Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CNA FINANCIAL CORPCNA · Entity 3413 | EVP & General Counsel | July 29, 2020 | July 31, 2020 |
| Equitable Holdings, Inc.EQH · Entity 3405 | Chief Legal Officer | August 12, 2025 | August 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CNA FINANCIAL CORP
Report date July 29, 2020 · Filed July 31, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,531 |
Reported balance
After 2020-07-29 transaction · row 1
1 source rowRow 1 · 2020-07-29 · Tax withholding · Disposed 758 · Balance 9,531 F1: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. As previously reported, these shares were awarded to Mr. Gonzalez July 29, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. As previously reported, these shares were awarded to Mr. Gonzalez July 29, 2019.
Equitable Holdings, Inc.
Report date August 12, 2025 · Filed August 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 88,555.83 |
Reported balance
After 2025-08-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-08-12 · Grant · Acquired 131.33 · Balance 88,555.83 F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2: Total includes RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
F2: Total includes RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2025 Filed Aug 14, 2025 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 131.33 | $0.00 | $0.00 |
DisclosureSEC source: 0001784571-25-000005 · wk-form4_1755205200.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,555.83 F1 · kind: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 20:27 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 131.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-030761 · wk-form4_1749673662.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,424.5 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| May 12, 2025 Filed May 13, 2025 20:37 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 2,626 | $53.84 | $141,384.37 |
DisclosureSEC source: 0001628280-25-025122 · wk-form4_1747168614.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,293.2 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.8401 to $53.8402. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 20:54 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 123.29 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-012853 · wk-form4_1741985633.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,919.2 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 15,651 | $55.02 | $861,118.02 |
DisclosureSEC source: 0001628280-25-009991 · wk-form4_1741127424.xml · nonDerivative · entry 3 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,795.91 F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 30,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-009991 · wk-form4_1741127424.xml · nonDerivative · entry 2 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,446.91 F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2022 through December 31, 2024. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 7,658 | $55.02 | $421,343.16 |
DisclosureSEC source: 0001628280-25-009991 · wk-form4_1741127424.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,788.91 F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 22:38 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 9,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-006137 · wk-form4_1739918320.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,446.91 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2026. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 22:51 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 162.76 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-133388 · ownership.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,443.91 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 13, 2024 Filed Aug 14, 2024 21:41 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 198.69 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-097249 · ownership.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,281.15 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 188.19 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-072020 · ownership.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,082.46 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes Restricted Stock Units and 35.58 previously unreported dividend equivalents earned on portions of the Reporting Person's 2021, 2022 and 2023 Long Term Incentive Compensation stock grants which vested on February 28, 2023 and February 28, 2024 and which were inadvertently excluded from Form 4s previously filed by the Reporting Person. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 22:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 208.22 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-027290 · ownership.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,858.69 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 4,578 | $34.18 | $156,476.04 |
DisclosureSEC source: 0000950170-24-024067 · ownership.xml · nonDerivative · entry 3 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,650.47 F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 8,967 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-024067 · ownership.xml · nonDerivative · entry 2 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,228.47 F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2021 through December 31, 2023. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 7,774 | $34.18 | $265,715.32 |
DisclosureSEC source: 0000950170-24-024067 · ownership.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,261.47 F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 22:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 14,206 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-016500 · ownership.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,035.47 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2025. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 22:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 221.42 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057458 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,829.47 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 21:05 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 252.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045883 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,608.05 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 267.57 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037082 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,355.73 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 22:10 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 13,911 | $25.39 | $353,200.29 |
DisclosureSEC source: 0001209191-23-022349 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,088.16 F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant. F2 · balance_after: Includes restricted stock units. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 22:40 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 434.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016899 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,237.16 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:31 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 4,045 | $31.42 | $127,093.90 |
DisclosureSEC source: 0001209191-23-014852 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,802.22 F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 17,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010197 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,847.22 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. 14,644 of the restricted stock units vest in three ratable annual installments beginning on February 28, 2024, and the remainder of the shares will vest on February 28, 2026. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Total includes restricted stock units. Read SEC document |
| December 05, 2022 Filed Dec 8, 2022 00:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 330.68 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060258 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,762.22 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes restricted stock units. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 332.29 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046336 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,431.54 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes restricted stock units. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 22:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 341.07 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035154 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,099.25 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes restricted stock units. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 22:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 9,036 | $30.91 | $279,302.76 |
DisclosureSEC source: 0001209191-22-022621 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,758.18 F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant. F2 · balance_after: Includes restricted stock units. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 02:55 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 428.57 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017424 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,794.18 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:46 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 2,565 | $32.66 | $83,772.90 |
DisclosureSEC source: 0001209191-22-014201 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,365.61 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 13,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011231 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,930.61 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28,2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Total includes restricted stock units. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 329.81 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068517 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,053.61 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 347.59 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052951 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · SEVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,723.8 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:14 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 332.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038882 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · SEVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,376.21 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 01:23 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 758 | $34.01 | $25,779.58 |
DisclosureSEC source: 0000021175-20-000084 · wf-form4_159615859494690.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,531 F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. As previously reported, these shares were awarded to Mr. Gonzalez July 29, 2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 14:04 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 5,109 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-20-000054 · wf-form4_158445383643271.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,289 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2019 performance cycle. 5,109 PSP shares were achieved and will cliff vest on March 15, 2022. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F2 · price: The Reporting Person received the CNAF shares at no cost. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.