Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA · Entity 162319 | Portfolio Manager of the Fund | December 07, 2017 | December 08, 2017 |
| ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990 | Portfolio Manager of the Fund | December 07, 2017 | December 08, 2017 |
| ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611 | Portfolio Manager of the Fund | December 07, 2017 | December 08, 2017 |
| ClearBridge MLP & Midstream Total Return Fund Inc.CTR · Entity 87635 | Portfolio Manager of the Fund | December 07, 2017 | December 08, 2017 |
| LMP CAPITAL & INCOME FUND INC.SCD · Entity 5762 | Portfolio Manager | March 13, 2020 | March 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Report date December 07, 2017 · Filed December 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,200 |
Reported balance
After 2017-12-07 transaction · row 1
1 source rowRow 1 · 2017-12-07 · Purchase · Acquired 3,200 · Balance 3,200 |
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date December 07, 2017 · Filed December 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,400 |
Reported balance
After 2017-12-07 transaction · row 1
1 source rowRow 1 · 2017-12-07 · Sale · Disposed 500 · Balance 2,400 |
ClearBridge MLP & Midstream Fund Inc.
Report date December 07, 2017 · Filed December 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,800 |
Reported balance
After 2017-12-07 transaction · row 1
1 source rowRow 1 · 2017-12-07 · Sale · Disposed 500 · Balance 2,800 |
ClearBridge MLP & Midstream Total Return Fund Inc.
Report date December 07, 2017 · Filed December 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,400 |
Reported balance
After 2017-12-07 transaction · row 1
1 source rowRow 1 · 2017-12-07 · Sale · Disposed 1,100 · Balance 1,400 |
LMP CAPITAL & INCOME FUND INC.
Report date March 13, 2020 · Filed March 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectJoint Account with wife. | 13,376 |
Reported balance
After 2020-03-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-03-13 · Purchase · Acquired 5,000 · Balance 13,376 |
| Common StockSEC Table I · non-derivative | Direct | 15,065 |
Reported balance
Holding disclosure · report date 2020-03-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,065 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2020 Filed Mar 16, 2020 11:02 UTC | LMP CAPITAL & INCOME FUND INC. SCD · Entity 5762 | PurchaseCommon Stock | 5,000 | $8.80 | $43,999.50 |
DisclosureSEC source: 0000914851-20-000059 · wf-form4_158437091182135.xml · nonDerivative · entry 1 Vanderlee Peter · CIK 0001469913 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · Joint Account with wife. Disclosed balance after: 13,376 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 11:42 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | SaleCommon Stock | 500 | $12.88 | $6,440.00 |
DisclosureSEC source: 0000914851-17-000416 · wf-form4_151275133115254.xml · nonDerivative · entry 1 Vanderlee Peter · CIK 0001469913 · Portfolio Manager of the Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 12:03 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | PurchaseCommon Stock | 3,200 | $7.40 | $23,679.68 |
DisclosureSEC source: 0000914851-17-000422 · wf-form4_151275260564051.xml · nonDerivative · entry 1 Vanderlee Peter · CIK 0001469913 · Portfolio Manager of the Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 11:58 UTC | ClearBridge MLP & Midstream Total Return Fund Inc. CTR · Entity 87635 | SaleCommon Stock | 1,100 | $10.86 | $11,944.90 |
DisclosureSEC source: 0000914851-17-000420 · wf-form4_151275228359887.xml · nonDerivative · entry 1 Vanderlee Peter · CIK 0001469913 · Portfolio Manager of the Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 11:49 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | SaleCommon Stock | 500 | $10.39 | $5,195.00 |
DisclosureSEC source: 0000914851-17-000418 · wf-form4_151275175257733.xml · nonDerivative · entry 1 Vanderlee Peter · CIK 0001469913 · Portfolio Manager of the Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 12:20 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | PurchaseCommon Stock | 300 | $15.29 | $4,587.00 |
DisclosureSEC source: 0000914851-16-000783 · wf-form4_148242718745523.xml · nonDerivative · entry 1 Vanderlee Peter · CIK 0001469913 · Portfolio Manager of the Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,300 Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 11:53 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | SaleCommon Stock | 1,500 | $8.94 | $13,416.00 |
DisclosureSEC source: 0000914851-16-000780 · wf-form4_148242560929263.xml · nonDerivative · entry 1 Vanderlee Peter · CIK 0001469913 · Portfolio Manager of the Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 12:17 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | PurchaseCommon Stock | 400 | $13.12 | $5,249.96 |
DisclosureSEC source: 0000914851-16-000782 · wf-form4_148242701883310.xml · nonDerivative · entry 1 Vanderlee Peter · CIK 0001469913 · Portfolio Manager of the Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,900 Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 11:46 UTC | ClearBridge MLP & Midstream Total Return Fund Inc. CTR · Entity 87635 | PurchaseCommon Stock | 400 | $12.50 | $5,000.76 |
DisclosureSEC source: 0000914851-16-000779 · wf-form4_148242517838482.xml · nonDerivative · entry 1 Vanderlee Peter · CIK 0001469913 · Portfolio Manager of the Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.