

F3 · price: This transaction was executed in multiple trades at prices ranging from $51.02 to $51.995. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-057648 · wk-form4_1787084089.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,378.4132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-055759 · wk-form4_1786480864.xml · nonDerivative · entry 1

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,999

F1 · price: All shares were sold at a price of $51.365, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected.

SEC source: 0001628280-26-055261 · wk-form4_1786393433.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,419.4556

F1 · price: All shares were sold at a price of $52.875, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-055782 · wk-form4_1786481667.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,500.51

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-055781 · wk-form4_1786481611.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,467.3856

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-055778 · wk-form4_1786481556.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,019.4132

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-055775 · wk-form4_1786481465.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,929.8758

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-055783 · wk-form4_1786481721.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 754,761.4078

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

SEC source: 0001628280-26-055771 · wk-form4_1786481316.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,969.5603

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-055768 · wk-form4_1786481197.xml · nonDerivative · entry 1

Meyers Kurt · CIK 0002091731 · Chief Legal Officer, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,285.5615

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

F3 · balance_after: Reflects acquisition of shares pursuant to the Equitable Stock Purchase Plan that have occurred since the date of the reporting person's last ownership report.

SEC source: 0001628280-26-055256 · wk-form4_1786393188.xml · nonDerivative · entry 1

SCOTT BERTRAM L · CIK 0001221780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,465

F1 · price: This transaction was executed in multiple trades at prices ranging from $51.03 to $51.21. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001628280-26-055260 · wk-form4_1786393379.xml · nonDerivative · entry 1

Stonehill Charles G.T. · CIK 0001739527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,357

F1 · price: This transaction was executed in multiple trades at prices ranging from $51.50 to $51.62. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

SEC source: 0001628280-26-049043 · wk-form4_1784667655.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,200 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

SEC source: 0001628280-26-049043 · wk-form4_1784667655.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 753,402.7178

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $49.1400 to $49.1900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

SEC source: 0001628280-26-049043 · wk-form4_1784667655.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 753,538.7178

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $48.1400 to $49.1399. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

SEC source: 0001628280-26-049043 · wk-form4_1784667655.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 793,102.7178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

SEC source: 0001628280-26-048666 · wk-form4_1784319593.xml · derivative · entry 6

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,359

Underlying: Common Stock · 9,358 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F7 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019

SEC source: 0001628280-26-048666 · wk-form4_1784319593.xml · nonDerivative · entry 5

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,747.5032

F6 · price: This transaction was executed in multiple trades at prices ranging from $48.61 to $49.54. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-048666 · wk-form4_1784319593.xml · nonDerivative · entry 4

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,947.5032

F5 · price: This transaction was executed in multiple trades at prices ranging from $47.61 to $48.32. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-048666 · wk-form4_1784319593.xml · nonDerivative · entry 3

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,747.5032

F4 · price: This transaction was executed in multiple trades at prices ranging from $48.57 to $49.54. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-048666 · wk-form4_1784319593.xml · nonDerivative · entry 2

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,705.5032

F3 · price: This transaction was executed in multiple trades at prices ranging from $47.57 to $48.32. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-048666 · wk-form4_1784319593.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,105.5032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-044909 · wk-form4_1782246235.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,200

Underlying: Common Stock · 27,200 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

SEC source: 0001628280-26-044909 · wk-form4_1782246235.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 765,902.7178

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $45.1000 to $45.6900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

SEC source: 0001628280-26-044909 · wk-form4_1782246235.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 805,602.7178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

SEC source: 0001628280-26-044336 · wk-form4_1781814067.xml · derivative · entry 4

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,717

Underlying: Common Stock · 9,358 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019

SEC source: 0001628280-26-044336 · wk-form4_1781814067.xml · nonDerivative · entry 3

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,747.5032

F4 · price: This transaction was executed in multiple trades at prices ranging from $44.89 to $45.39. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-044336 · wk-form4_1781814067.xml · nonDerivative · entry 2

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,747.5032

F3 · price: This transaction was executed in multiple trades at prices ranging from $44.79 to $45.39. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-044336 · wk-form4_1781814067.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,105.5032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-042238 · wk-form4_1781123267.xml · nonDerivative · entry 2

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,366.4556

F3 · price: All shares were sold at a price of $41.83, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-042244 · wk-form4_1781123405.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,180.04

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-042238 · wk-form4_1781123267.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,566.4556

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-042240 · wk-form4_1781123318.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,747.5032

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-042241 · wk-form4_1781123338.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,615.7658

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-042245 · wk-form4_1781123435.xml · nonDerivative · entry 1

Meyers Kurt · CIK 0002091731 · Chief Legal Officer, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,043.1515

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Reflects acquisition of shares pursuant to the Equitable Stock Purchase Plan that have occurred since the date of the reporting person's last ownership report.

F3 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-042243 · wk-form4_1781123383.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,865.8303

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

SEC source: 0001628280-26-042239 · wk-form4_1781123295.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 778,402.7178

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

SEC source: 0001628280-26-041218 · wk-form4_1780690586.xml · nonDerivative · entry 1

SCOTT BERTRAM L · CIK 0001221780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,931

F1 · price: This transaction was executed in multiple trades at prices ranging from $41.07 to $41.09. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001628280-26-037378 · wk-form4_1779397482.xml · nonDerivative · entry 1

Dachille Douglas A. · CIK 0001652908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,793

F1 · shares: Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.