Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund IncBWG · Entity 8987 | Manager/Subadviser | January 01, 2024 | January 05, 2024 |
| CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA · Entity 162319 | CEO of Subadviser | December 08, 2017 | December 11, 2017 |
| ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990 | CEO of Subadviser | November 13, 2020 | November 17, 2020 |
| ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611 | CEO of Subadviser | December 12, 2018 | December 14, 2018 |
| FRANKLIN TEMPLETON INCBEN · Entity 462 | Co-President, Public Markets | August 31, 2026 | September 02, 2026 |
| LMP CAPITAL & INCOME FUND INC.SCD · Entity 5762 | CEO of Subadviser | December 31, 2018 | January 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BrandywineGLOBAL-Global Income Opportunities Fund Inc
Report date January 01, 2024 · Filed January 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2024-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Report date December 08, 2017 · Filed December 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-08 transaction · row 1
1 source rowRow 1 · 2017-12-08 · Sale · Disposed 3,000 · Balance 0 |
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date November 13, 2020 · Filed November 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-11-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-11-13 · Sale · Disposed 600 · Balance 0 F1: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. As of the close of business on July 27, 2020, Mr. Murphy owned 3,000 shares of the Fund which were converted to 600 shares on July 28, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. As of the close of business on July 27, 2020, Mr. Murphy owned 3,000 shares of the Fund which were converted to 600 shares on July 28, 2020.
ClearBridge MLP & Midstream Fund Inc.
Report date December 12, 2018 · Filed December 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-12-12 transaction · row 1
1 source rowRow 1 · 2018-12-12 · Sale · Disposed 6,478.6421 · Balance 0 F1: Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired through the Fund's Dividend Reinvestment Plan.
FRANKLIN TEMPLETON INC
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.10SEC Table I · non-derivative | Direct | 390,884 |
Reported balance
After 2026-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-31 · Tax withholding · Disposed 25,125 · Balance 390,884 F1: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2: Of the amount of securities beneficially owned, 297,698 shares represent unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
F2: Of the amount of securities beneficially owned, 297,698 shares represent unvested restricted stock units.
LMP CAPITAL & INCOME FUND INC.
Report date December 31, 2018 · Filed January 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-12-31 transaction · row 1
1 source rowRow 1 · 2018-12-31 · Sale · Disposed 3,029 · Balance 0 F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $10.6630 to $10.6660 inclusive. Mr. Murphy undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $10.6630 to $10.6660 inclusive. Mr. Murphy undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2026 Filed Sep 2, 2026 20:16 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 25,125 | $34.15 | $858,018.75 |
DisclosureSEC source: 0000038777-26-000247 · form4.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · Co-President, Public Markets 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 390,884 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 297,698 shares represent unvested restricted stock units. Read SEC document |
| July 21, 2026 Filed Jul 23, 2026 20:31 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 229,850 | $32.63 | $7,500,005.50 |
DisclosureSEC source: 0000038777-26-000198 · form4.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · Co-President, Public Markets 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,009 F1 · shares: Of the amount of securities beneficially owned, 360,381 shares represent unvested restricted stock unit awards. Read SEC document |
| November 04, 2025 Filed Nov 5, 2025 22:41 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 46,730 | $22.59 | $1,055,630.70 |
DisclosureSEC source: 0000038777-25-000223 · form4.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · Co-President, Public Markets 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,159 F1 · balance_after: Of the amount of securities beneficially owned, 130,531 shares represent unvested restricted stock unit awards. Read SEC document |
| August 31, 2025 Filed Sep 3, 2025 18:41 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 19,214 | $25.66 | $493,031.24 |
DisclosureSEC source: 0000038777-25-000182 · form4.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · EVP, Head of Public Markets 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,429 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 83,801 shares represent unvested restricted stock unit awards. Read SEC document |
| November 05, 2024 Filed Nov 7, 2024 18:21 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 59,458 | $20.95 | $1,245,645.10 |
DisclosureSEC source: 0001127602-24-026674 · form4.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · EVP, Head of Public Markets 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,643 F1 · balance_after: Of the amount of securities beneficially owned, 130,908 shares represent unvested restricted stock unit awards. Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 17:55 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 7,039 | $20.24 | $142,469.36 |
DisclosureSEC source: 0001127602-24-023373 · form4.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · EVP, Head of Public Markets 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,185 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 71,450 shares represent unvested restricted stock units. Read SEC document |
| November 02, 2023 Filed Nov 7, 2023 00:01 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 67,501 | $23.53 | $1,588,298.53 |
DisclosureSEC source: 0001127602-23-026876 · form4.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · EVP, Head of Public Markets 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,224 F1 · balance_after: Of the amount of securities beneficially owned, 98,737 shares represent unvested restricted stock unit awards. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 19:27 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 2,926 | $26.74 | $78,241.24 |
DisclosureSEC source: 0001127602-23-023670 · form4.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · EVP, Head of Public Markets 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,723 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 31,236 shares represent unvested restricted stock units. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:12 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 41,649 | $22.42 | $933,770.58 |
DisclosureSEC source: 0001127602-22-025040 · form4.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,649 F1 · balance_after: Of the amount of securities beneficially owned, 41,649 shares represent unvested restricted stock unit awards. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:56 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | SaleCommon Stock | 600 | $11.11 | $6,666.00 |
DisclosureSEC source: 0000914851-20-000359 · wf-form4_160565015459826.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · CEO of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. As of the close of business on July 27, 2020, Mr. Murphy owned 3,000 shares of the Fund which were converted to 600 shares on July 28, 2020. F1 · balance_after: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. As of the close of business on July 27, 2020, Mr. Murphy owned 3,000 shares of the Fund which were converted to 600 shares on July 28, 2020. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:22 UTC | LMP CAPITAL & INCOME FUND INC. SCD · Entity 5762 | SaleCommon Stock | 3,029 | $10.66 | $32,303.07 |
DisclosureSEC source: 0000914851-19-000011 · wf-form4_154646054031624.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · CEO of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $10.6630 to $10.6660 inclusive. Mr. Murphy undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 09:53 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | SaleCommon Stock | 6,478.6421 | $11.39 | $73,810.52 |
DisclosureSEC source: 0000914851-18-000268 · wf-form4_154479921438266.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · CEO of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 18:39 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | PurchaseCommon Stock | 3,000 | $10.86 | $32,589.00 |
DisclosureSEC source: 0000914851-17-000426 · wf-form4_151301755237141.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · CEO of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 18:32 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | SaleCommon Stock | 3,000 | $7.81 | $23,444.10 |
DisclosureSEC source: 0000914851-17-000424 · wf-form4_151301712682578.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · CEO of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.