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person · Reporting owner

Lane Nick

Disclosed activity across 6 companies

Tapewire entity
24580
SEC CIK
0001441552

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AB Multi-Manager Alternative FundNONE · Entity 1485Director of Fund's AdviserApril 01, 2019April 25, 2019
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051Director of Fund's AdviserApril 01, 2019April 25, 2019
ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151DirectorApril 01, 2019April 25, 2019
ALLIANCEBERNSTEIN L.P.NONE · Entity 66568DirectorApril 01, 2019April 25, 2019
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB · Entity 8874Director of Fund's AdviserApril 01, 2019April 25, 2019
Equitable Holdings, Inc.EQH · Entity 3405See RemarksSeptember 04, 2026September 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AB Multi-Manager Alternative Fund

Report date April 01, 2019 · Filed April 25, 2019

This filing explicitly reported no securities owned.

ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC

Report date April 01, 2019 · Filed April 25, 2019

This filing explicitly reported no securities owned.

ALLIANCEBERNSTEIN HOLDING L.P.

Report date April 01, 2019 · Filed April 25, 2019

This filing explicitly reported no securities owned.

ALLIANCEBERNSTEIN L.P.

Report date April 01, 2019 · Filed April 25, 2019

This filing explicitly reported no securities owned.

ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND

Report date April 01, 2019 · Filed April 25, 2019

This filing explicitly reported no securities owned.

Equitable Holdings, Inc.

Report date September 04, 2026 · Filed September 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect110,006.8758 Reported balance After 2026-09-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-04 · Sale · Disposed 14,923 · Balance 110,006.8758

F1: This transaction was executed in multiple trades at prices ranging from $53.225 to $53.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Total includes Restricted Stock Units.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $53.225 to $53.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Total includes Restricted Stock Units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2026 Filed Sep 8, 2026 20:07 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 14,923 $53.24 $794,518.43
Disclosure

SEC source: 0001628280-26-060907 · wk-form4_1788898074.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,006.8758

F1 · price: This transaction was executed in multiple trades at prices ranging from $53.225 to $53.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
August 10, 2026 Filed Aug 11, 2026 20:51 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 314.11 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-055775 · wk-form4_1786481465.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,929.8758

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:29 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 397.5 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-042241 · wk-form4_1781123338.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,615.7658

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
May 15, 2026 Filed May 18, 2026 21:17 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,417 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-036051 · wk-form4_1779139069.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,417 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020

Read SEC document
May 15, 2026 Filed May 18, 2026 21:17 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 4,417 $42.45 $187,485.75
Disclosure

SEC source: 0001628280-26-036051 · wk-form4_1779139069.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,218.2658

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $42.0600 to $42.7900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
May 15, 2026 Filed May 18, 2026 21:17 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 4,417 $23.18 $102,386.06
Disclosure

SEC source: 0001628280-26-036051 · wk-form4_1779139069.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,635.2658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:21 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-025763 · wk-form4_1776457280.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,417

Underlying: Common Stock · 10,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:21 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $40.44 $404,421.00
Disclosure

SEC source: 0001628280-26-025763 · wk-form4_1776457280.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,218.2658

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.0100 to $40.8800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:21 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 10,000 $23.18 $231,800.00
Disclosure

SEC source: 0001628280-26-025763 · wk-form4_1776457280.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,218.2658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
April 08, 2026 Filed Apr 9, 2026 20:11 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-024461 · wk-form4_1775765475.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,417

Underlying: Common Stock · 10,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020

Read SEC document
April 08, 2026 Filed Apr 9, 2026 20:11 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $40.04 $400,381.00
Disclosure

SEC source: 0001628280-26-024461 · wk-form4_1775765475.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,218.2658

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.0000 to $40.1400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units

Read SEC document
April 08, 2026 Filed Apr 9, 2026 20:11 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 10,000 $23.18 $231,800.00
Disclosure

SEC source: 0001628280-26-024461 · wk-form4_1775765475.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,218.2658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F2 · balance_after: Total includes Restricted Stock Units

Read SEC document
March 12, 2026 Filed Mar 13, 2026 20:54 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 383.86 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-017758 · wk-form4_1773435273.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,218.2658

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:32 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 32,704 $40.22 $1,315,354.88
Disclosure

SEC source: 0001628280-26-014926 · wk-form4_1772670772.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,834.4058

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:32 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 64,063.6058 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-014926 · wk-form4_1772670772.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,538.4058

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2023 through December 31, 2025.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:32 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 15,401 $40.22 $619,428.22
Disclosure

SEC source: 0001628280-26-014926 · wk-form4_1772670772.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,474.8

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:13 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-009759 · wk-form4_1771535620.xml · derivative · entry 6

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,417

Underlying: Common Stock · 10,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F7 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:13 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 3,530 $45.31 $159,936.18
Disclosure

SEC source: 0001628280-26-009759 · wk-form4_1771535620.xml · nonDerivative · entry 5

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,875.8

F6 · price: This transaction was executed in multiple trades at prices ranging from $45.2000 to $45.3900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:13 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 6,470 $44.82 $289,982.17
Disclosure

SEC source: 0001628280-26-009759 · wk-form4_1771535620.xml · nonDerivative · entry 4

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,405.8

F5 · price: This transaction was executed in multiple trades at prices ranging from $44.1650 to $45.1600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:13 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 7,199 $45.31 $326,162.93
Disclosure

SEC source: 0001628280-26-009759 · wk-form4_1771535620.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 117,875.8

F4 · price: This transaction was executed in multiple trades at prices ranging from $45.1600 to $45.4000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:13 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 12,801 $44.81 $573,569.29
Disclosure

SEC source: 0001628280-26-009759 · wk-form4_1771535620.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,074.8

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $44.1600 to $45.1500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:13 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 10,000 $23.18 $231,800.00
Disclosure

SEC source: 0001628280-26-009759 · wk-form4_1771535620.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,875.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 11, 2026 Filed Feb 14, 2026 01:59 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 27,918 $45.85 $1,280,040.30
Disclosure

SEC source: 0001628280-26-008279 · wk-form4_1771034352.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,875.8

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2027. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 21:13 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-002384 · wk-form4_1768597987.xml · derivative · entry 5

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,417

Underlying: Common Stock · 10,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 21:13 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $47.65 $476,497.00
Disclosure

SEC source: 0001628280-26-002384 · wk-form4_1768597987.xml · nonDerivative · entry 4

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,957.8

F3 · price: This transaction was executed in multiple trades at prices ranging from $47.2000 to $48.1700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 21:13 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $47.65 $476,516.00
Disclosure

SEC source: 0001628280-26-002384 · wk-form4_1768597987.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,957.8

F3 · price: This transaction was executed in multiple trades at prices ranging from $47.2000 to $48.1700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 21:13 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $47.65 $476,474.00
Disclosure

SEC source: 0001628280-26-002384 · wk-form4_1768597987.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,957.8

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $47.2000 to $48.1700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 21:13 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 10,000 $23.18 $231,800.00
Disclosure

SEC source: 0001628280-26-002384 · wk-form4_1768597987.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,957.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 21:06 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-058245 · wk-form4_1766178358.xml · derivative · entry 5

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,417

Underlying: Common Stock · 10,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F6 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 21:06 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $47.87 $478,735.00
Disclosure

SEC source: 0001628280-25-058245 · wk-form4_1766178358.xml · nonDerivative · entry 4

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,957.8

F5 · price: This transaction was executed in multiple trades at prices ranging from $47.4400 to $48.3300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 21:06 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $47.87 $478,714.00
Disclosure

SEC source: 0001628280-25-058245 · wk-form4_1766178358.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,957.8

F4 · price: This transaction was executed in multiple trades at prices ranging from $47.4600 to $48.3200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 21:06 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $47.88 $478,799.00
Disclosure

SEC source: 0001628280-25-058245 · wk-form4_1766178358.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,957.8

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $47.4800 to $48.3200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 21:06 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 10,000 $23.18 $231,800.00
Disclosure

SEC source: 0001628280-25-058245 · wk-form4_1766178358.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 149,957.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 15:41 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 333.48 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-054937 · wk-form4_1764776458.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,957.8

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
August 12, 2025 Filed Aug 14, 2025 21:03 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 275.75 $0.00 $0.00
Disclosure

SEC source: 0001441552-25-000006 · wk-form4_1755205413.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,624.32

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:25 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 275.7 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030755 · wk-form4_1749673513.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,348.57

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:49 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-026307 · wk-form4_1747428579.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,417

Underlying: Common Stock · 5,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:49 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 5,000 $52.91 $264,566.50
Disclosure

SEC source: 0001628280-25-026307 · wk-form4_1747428579.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,072.87

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $52.6900 to $53.4000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:49 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 5,000 $23.18 $115,900.00
Disclosure

SEC source: 0001628280-25-026307 · wk-form4_1747428579.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,072.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:55 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-018037 · wk-form4_1744836920.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,417

Underlying: Common Stock · 5,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:55 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 5,000 $47.57 $237,827.50
Disclosure

SEC source: 0001628280-25-018037 · wk-form4_1744836920.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,072.87

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $47.2800 to $48.1000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:55 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 5,000 $23.18 $115,900.00
Disclosure

SEC source: 0001628280-25-018037 · wk-form4_1744836920.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,072.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:46 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-013287 · wk-form4_1742251599.xml · derivative · entry 4

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,417

Underlying: Common Stock · 5,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:46 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 1,731 $51.34 $88,862.27
Disclosure

SEC source: 0001628280-25-013287 · wk-form4_1742251599.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,072.87

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $51.2900 to $51.4200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:46 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 3,269 $51.01 $166,740.58
Disclosure

SEC source: 0001628280-25-013287 · wk-form4_1742251599.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,803.87

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $50.2800 to $51.2700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:46 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 5,000 $23.18 $115,900.00
Disclosure

SEC source: 0001628280-25-013287 · wk-form4_1742251599.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,072.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 20:52 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 258.87 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-012850 · wk-form4_1741985534.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,072.87

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:28 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 32,606 $55.02 $1,793,982.12
Disclosure

SEC source: 0001628280-25-009985 · wk-form4_1741127317.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,814

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:28 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 63,870 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009985 · wk-form4_1741127317.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,420

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2022 through December 31, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:28 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 16,585 $55.02 $912,506.70
Disclosure

SEC source: 0001628280-25-009985 · wk-form4_1741127317.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,550

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.