Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990 | Portfolio Manager | March 13, 2020 | March 13, 2020 |
| ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611 | Portfolio Manager | March 13, 2020 | March 13, 2020 |
| ClearBridge MLP & Midstream Total Return Fund Inc.CTR · Entity 87635 | Portfolio Manager | March 13, 2020 | March 13, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date March 13, 2020 · Filed March 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,691 |
Reported balance
After 2020-03-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-13 · Purchase · Acquired 5,000 · Balance 6,691 F1: Includes shares acquired from mergers. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired from mergers.
ClearBridge MLP & Midstream Fund Inc.
Report date March 13, 2020 · Filed March 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,000 |
Reported balance
After 2020-03-13 transaction · row 1
1 source rowRow 1 · 2020-03-13 · Purchase · Acquired 5,000 · Balance 7,000 |
ClearBridge MLP & Midstream Total Return Fund Inc.
Report date March 13, 2020 · Filed March 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,000 |
Reported balance
After 2020-03-13 transaction · row 1
1 source rowRow 1 · 2020-03-13 · Purchase · Acquired 5,000 · Balance 6,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2020 Filed Mar 13, 2020 15:07 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | PurchaseCommon Stock | 5,000 | $3.12 | $15,579.00 |
DisclosureSEC source: 0000914851-20-000051 · wf-form4_158412641524370.xml · nonDerivative · entry 1 Clarfeld Michael · CIK 0001469914 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 16:02 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | PurchaseCommon Stock | 5,000 | $2.16 | $10,800.00 |
DisclosureSEC source: 0000914851-20-000055 · wf-form4_158412973005046.xml · nonDerivative · entry 1 Clarfeld Michael · CIK 0001469914 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,691 F1 · balance_after: Includes shares acquired from mergers. Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 15:29 UTC | ClearBridge MLP & Midstream Total Return Fund Inc. CTR · Entity 87635 | PurchaseCommon Stock | 5,000 | $2.28 | $11,390.00 |
DisclosureSEC source: 0000914851-20-000053 · wf-form4_158412775757536.xml · nonDerivative · entry 1 Clarfeld Michael · CIK 0001469914 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.