Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clarion Partners Real Estate Income Fund Inc.N/A · Entity 29238 | Director | June 13, 2019 | June 13, 2019 |
| ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990 | Director | June 07, 2021 | June 09, 2021 |
| ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611 | Director | March 12, 2018 | March 12, 2018 |
| ClearBridge MLP & Midstream Total Return Fund Inc.CTR · Entity 87635 | Director | January 05, 2022 | January 07, 2022 |
| FRANKLIN MANAGED MUNICIPAL INCOME TRUSTPMM · Entity 6073 | Director | April 25, 2025 | April 29, 2025 |
| FRANKLIN MASTER INTERMEDIATE INCOME TRUSTPIM · Entity 6513 | Director | April 25, 2025 | April 29, 2025 |
| FRANKLIN MUNICIPAL OPPORTUNITIES TRUSTPMO · Entity 8843 | Director | April 25, 2025 | April 29, 2025 |
| FRANKLIN PREMIER INCOME TRUSTPPT · Entity 8823 | Director | April 25, 2025 | April 29, 2025 |
| Franklin BSP Lending FundN/A · Entity 54117 | Director | August 07, 2025 | August 13, 2025 |
| Franklin Lexington Private Markets FundN/A · Entity 40571 | Director | August 13, 2024 | August 16, 2024 |
| Franklin Lexington Venture & Growth FundN/A · Entity 182978 | Director | September 04, 2026 | September 14, 2026 |
| WESTERN ASSET GLOBAL HIGH INCOME FUND INC.EHI · Entity 6422 | Director | April 10, 2026 | April 14, 2026 |
| WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.HIO · Entity 8845 | Director | April 13, 2026 | April 14, 2026 |
| Western Asset Diversified Income Fund (WDI)WDI · Entity 5266 | Director | June 24, 2021 | June 29, 2021 |
| Western Asset Mortgage Opportunity Fund Inc.DMO · Entity 6678 | Director | April 13, 2026 | April 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clarion Partners Real Estate Income Fund Inc.
Report date June 13, 2019 · Filed June 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-06-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date June 07, 2021 · Filed June 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 400 |
Reported balance
After 2021-06-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-06-07 · Sale · Disposed 600 · Balance 400 F1: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. As of the close of business on July 27, 2020, Ms. Colman owned 5,000 shares of the Fund which were converted to 1,000 shares on July 28, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. As of the close of business on July 27, 2020, Ms. Colman owned 5,000 shares of the Fund which were converted to 1,000 shares on July 28, 2020.
ClearBridge MLP & Midstream Fund Inc.
Report date March 12, 2018 · Filed March 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,120 |
Reported balance
After 2018-03-12 transaction · row 1
1 source rowRow 1 · 2018-03-12 · Purchase · Acquired 2,000 · Balance 8,120 |
ClearBridge MLP & Midstream Total Return Fund Inc.
Report date January 05, 2022 · Filed January 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 600 |
Reported balance
After 2022-01-05 transaction · row 1
1 source rowRow 1 · 2022-01-05 · Sale · Disposed 800 · Balance 600 |
FRANKLIN MANAGED MUNICIPAL INCOME TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with Agdern Robert D, GRILLO ANTHONY, KAMERICK EILEEN A, Kumar Nisha, Mason Peter Daniel Charles, Sale Hillary A
This filing explicitly reported no securities owned.
FRANKLIN MASTER INTERMEDIATE INCOME TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with Agdern Robert D, GRILLO ANTHONY, KAMERICK EILEEN A, Kumar Nisha, Mason Peter Daniel Charles, Sale Hillary A
This filing explicitly reported no securities owned.
FRANKLIN MUNICIPAL OPPORTUNITIES TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with Agdern Robert D, GRILLO ANTHONY, KAMERICK EILEEN A, Mason Peter Daniel Charles, Kumar Nisha, Sale Hillary A
This filing explicitly reported no securities owned.
FRANKLIN PREMIER INCOME TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with Agdern Robert D, GRILLO ANTHONY, KAMERICK EILEEN A, Mason Peter Daniel Charles, Kumar Nisha, Sale Hillary A
This filing explicitly reported no securities owned.
Franklin BSP Lending Fund
Report date August 07, 2025 · Filed August 13, 2025
This filing explicitly reported no securities owned.
Franklin Lexington Private Markets Fund
Report date August 13, 2024 · Filed August 16, 2024
This filing explicitly reported no securities owned.
Franklin Lexington Venture & Growth Fund
Report date September 04, 2026 · Filed September 14, 2026
This filing explicitly reported no securities owned.
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
Report date April 10, 2026 · Filed April 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,375 |
Reported balance
After 2026-04-10 transaction · row 1
1 source rowRow 1 · 2026-04-10 · Sale · Disposed 3,000 · Balance 1,375 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
Report date April 13, 2026 · Filed April 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,907 |
Reported balance
After 2026-04-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-13 · Sale · Disposed 4,500 · Balance 19,907 F1: Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired through the Fund's Dividend Reinvestment Plan.
Western Asset Diversified Income Fund (WDI)
Report date June 24, 2021 · Filed June 29, 2021
This filing explicitly reported no securities owned.
Western Asset Mortgage Opportunity Fund Inc.
Report date April 13, 2026 · Filed April 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-04-13 transaction · row 1
1 source rowRow 1 · 2026-04-13 · Sale · Disposed 1,400 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2026 Filed Apr 14, 2026 21:25 UTC | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. HIO · Entity 8845 | SaleCommon Stock | 4,500 | $3.66 | $16,470.00 |
DisclosureSEC source: 0001240474-26-000005 · wk-form4_1776201925.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,907 F1 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| April 13, 2026 Filed Apr 14, 2026 21:17 UTC | Western Asset Mortgage Opportunity Fund Inc. DMO · Entity 6678 | SaleCommon Stock | 1,400 | $11.07 | $15,498.00 |
DisclosureSEC source: 0001240474-26-000003 · wk-form4_1776201433.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 10, 2026 Filed Apr 14, 2026 21:31 UTC | WESTERN ASSET GLOBAL HIGH INCOME FUND INC. EHI · Entity 6422 | SaleCommon Stock | 3,000 | $6.14 | $18,420.00 |
DisclosureSEC source: 0001240474-26-000007 · wk-form4_1776202300.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,375 Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 15:32 UTC | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. HIO · Entity 8845 | SaleCommon Stock | 1,000 | $5.14 | $5,135.00 |
DisclosureSEC source: 0000914851-22-000009 · wf-form4_164156956258964.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,186 F1 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 16:26 UTC | ClearBridge MLP & Midstream Total Return Fund Inc. CTR · Entity 87635 | SaleCommon Stock | 800 | $25.51 | $20,408.00 |
DisclosureSEC source: 0000914851-22-000011 · wf-form4_164157275042952.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Read SEC document |
| August 27, 2021 Filed Aug 30, 2021 14:34 UTC | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. HIO · Entity 8845 | SaleCommon Stock | 2,500 | $5.24 | $13,101.75 |
DisclosureSEC source: 0000914851-21-000115 · wf-form4_163033406733421.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,366 F1 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 22:51 UTC | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. HIO · Entity 8845 | SaleCommon Stock | 6,300 | $5.23 | $32,949.00 |
DisclosureSEC source: 0000914851-21-000009 · wf-form4_162327905458796.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,147 F1 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 16:39 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | SaleCommon Stock | 600 | $24.02 | $14,412.00 |
DisclosureSEC source: 0000914851-21-000007 · wf-form4_162325676580614.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 F1 · shares: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. As of the close of business on July 27, 2020, Ms. Colman owned 5,000 shares of the Fund which were converted to 1,000 shares on July 28, 2020. F1 · balance_after: On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. As of the close of business on July 27, 2020, Ms. Colman owned 5,000 shares of the Fund which were converted to 1,000 shares on July 28, 2020. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 20:39 UTC | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. HIO · Entity 8845 | SaleCommon Stock | 2,100 | $4.96 | $10,405.50 |
DisclosureSEC source: 0000914851-20-000291 · wf-form4_159968395908261.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,702 F1 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| July 27, 2020 Filed Jul 30, 2020 22:41 UTC | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. HIO · Entity 8845 | SaleCommon Stock | 1,600 | $4.81 | $7,696.00 |
DisclosureSEC source: 0000914851-20-000159 · wf-form4_159613947146124.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,802 F1 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 19:12 UTC | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. HIO · Entity 8845 | SaleCommon Stock | 700 | $4.67 | $3,265.50 |
DisclosureSEC source: 0000914851-20-000157 · wf-form4_159475395448294.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Read SEC document |
| March 12, 2018 Filed Mar 12, 2018 14:21 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | PurchaseCommon Stock | 2,000 | $14.48 | $28,960.00 |
DisclosureSEC source: 0000914851-18-000134 · wf-form4_152087889335103.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,120 Read SEC document |
| March 12, 2018 Filed Mar 12, 2018 18:50 UTC | ClearBridge MLP & Midstream Total Return Fund Inc. CTR · Entity 87635 | PurchaseCommon Stock | 3,000 | $11.22 | $33,652.80 |
DisclosureSEC source: 0000914851-18-000138 · wf-form4_152088060883128.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| March 12, 2018 Filed Mar 12, 2018 18:43 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | PurchaseCommon Stock | 2,000 | $10.84 | $21,680.00 |
DisclosureSEC source: 0000914851-18-000136 · wf-form4_152088020704631.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 10:56 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | PurchaseCommon Stock | 5,000 | $14.15 | $70,728.00 |
DisclosureSEC source: 0000914851-18-000128 · wf-form4_152086654835857.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,120 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $14.1438 to $14.1499 inclusive. Ms. Colman undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 15:14 UTC | ClearBridge MLP & Midstream Total Return Fund Inc. CTR · Entity 87635 | PurchaseCommon Stock | 4,000 | $10.98 | $43,931.20 |
DisclosureSEC source: 0000914851-18-000132 · wf-form4_152086764341556.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 15:08 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | PurchaseCommon Stock | 3,000 | $10.68 | $32,038.50 |
DisclosureSEC source: 0000914851-18-000130 · wf-form4_152086731766938.xml · nonDerivative · entry 1 COLMAN CAROL L · CIK 0001240474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $10.6789 to $10.6800 inclusive. Ms. Colman undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.