Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA · Entity 162319 | Co-CIO of Subadviser | December 08, 2017 | December 11, 2017 |
| ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990 | Co-CIO of Subadviser | December 31, 2018 | January 02, 2019 |
| ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611 | Co-Chief Inv. Officer Sub Adv. | December 31, 2018 | January 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Report date December 08, 2017 · Filed December 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,000 |
Reported balance
After 2017-12-08 transaction · row 1
1 source rowRow 1 · 2017-12-08 · Purchase · Acquired 13,000 · Balance 13,000 F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $7.812 to $7.825 inclusive. Mr. Glasser undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $7.812 to $7.825 inclusive. Mr. Glasser undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date December 31, 2018 · Filed January 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-12-31 transaction · row 1
1 source rowRow 1 · 2018-12-31 · Sale · Disposed 9,449 · Balance 0 F1: Includes shares acquired from merger of ClearBridge American Energy MLP Fund Inc.("CBA") with and into EMO. Mr. Glasser had owned shares of CBA. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired from merger of ClearBridge American Energy MLP Fund Inc.("CBA") with and into EMO. Mr. Glasser had owned shares of CBA.
ClearBridge MLP & Midstream Fund Inc.
Report date December 31, 2018 · Filed January 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-12-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-31 · Sale · Disposed 24,583.955 · Balance 0 F1: Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired through the Fund's Dividend Reinvestment Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2018 Filed Jan 2, 2019 19:30 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | SaleCommon Stock | 9,449 | $7.64 | $72,200.75 |
DisclosureSEC source: 0000914851-19-000009 · wf-form4_154645740321927.xml · nonDerivative · entry 1 Glasser Scott · CIK 0001580002 · Co-CIO of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares acquired from merger of ClearBridge American Energy MLP Fund Inc.("CBA") with and into EMO. Mr. Glasser had owned shares of CBA. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 09:54 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | SaleCommon Stock | 24,583.955 | $10.30 | $253,207.36 |
DisclosureSEC source: 0000914851-19-000012 · wf-form4_154652725986829.xml · nonDerivative · entry 1 Glasser Scott · CIK 0001580002 · Co-Chief Inv. Officer Sub Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares acquired through the Fund's Dividend Reinvestment Plan. F1 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 19:54 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | SaleCommon Stock | 8,220 | $10.86 | $89,269.20 |
DisclosureSEC source: 0000914851-17-000430 · wf-form4_151302207339277.xml · nonDerivative · entry 1 Glasser Scott · CIK 0001580002 · Co-CIO of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 15:19 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | PurchaseCommon Stock | 13,000 | $7.82 | $101,647.00 |
DisclosureSEC source: 0000914851-17-000432 · wf-form4_151302356991858.xml · nonDerivative · entry 1 Glasser Scott · CIK 0001580002 · Co-CIO of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $7.812 to $7.825 inclusive. Mr. Glasser undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.