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EQH

Equitable Holdings, Inc.

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3405
SEC CIK
0001333986
Parsed reports
625

Last 12 months

Inside the activity.

1 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202516
Jan 202606
Feb 202605
Mar 202600
Apr 2026010
May 202605
Jun 202605
Jul 202606
Aug 2026010
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2023 Filed Aug 15, 2023 21:05 UTC
Eckert William James IVChief Accounting Officer
GrantCommon Stock 86.99 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045885 · doc4.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,241.45

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:05 UTC
HURD JEFFREY JChief Operating Officer
GrantCommon Stock 433.65 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045886 · doc4.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,324.61

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:05 UTC
Lane Nick(See Remarks)
GrantCommon Stock 493.34 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045882 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,699.49

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:05 UTC
BERNSTEIN SETH PSee Remarks
GrantCommon Stock 177.37 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045887 · doc4.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,359.94

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:05 UTC
Gonzalez Jose RamonChief Legal Officer
GrantCommon Stock 252.32 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045883 · doc4.xml · nonDerivative · entry 1

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,608.05

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:05 UTC
Pearson MarkDirector · President and CEO
GrantCommon Stock 2,014.54 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045884 · doc4.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 697,857.58

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
August 14, 2023 Filed May 21, 2026 21:11 UTC PurchaseCommon Stock 83.581 $28.35 $2,369.52
Disclosure

SEC source: 0001628280-26-037383 · wk-form4_1779397890.xml · nonDerivative · entry 3

Hondal Francis · CIK 0001823810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,026.084

F1 · kind: Reflects shares acquired through a dividend reinvestment plan inadvertently administered by the reporting person's broker dealer and not previously reported. Late disclosure of these shares resulted from the reporting person's initial understanding the automatic dividend reinvestment plan was not active.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 21:00 UTC
Raju Robin MChief Financial Officer
GrantCommon Stock 432.9 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037085 · doc4.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,659.24

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 21:00 UTC
Eckert William James IVChief Accounting Officer
GrantCommon Stock 92.25 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037086 · doc4.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,154.46

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 21:00 UTC
HURD JEFFREY JChief Operating Officer
GrantCommon Stock 459.85 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037081 · doc4.xml · nonDerivative · entry 2

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,890.96

F4 · shares: Dividend equivalents accrued on RSUs previously awarded pursuant to Issuer's 2019 incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F3 · balance_after: Includes Restricted Stock Units ("RSUs").

Read SEC document
June 12, 2023 Filed Jun 14, 2023 21:00 UTC
Lane Nick(See Remarks)
GrantCommon Stock 523.15 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037083 · doc4.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,206.15

F4 · shares: Dividend equivalents accrued on RSUs previously awarded pursuant to Issuer's 2019 incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F3 · balance_after: Includes Restricted Stock Units ("RSUs").

Read SEC document
June 12, 2023 Filed Jun 14, 2023 21:00 UTC
Gonzalez Jose RamonChief Legal Officer
GrantCommon Stock 267.57 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037082 · doc4.xml · nonDerivative · entry 1

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,355.73

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 21:00 UTC
Pearson MarkDirector · President and CEO
GrantCommon Stock 2,136.26 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037084 · doc4.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,843.04

F4 · shares: Dividend equivalents accrued on RSUs previously awarded pursuant to Issuer's 2019 incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F3 · balance_after: Includes Restricted Stock Units ("RSUs").

Read SEC document
June 12, 2023 Filed Jun 14, 2023 21:00 UTC
BERNSTEIN SETH PSee Remarks
GrantCommon Stock 188.09 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037079 · doc4.xml · nonDerivative · entry 2

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,182.57

F4 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's 2019 incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F3 · balance_after: Includes Restricted Stock Units ("RSUs").

Read SEC document
June 12, 2023 Filed May 21, 2026 21:11 UTC PurchaseCommon Stock 89.146 $26.36 $2,349.89
Disclosure

SEC source: 0001628280-26-037383 · wk-form4_1779397890.xml · nonDerivative · entry 2

Hondal Francis · CIK 0001823810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,942.503

F1 · kind: Reflects shares acquired through a dividend reinvestment plan inadvertently administered by the reporting person's broker dealer and not previously reported. Late disclosure of these shares resulted from the reporting person's initial understanding the automatic dividend reinvestment plan was not active.

Read SEC document
May 24, 2023 Filed Jun 5, 2023 20:30 UTC GrantCommon Stock 6,473 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034311 · doc4.xml · nonDerivative · entry 1

SCOTT BERTRAM L · CIK 0001221780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,902

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
May 24, 2023 Filed Jun 5, 2023 20:30 UTC GrantCommon Stock 10,518 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034315 · doc4.xml · nonDerivative · entry 1

LAMMTENNANT JOAN M · CIK 0001208239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,574

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
May 24, 2023 Filed Jun 5, 2023 20:50 UTC GrantCommon Stock 6,473 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034398 · doc4.xml · nonDerivative · entry 1

Kaye Daniel G · CIK 0001556974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,602

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
May 24, 2023 Filed Jun 5, 2023 20:45 UTC GrantCommon Stock 6,473 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034379 · doc4.xml · nonDerivative · entry 1

Hondal Francis · CIK 0001823810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,088

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
May 24, 2023 Filed Jun 5, 2023 20:40 UTC GrantCommon Stock 6,473 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034355 · doc4.xml · nonDerivative · entry 1

Stansfield George · CIK 0001738945 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,128

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
May 24, 2023 Filed Jun 5, 2023 20:35 UTC GrantCommon Stock 6,473 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034334 · doc4.xml · nonDerivative · entry 1

Stonehill Charles G.T. · CIK 0001739527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,758

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
May 24, 2023 Filed Jun 5, 2023 20:30 UTC GrantCommon Stock 6,473 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034314 · doc4.xml · nonDerivative · entry 1

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,600

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
May 24, 2023 Filed Jun 5, 2023 20:30 UTC GrantCommon Stock 6,473 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034308 · doc4.xml · nonDerivative · entry 1

Isaacs-Lowe Arlene · CIK 0001916941 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,814

F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 22:10 UTC
Gonzalez Jose RamonChief Legal Officer
Tax withholdingCommon Stock 13,911 $25.39 $353,200.29
Disclosure

SEC source: 0001209191-23-022349 · doc4.xml · nonDerivative · entry 1

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,088.16

F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 24, 2023 Filed Mar 24, 2023 22:35 UTC SaleCommon Stock 10,615 $23.39 $248,301.83
Disclosure

SEC source: 0001209191-23-021127 · doc4.xml · nonDerivative · entry 2

Matus Kristi Ann · CIK 0001543504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.3500 to $23.4600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 24, 2023 Filed Mar 24, 2023 22:35 UTC SaleCommon Stock 8,682 $23.27 $202,070.08
Disclosure

SEC source: 0001209191-23-021127 · doc4.xml · nonDerivative · entry 1

Matus Kristi Ann · CIK 0001543504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,615

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.2500 to $23.3100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 22, 2023 Filed Mar 22, 2023 21:30 UTC
Eckert William James IVChief Accounting Officer
SaleCommon Stock 8,100 $25.38 $205,583.67
Disclosure

SEC source: 0001209191-23-020581 · doc4.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,062.21

F1 · price: This transaction was executed in multiple trades at prices ranging from $25.3803 to $25.3809. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
March 15, 2023 Filed Mar 15, 2023 21:30 UTC
Raju Robin MChief Financial Officer
PurchaseCommon Stock 2,096 $23.78 $49,836.17
Disclosure

SEC source: 0001209191-23-018959 · doc4.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,226.34

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.7750 to $23.8327. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 22:40 UTC
Raju Robin MChief Financial Officer
GrantCommon Stock 381.85 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016896 · doc4.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,130.34

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 22:40 UTC
Eckert William James IVChief Accounting Officer
GrantCommon Stock 92.86 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016898 · doc4.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,162.21

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 22:40 UTC
HURD JEFFREY JChief Operating Officer
GrantCommon Stock 458.86 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016895 · doc4.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,440.89

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 22:40 UTC
Lane Nick(See Remarks)
GrantCommon Stock 522.08 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016900 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,356.99

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 22:40 UTC
Pearson MarkDirector · President and CEO
GrantCommon Stock 2,123.4 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016901 · doc4.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,755.67

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 22:40 UTC
Gonzalez Jose RamonChief Legal Officer
GrantCommon Stock 434.94 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016899 · doc4.xml · nonDerivative · entry 1

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,237.16

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 22:40 UTC
BERNSTEIN SETH PSee Remarks
GrantCommon Stock 193.26 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016897 · doc4.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,004.26

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 06, 2023 Filed May 21, 2026 21:11 UTC PurchaseCommon Stock 66.357 $31.99 $2,123.03
Disclosure

SEC source: 0001628280-26-037383 · wk-form4_1779397890.xml · nonDerivative · entry 1

Hondal Francis · CIK 0001823810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,853.357

F1 · kind: Reflects shares acquired through a dividend reinvestment plan inadvertently administered by the reporting person's broker dealer and not previously reported. Late disclosure of these shares resulted from the reporting person's initial understanding the automatic dividend reinvestment plan was not active.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:30 UTC
Raju Robin MChief Financial Officer
Tax withholdingCommon Stock 5,293 $31.42 $166,306.06
Disclosure

SEC source: 0001209191-23-014846 · doc4.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,748.49

F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:30 UTC
Eckert William James IVChief Accounting Officer
Tax withholdingCommon Stock 1,346 $31.42 $42,291.32
Disclosure

SEC source: 0001209191-23-014847 · doc4.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,069.35

F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:31 UTC
HURD JEFFREY JChief Operating Officer
Tax withholdingCommon Stock 9,166 $31.42 $287,995.72
Disclosure

SEC source: 0001209191-23-014849 · doc4.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,982.03

F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:31 UTC
Lane Nick(See Remarks)
Tax withholdingCommon Stock 10,433 $31.42 $327,804.86
Disclosure

SEC source: 0001209191-23-014851 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,834.91

F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:31 UTC
Gonzalez Jose RamonChief Legal Officer
Tax withholdingCommon Stock 4,045 $31.42 $127,093.90
Disclosure

SEC source: 0001209191-23-014852 · doc4.xml · nonDerivative · entry 1

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,802.22

F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:30 UTC
BERNSTEIN SETH PSee Remarks
Tax withholdingCommon Stock 4,209 $31.42 $132,246.78
Disclosure

SEC source: 0001209191-23-014845 · doc4.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,811

F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:30 UTC
Pearson MarkDirector · President and CEO
Tax withholdingCommon Stock 44,462 $31.42 $1,396,996.04
Disclosure

SEC source: 0001209191-23-014844 · doc4.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,632.27

F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:25 UTC
Raju Robin MChief Financial Officer
Tax withholdingCommon Stock 5,941 $31.35 $186,251.54
Disclosure

SEC source: 0001209191-23-013862 · doc4.xml · nonDerivative · entry 3

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,041.49

F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:25 UTC
Raju Robin MChief Financial Officer
GrantCommon Stock 12,139 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013862 · doc4.xml · nonDerivative · entry 2

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,982.49

F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2020 through December 31, 2022.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:25 UTC
Raju Robin MChief Financial Officer
Tax withholdingCommon Stock 679 $31.35 $21,286.79
Disclosure

SEC source: 0001209191-23-013862 · doc4.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,843.49

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:25 UTC
Eckert William James IVChief Accounting Officer
Tax withholdingCommon Stock 4,376 $31.35 $137,188.48
Disclosure

SEC source: 0001209191-23-013858 · doc4.xml · nonDerivative · entry 3

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,415.35

F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:25 UTC
Eckert William James IVChief Accounting Officer
GrantCommon Stock 12,139 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013858 · doc4.xml · nonDerivative · entry 2

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,791.35

F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2020 through December 31, 2022.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:25 UTC
Eckert William James IVChief Accounting Officer
Tax withholdingCommon Stock 633 $31.35 $19,844.68
Disclosure

SEC source: 0001209191-23-013858 · doc4.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,652.35

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:25 UTC
HURD JEFFREY JChief Operating Officer
Tax withholdingCommon Stock 27,538 $31.35 $863,321.81
Disclosure

SEC source: 0001209191-23-013860 · doc4.xml · nonDerivative · entry 3

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,148.03

F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares.

F2 · balance_after: Includes restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.