Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA · Entity 162319 | Portfolio Manager | December 11, 2017 | December 12, 2017 |
| ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990 | Portfolio Manager | October 25, 2024 | November 01, 2024 |
| ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611 | Portfolio Manager | November 16, 2020 | November 18, 2020 |
| ClearBridge MLP & Midstream Total Return Fund Inc.CTR · Entity 87635 | Portfolio Manager | November 16, 2020 | November 20, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Report date December 11, 2017 · Filed December 12, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,223.6586 |
Reported balance
After 2017-12-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-12-11 · Purchase · Acquired 3,140 · Balance 12,223.6586 F1: Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Spouse | 2,165.4261 |
Reported balance
Holding disclosure · report date 2017-12-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,165.4261 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired through the Fund's Dividend Reinvestment Plan.
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date October 25, 2024 · Filed November 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,384 |
Reported balance
After 2024-10-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-10-25 · Sale · Disposed 23,500 · Balance 14,384 F1: Includes shares acquired from mergers with ClearBridge MLP and Midstream Fund Inc. and ClearBridge MLP and Midstream Total Return Fund Inc. F2: Shares jointly owned with spouse. F3: Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired from mergers with ClearBridge MLP and Midstream Fund Inc. and ClearBridge MLP and Midstream Total Return Fund Inc.
F2: Shares jointly owned with spouse.
F3: Includes shares acquired through the Fund's Dividend Reinvestment Plan.
ClearBridge MLP & Midstream Fund Inc.
Report date November 16, 2020 · Filed November 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,292.3516 |
Reported balance
After 2020-11-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-11-16 · Purchase · Acquired 6,550 · Balance 9,292.3516 F1: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. F2: Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock.
F2: Includes shares acquired through the Fund's Dividend Reinvestment Plan.
ClearBridge MLP & Midstream Total Return Fund Inc.
Report date November 16, 2020 · Filed November 20, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,163.5196 |
Reported balance
After 2020-11-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-11-16 · Purchase · Acquired 7,700 · Balance 11,163.5196 F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $13.05 to $13.28 inclusive. Mr. Eades undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. F2: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. F3: Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Spouse | 260.8724 |
Reported balance
Holding disclosure · report date 2020-11-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 260.8724 F2: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. F3: Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $13.05 to $13.28 inclusive. Mr. Eades undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
F2: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock.
F3: Includes shares acquired through the Fund's Dividend Reinvestment Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 25, 2024 Filed Nov 1, 2024 10:28 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | SaleCommon Stock | 23,500 | $44.00 | $1,033,882.50 |
DisclosureSEC source: 0000914851-24-000258 · wk-form4_1730471330.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,384 F1 · shares: Includes shares acquired from mergers with ClearBridge MLP and Midstream Fund Inc. and ClearBridge MLP and Midstream Total Return Fund Inc. F2 · shares: Shares jointly owned with spouse. F1 · balance_after: Includes shares acquired from mergers with ClearBridge MLP and Midstream Fund Inc. and ClearBridge MLP and Midstream Total Return Fund Inc. F2 · balance_after: Shares jointly owned with spouse. F3 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 19:55 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | PurchaseCommon Stock | 6,550 | $15.65 | $102,535.01 |
DisclosureSEC source: 0000914851-20-000360 · wf-form4_160574731446693.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,292.3516 F1 · balance_after: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. F2 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| November 16, 2020 Filed Nov 20, 2020 13:13 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | PurchaseCommon Stock | 8,700 | $11.79 | $102,534.72 |
DisclosureSEC source: 0000914851-20-000362 · wf-form4_160589597631322.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,610.0716 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.73 to $11.79 inclusive. Mr. Eades undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · balance_after: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. F3 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| November 16, 2020 Filed Nov 20, 2020 13:02 UTC | ClearBridge MLP & Midstream Total Return Fund Inc. CTR · Entity 87635 | PurchaseCommon Stock | 7,700 | $13.16 | $101,332.00 |
DisclosureSEC source: 0000914851-20-000361 · wf-form4_160589533389214.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,163.5196 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $13.05 to $13.28 inclusive. Mr. Eades undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · balance_after: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. F3 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 13:46 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | PurchaseCommon Stock | 3,140 | $8.01 | $25,141.35 |
DisclosureSEC source: 0000914851-17-000440 · wf-form4_151310434809196.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,223.6586 F1 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 13:38 UTC | ClearBridge MLP & Midstream Total Return Fund Inc. CTR · Entity 87635 | PurchaseCommon Stock | 2,170 | $11.54 | $25,032.25 |
DisclosureSEC source: 0000914851-17-000438 · wf-form4_151310391827395.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,083.9222 Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 13:29 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | PurchaseCommon Stock | 2,270 | $11.05 | $25,076.92 |
DisclosureSEC source: 0000914851-17-000436 · wf-form4_151310336896276.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,526.8095 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.04 to $11.05 inclusive. Mr. Eades undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 13:14 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | PurchaseCommon Stock | 1,830 | $13.71 | $25,090.22 |
DisclosureSEC source: 0000914851-17-000434 · wf-form4_151310243282769.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,430 Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 14:58 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | PurchaseCommon Stock | 1,800 | $8.34 | $15,009.66 |
DisclosureSEC source: 0000914851-17-000364 · wf-form4_150541548033907.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,849.1794 F1 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 14:37 UTC | ClearBridge MLP & Midstream Total Return Fund Inc. CTR · Entity 87635 | PurchaseCommon Stock | 1,250 | $12.22 | $15,272.50 |
DisclosureSEC source: 0000914851-17-000362 · wf-form4_150541422176323.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,913.9222 Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 14:32 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | PurchaseCommon Stock | 1,250 | $11.92 | $14,898.75 |
DisclosureSEC source: 0000914851-17-000361 · wf-form4_150541393642731.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,256.8095 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.908 to $11.939 inclusive. Mr. Eades undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 14:11 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | PurchaseCommon Stock | 1,000 | $14.96 | $14,959.00 |
DisclosureSEC source: 0000914851-17-000359 · wf-form4_150541264865254.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 11:51 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | PurchaseCommon Stock | 2,700 | $9.06 | $24,453.90 |
DisclosureSEC source: 0000914851-17-000237 · wf-form4_149633227986100.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,796.5581 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $9.057 to $9.059 inclusive. Mr. Eades undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 11:45 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | PurchaseCommon Stock | 1,600 | $15.68 | $25,093.28 |
DisclosureSEC source: 0000914851-17-000234 · wf-form4_149633191462318.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 11:48 UTC | ClearBridge MLP & Midstream Total Return Fund Inc. CTR · Entity 87635 | PurchaseCommon Stock | 2,000 | $12.84 | $25,684.00 |
DisclosureSEC source: 0000914851-17-000236 · wf-form4_149633209547696.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,663.9222 F1 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 11:43 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | PurchaseCommon Stock | 2,000 | $12.69 | $25,380.00 |
DisclosureSEC source: 0000914851-17-000233 · wf-form4_149633181996869.xml · nonDerivative · entry 1 Eades Chris · CIK 0001494715 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,006.8095 F1 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.