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Export transactions ↓Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2022 Filed Oct 31, 2022 13:17 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 50,309 | $29.56 | $1,487,134.04 |
DisclosureSEC source: 0001510281-22-000209 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 1,601,065 Read SEC document |
| October 26, 2022 Filed Oct 27, 2022 11:05 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 34,557 | $28.90 | $998,697.30 |
DisclosureSEC source: 0001510281-22-000208 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 1,550,756 Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 11:05 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 9,698 | $28.29 | $274,356.42 |
DisclosureSEC source: 0001510281-22-000208 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 1,516,199 Read SEC document |
| October 20, 2022 Filed Oct 21, 2022 10:31 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 35,282 | $28.09 | $991,071.38 |
DisclosureSEC source: 0001510281-22-000204 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 1,506,501 Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 14:23 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 6,921 | $27.05 | $187,213.05 |
DisclosureSEC source: 0001510281-22-000200 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 1,471,219 Read SEC document |
| October 12, 2022 Filed Oct 13, 2022 10:55 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 44,476 | $26.28 | $1,168,829.28 |
DisclosureSEC source: 0001510281-22-000195 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 1,464,298 Read SEC document |
| October 11, 2022 Filed Oct 13, 2022 10:55 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 70,556 | $26.17 | $1,846,450.52 |
DisclosureSEC source: 0001510281-22-000195 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 1,419,822 Read SEC document |
| October 10, 2022 Filed Oct 11, 2022 09:12 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 24,496 | $26.26 | $643,264.96 |
DisclosureSEC source: 0001510281-22-000193 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 1,349,266 Read SEC document |
| October 07, 2022 Filed Oct 11, 2022 09:12 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 32,268 | $26.44 | $853,165.92 |
DisclosureSEC source: 0001510281-22-000193 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 1,324,770 Read SEC document |
| December 02, 2021 Filed Dec 5, 2022 09:43 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 9,852 | $30.10 | $296,545.20 |
DisclosureSEC source: 0001510281-22-000236 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 1,791,846 Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 16:39 UTC |
COLMAN CAROL LDirector
|
SaleCommon Stock | 600 | $24.02 | $14,412.00 |
DisclosureSEC source: 0000914851-21-000007 · wf-form4_162325676580614.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 F1 · shares: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. As of the close of business on July 27, 2020, Ms. Colman owned 5,000 shares of the Fund which were converted to 1,000 shares on July 28, 2020. F1 · balance_after: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. As of the close of business on July 27, 2020, Ms. Colman owned 5,000 shares of the Fund which were converted to 1,000 shares on July 28, 2020. Read SEC document |
| November 16, 2020 Filed Nov 20, 2020 13:13 UTC |
Eades ChrisPortfolio Manager
|
PurchaseCommon Stock | 8,700 | $11.79 | $102,534.72 |
DisclosureSEC source: 0000914851-20-000362 · wf-form4_160589597631322.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,610.0716 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.73 to $11.79 inclusive. Mr. Eades undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · balance_after: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. F3 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:56 UTC |
Murphy TerrenceCEO of Subadviser
|
SaleCommon Stock | 600 | $11.11 | $6,666.00 |
DisclosureSEC source: 0000914851-20-000359 · wf-form4_160565015459826.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · CEO of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. As of the close of business on July 27, 2020, Mr. Murphy owned 3,000 shares of the Fund which were converted to 600 shares on July 28, 2020. F1 · balance_after: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. As of the close of business on July 27, 2020, Mr. Murphy owned 3,000 shares of the Fund which were converted to 600 shares on July 28, 2020. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 17:48 UTC |
AMERICAN INTERNATIONAL GROUP, INC.See Remarks
|
Other4.66% Series H Senior Secured Notes due October 15, 2025 | 6,836,985.27 | $7,048,726.72 | $48,192,040,756,895.41 |
DisclosureSEC source: 0001209191-20-021664 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of October 15, 2013. F3 · ownership.direct: AGLIC, AHAC, The United States Life Insurance Company in The City of New York ("USLIC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $727,994.49 principal amount, $1,744,439.63 principal amount, $549,429.81 principal amount and $2,472,434.12 principal amount, respectively, of the 4.66% Series H Senior Secured Notes due October 15, 2025 (the "Series H Notes"). AIG is an indirect beneficial owner of the Series H Notes. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 17:48 UTC |
AMERICAN INTERNATIONAL GROUP, INC.See Remarks
|
Other4.51% Series G Senior Secured Notes due October 15, 2023 | 5,099,012.11 | $5,253,486.68 | $26,787,592,201,043.69 |
DisclosureSEC source: 0001209191-20-021664 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of October 15, 2013. F2 · ownership.direct: American General Life Insurance Company ("AGLIC") and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly hold $2,796,638.10 principal amount and $1,301,000.15 principal amount, respectively, of the 4.51% Series G Senior Secured Notes due October 15, 2023 (the "Series G Notes"). AIG is an indirect beneficial owner of the Series G Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:34 UTC |
AMERICAN INTERNATIONAL GROUP, INC.See Remarks
|
Other4.66% Series H Senior Secured Notes due October 15, 2025 | 10,312,194.95 | $10,729,346.16 | $110,643,109,287,953.89 |
DisclosureSEC source: 0001209191-20-021113 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of October 15, 2013. F3 · ownership.direct: AGLIC, AHAC, The United States Life Insurance Company in The City of New York ("USLIC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $1,633,895.04 principal amount, $3,915,182.45 principal amount, $1,233,128.33 principal amount and $5,549,077.49 principal amount, respectively, of the 4.66% Series H Senior Secured Notes due October 15, 2025 (the "Series H Notes"). AIG is an indirect beneficial owner of the Series H Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:34 UTC |
AMERICAN INTERNATIONAL GROUP, INC.See Remarks
|
Other4.51% Series G Senior Secured Notes due October 15, 2023 | 7,690,817.66 | $7,996,865.19 | $61,502,432,027,891.26 |
DisclosureSEC source: 0001209191-20-021113 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of October 15, 2013. F2 · ownership.direct: American General Life Insurance Company ("AGLIC") and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly hold $6,276,713.87 principal amount and $2,919,936.49 principal amount, respectively, of the 4.51% Series G Senior Secured Notes due October 15, 2023 (the "Series G Notes"). AIG is an indirect beneficial owner of the Series G Notes. Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 16:02 UTC |
Clarfeld MichaelPortfolio Manager
|
PurchaseCommon Stock | 5,000 | $2.16 | $10,800.00 |
DisclosureSEC source: 0000914851-20-000055 · wf-form4_158412973005046.xml · nonDerivative · entry 1 Clarfeld Michael · CIK 0001469914 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,691 F1 · balance_after: Includes shares acquired from mergers. Read SEC document |
| December 30, 2019 Filed Dec 31, 2019 12:31 UTC |
COHEN HARRY DMan Dir. ,Co-CIO,Sudadviser
|
SaleCommon Stock | 4,000 | $8.42 | $33,662.80 |
DisclosureSEC source: 0000914851-19-000307 · wf-form4_157781347313069.xml · nonDerivative · entry 1 COHEN HARRY D · CIK 0001279778 · Man Dir. ,Co-CIO,Sudadviser 10b5-1 filing: Not disclosed Ownership: Indirect · Shares purchased by Mr.Cohen for benefit of his son Disclosed balance after: 0 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 14:42 UTC |
CRONIN DANIEL PDirector
|
SaleCommon Stock | 5,653 | $8.17 | $46,190.66 |
DisclosureSEC source: 0000914851-19-000221 · wf-form4_156693133488849.xml · nonDerivative · entry 1 CRONIN DANIEL P · CIK 0001240480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares acquired from mergers. F2 · shares: Includes shares acquired through the Fund's Dividend Reinvestment Plan. F3 · price: The price reported in column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $8.1676 to $8.1744 inclusive. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 19:30 UTC |
Glasser ScottCo-CIO of Subadviser
|
SaleCommon Stock | 9,449 | $7.64 | $72,200.75 |
DisclosureSEC source: 0000914851-19-000009 · wf-form4_154645740321927.xml · nonDerivative · entry 1 Glasser Scott · CIK 0001580002 · Co-CIO of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares acquired from merger of ClearBridge American Energy MLP Fund Inc.("CBA") with and into EMO. Mr. Glasser had owned shares of CBA. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 12:12 UTC |
Freeman Richard APortfolio Manager of the Fund
|
SaleCommon Stock | 34,854 | $7.59 | $264,409.41 |
DisclosureSEC source: 0000914851-18-000273 · wf-form4_154601711497638.xml · nonDerivative · entry 1 Freeman Richard A · CIK 0001494714 · Portfolio Manager of the Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,021.538 F1 · shares: Includes shares acquired through the Fund's Dividend Reinvestment Plan. F2 · shares: Includes shares acquired from mergers. F1 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. F2 · balance_after: Includes shares acquired from mergers. Read SEC document |
| March 12, 2018 Filed Mar 12, 2018 18:43 UTC |
COLMAN CAROL LDirector
|
PurchaseCommon Stock | 2,000 | $10.84 | $21,680.00 |
DisclosureSEC source: 0000914851-18-000136 · wf-form4_152088020704631.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 15:08 UTC |
COLMAN CAROL LDirector
|
PurchaseCommon Stock | 3,000 | $10.68 | $32,038.50 |
DisclosureSEC source: 0000914851-18-000130 · wf-form4_152086731766938.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $10.6789 to $10.6800 inclusive. Ms. Colman undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 13:29 UTC |
Eades ChrisPortfolio Manager
|
PurchaseCommon Stock | 2,270 | $11.05 | $25,076.92 |
DisclosureSEC source: 0000914851-17-000436 · wf-form4_151310336896276.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,526.8095 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.04 to $11.05 inclusive. Mr. Eades undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 18:39 UTC |
Murphy TerrenceCEO of Subadviser
|
PurchaseCommon Stock | 3,000 | $10.86 | $32,589.00 |
DisclosureSEC source: 0000914851-17-000426 · wf-form4_151301755237141.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · CEO of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 19:54 UTC |
Glasser ScottCo-CIO of Subadviser
|
SaleCommon Stock | 8,220 | $10.86 | $89,269.20 |
DisclosureSEC source: 0000914851-17-000430 · wf-form4_151302207339277.xml · nonDerivative · entry 1 Glasser Scott · CIK 0001580002 · Co-CIO of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 11:49 UTC |
Vanderlee PeterPortfolio Manager of the Fund
|
SaleCommon Stock | 500 | $10.39 | $5,195.00 |
DisclosureSEC source: 0000914851-17-000418 · wf-form4_151275175257733.xml · nonDerivative · entry 1 Vanderlee Peter · CIK 0001469913 · Portfolio Manager of the Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 14:32 UTC |
Eades ChrisPortfolio Manager
|
PurchaseCommon Stock | 1,250 | $11.92 | $14,898.75 |
DisclosureSEC source: 0000914851-17-000361 · wf-form4_150541393642731.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,256.8095 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.908 to $11.939 inclusive. Mr. Eades undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 11:43 UTC |
Eades ChrisPortfolio Manager
|
PurchaseCommon Stock | 2,000 | $12.69 | $25,380.00 |
DisclosureSEC source: 0000914851-17-000233 · wf-form4_149633181996869.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,006.8095 F1 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 12:17 UTC |
Vanderlee PeterPortfolio Manager of the Fund
|
PurchaseCommon Stock | 400 | $13.12 | $5,249.96 |
DisclosureSEC source: 0000914851-16-000782 · wf-form4_148242701883310.xml · nonDerivative · entry 1 Vanderlee Peter · CIK 0001469913 · Portfolio Manager of the Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,900 Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:28 UTC |
Freeman Richard APortfolio Manager of the Fund
|
SaleCommon Stock | 3,155 | $12.85 | $40,538.60 |
DisclosureSEC source: 0000914851-16-000773 · wf-form4_148235567560866.xml · nonDerivative · entry 1 Freeman Richard A · CIK 0001494714 · Portfolio Manager of the Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,087.863 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $12.8401 to $12.8496 inclusive. Mr. Freeman undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.