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EASTMAN CHEMICAL CO

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1780
SEC CIK
0000915389
Parsed reports
685

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2018 Filed Feb 20, 2018 14:50 UTC Tax withholdingCommon Stock 8,816 $100.13 $882,746.08
Disclosure

SEC source: 0000899243-18-004515 · doc4.xml · nonDerivative · entry 2

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,565

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:50 UTC GrantCommon Stock 22,403 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-004515 · doc4.xml · nonDerivative · entry 1

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,381

F1 · shares: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:10 UTC
Chung Michael HKSVP, Chief Int'l Ventures Ofcr
Tax withholdingCommon Stock 1,791 $100.13 $179,332.83
Disclosure

SEC source: 0000899243-18-004512 · doc4.xml · nonDerivative · entry 2

Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,403

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:10 UTC
Chung Michael HKSVP, Chief Int'l Ventures Ofcr
GrantCommon Stock 7,227 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-004512 · doc4.xml · nonDerivative · entry 1

Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,194

F1 · shares: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:06 UTC
BOLDEA LUCIANSenior Vice President
Tax withholdingCommon Stock 1,135 $100.13 $113,647.55
Disclosure

SEC source: 0000899243-18-004510 · doc4.xml · nonDerivative · entry 2

BOLDEA LUCIAN · CIK 0001679130 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,523

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:06 UTC
BOLDEA LUCIANSenior Vice President
GrantCommon Stock 4,658 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-004510 · doc4.xml · nonDerivative · entry 1

BOLDEA LUCIAN · CIK 0001679130 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,658

F1 · shares: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:01 UTC
COX MARK KSenior Vice President
Tax withholdingCommon Stock 1,451 $100.13 $145,288.63
Disclosure

SEC source: 0000899243-18-004508 · doc4.xml · nonDerivative · entry 2

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,504

F3 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:01 UTC
COX MARK KSenior Vice President
GrantCommon Stock 5,872 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-004508 · doc4.xml · nonDerivative · entry 1

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,955

F1 · shares: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period.

F2 · balance_after: Includes 69 shares acquired since August 3, 2017 resulting from automatic reinvestment of dividends.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 13:56 UTC
King Scott V.CAO & Controller
Tax withholdingCommon Stock 1,354 $100.13 $135,576.02
Disclosure

SEC source: 0000899243-18-004506 · doc4.xml · nonDerivative · entry 2

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,898

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 13:56 UTC
King Scott V.CAO & Controller
GrantCommon Stock 5,421 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-004506 · doc4.xml · nonDerivative · entry 1

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,252

F1 · shares: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 13:51 UTC
WARMACK DAMON CARYSenior Vice President
Tax withholdingCommon Stock 903 $100.13 $90,417.39
Disclosure

SEC source: 0000899243-18-004502 · doc4.xml · nonDerivative · entry 2

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,710

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 13:51 UTC
WARMACK DAMON CARYSenior Vice President
GrantCommon Stock 3,613 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-004502 · doc4.xml · nonDerivative · entry 1

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,613

F1 · shares: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 18:59 UTC Tax withholdingCommon Stock 3,638 $100.13 $364,272.94
Disclosure

SEC source: 0000899243-18-004739 · doc4.xml · nonDerivative · entry 2

Golden David A. · CIK 0001566694 · SVP,CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,428

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 18:59 UTC GrantCommon Stock 13,009 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-004739 · doc4.xml · nonDerivative · entry 1

Golden David A. · CIK 0001566694 · SVP,CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,066

F1 · shares: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 18:27 UTC
Stuckey PerrySVP, Chf HR Ofcr
Tax withholdingCommon Stock 3,076 $100.13 $307,999.88
Disclosure

SEC source: 0000899243-18-004733 · doc4.xml · nonDerivative · entry 2

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,621

F3 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 18:27 UTC
Stuckey PerrySVP, Chf HR Ofcr
GrantCommon Stock 11,563 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-004733 · doc4.xml · nonDerivative · entry 1

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,697

F1 · shares: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period.

F2 · balance_after: Includes 71 shares acquired since October 31, 2017 resulting from automatic reinvestment of dividends.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 15:34 UTC
BOLDEA LUCIANSenior Vice President
SaleCommon Stock 3,325 $95.00 $315,875.00
Disclosure

SEC source: 0000899243-18-003633 · doc4.xml · nonDerivative · entry 1

BOLDEA LUCIAN · CIK 0001679130 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker on December 5, 2017.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 13:37 UTC
Costa Mark JDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 55,000 $0.00 Strike: $27.82 $0.00
Disclosure

SEC source: 0000899243-18-003485 · doc4.xml · derivative · entry 4

Costa Mark J · CIK 0001364708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,000 shares

Expires 2019-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The option excercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F2 · shares: The option excercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 13:37 UTC
Costa Mark JDirector · Chief Executive Officer
SaleCommon Stock 55,000 $98.26 $5,404,300.00
Disclosure

SEC source: 0000899243-18-003485 · doc4.xml · nonDerivative · entry 2

Costa Mark J · CIK 0001364708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,991

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker on December 7, 2017.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 13:37 UTC
Costa Mark JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 55,000 $27.82 $1,530,100.00
Disclosure

SEC source: 0000899243-18-003485 · doc4.xml · nonDerivative · entry 1

Costa Mark J · CIK 0001364708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 16:23 UTC Exercise / conversionNon-Employee Director Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $36.66 $0.00
Disclosure

SEC source: 0000899243-18-003351 · doc4.xml · derivative · entry 3

DEMERITT STEPHEN R · CIK 0001206688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F2 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 16:23 UTC SaleCommon Stock 4,000 $99.84 $399,360.00
Disclosure

SEC source: 0000899243-18-003351 · doc4.xml · nonDerivative · entry 2

DEMERITT STEPHEN R · CIK 0001206688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,732

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $99.81 to $99.84. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 16:23 UTC Exercise / conversionCommon Stock 4,000 $36.66 $146,640.00
Disclosure

SEC source: 0000899243-18-003351 · doc4.xml · nonDerivative · entry 1

DEMERITT STEPHEN R · CIK 0001206688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 13:38 UTC
WARMACK DAMON CARYSenior Vice President
SaleCommon Stock 4,417 $98.60 $435,516.20
Disclosure

SEC source: 0000899243-18-003345 · doc4.xml · nonDerivative · entry 1

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker December 4, 2017.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 15:46 UTC
BOLDEA LUCIANSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,450 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-002592 · doc4.xml · derivative · entry 3

BOLDEA LUCIAN · CIK 0001679130 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,450 shares

Expires 2018-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfication of time condition of vesting.

F1 · price: Payout of shares underlying restricted stock units upon satisfication of time condition of vesting.

F1 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfication of time condition of vesting.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 15:46 UTC
BOLDEA LUCIANSenior Vice President
Tax withholdingCommon Stock 1,125 $99.18 $111,577.50
Disclosure

SEC source: 0000899243-18-002592 · doc4.xml · nonDerivative · entry 2

BOLDEA LUCIAN · CIK 0001679130 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,325

F2 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of the 4,450 restricted stock units.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 15:46 UTC
BOLDEA LUCIANSenior Vice President
Exercise / conversionCommon Stock 4,450 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-002592 · doc4.xml · nonDerivative · entry 1

BOLDEA LUCIAN · CIK 0001679130 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Payout of shares underlying restricted stock units upon satisfication of time condition of vesting.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 19:10 UTC GrantPhantom Stock Units · Derivative 16 $97.11 Strike: $0.00 $1,553.76
Disclosure

SEC source: 0000899243-18-000782 · doc4.xml · derivative · entry 1

Golden David A. · CIK 0001566694 · SVP,CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,158

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F2 · price: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · derivative.underlying_shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F3 · balance_after: Includes 14 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 16:44 UTC Exercise / conversionRestricted Stock Units · Derivative 18,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-000181 · doc4.xml · derivative · entry 8

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2018-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time and performance conditions to vesting.

F3 · price: Payout of shares underlying restricted stock units upon satisfaction of time and performance conditions to vesting.

F3 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time and performance conditions to vesting.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 16:44 UTC Tax withholdingCommon Stock 6,068 $94.27 $572,030.36
Disclosure

SEC source: 0000899243-18-000181 · doc4.xml · nonDerivative · entry 6

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,978

F4 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of the 18,000 restricted stock units.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 16:44 UTC Exercise / conversionCommon Stock 18,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-000181 · doc4.xml · nonDerivative · entry 5

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Payout of shares underlying restricted stock units upon satisfaction of time and performance conditions to vesting.

Read SEC document
December 21, 2017 Filed Jan 12, 2018 16:49 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000966 · doc4.xml · nonDerivative · entry 1

Anderson Gary E · CIK 0001315549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,271

Read SEC document
November 10, 2017 Filed Jan 12, 2018 17:49 UTC
LICH BRAD AEVP & CCO
GiftCommon Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000970 · doc4.xml · nonDerivative · entry 1

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,632

Read SEC document
October 31, 2017 Filed Nov 1, 2017 17:05 UTC
Stuckey PerrySVP, Chf HR Ofcr
Exercise / conversionEmployee stock option (right to buy) · Derivative 5,200 $0.00 Strike: $38.30 $0.00
Disclosure

SEC source: 0000899243-17-025078 · doc4.xml · derivative · entry 5

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,200 shares

Expires 2021-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 17:05 UTC
Stuckey PerrySVP, Chf HR Ofcr
SaleCommon Stock 5,200 $92.12 $479,024.00
Disclosure

SEC source: 0000899243-17-025078 · doc4.xml · nonDerivative · entry 2

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,063

F2 · kind: The sale reported in this Form 4 was effected pursusant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker on August 24, 2017.

F1 · balance_after: Includes 216 shares acquired since February 17, 2017 resulting from automatic reinvestment of dividends.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 17:05 UTC
Stuckey PerrySVP, Chf HR Ofcr
Exercise / conversionCommon Stock 5,200 $38.30 $199,160.00
Disclosure

SEC source: 0000899243-17-025078 · doc4.xml · nonDerivative · entry 1

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 216 shares acquired since February 17, 2017 resulting from automatic reinvestment of dividends.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 17:09 UTC
WARMACK DAMON CARYSenior Vice President
Exercise / conversionRestructed Stock Units · Derivative 1,758 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-024548 · doc4.xml · derivative · entry 3

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,758 shares

Expires 2017-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F1 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 17:09 UTC
WARMACK DAMON CARYSenior Vice President
Tax withholdingCommon Stock 481 $88.82 $42,722.42
Disclosure

SEC source: 0000899243-17-024548 · doc4.xml · nonDerivative · entry 2

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,417

F2 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of the 1,758 restricted stock units.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 17:09 UTC
WARMACK DAMON CARYSenior Vice President
Exercise / conversionCommon Stock 1,758 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-024548 · doc4.xml · nonDerivative · entry 1

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:52 UTC GrantPhantom Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023442 · doc4.xml · derivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,192

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 275 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:51 UTC GrantPhantom Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023440 · doc4.xml · derivative · entry 2

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,060

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 111 units credited since May 4, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:51 UTC GrantPhantom Stock Units · Derivative 681 $90.98 Strike: $0.00 $61,957.38
Disclosure

SEC source: 0000899243-17-023440 · doc4.xml · derivative · entry 1

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,729

Underlying: Common Stock · 681 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 111 units credited since May 4, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:51 UTC GrantPhanton Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023439 · doc4.xml · derivative · entry 1

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,087

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 213 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:49 UTC GrantPhantom Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023436 · doc4.xml · derivative · entry 2

KLING LEWIS M · CIK 0001248042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,787

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 206 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:49 UTC GrantPhantom Stock Units · Derivative 636 $90.98 Strike: $0.00 $57,863.28
Disclosure

SEC source: 0000899243-17-023436 · doc4.xml · derivative · entry 1

KLING LEWIS M · CIK 0001248042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,456

Underlying: Common Stock · 636 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 206 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:47 UTC GrantPhantom Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023434 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,609

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 9 units credited since May 4, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:45 UTC GrantPhantom Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023432 · doc4.xml · derivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,073

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 128 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:44 UTC GrantPhantom Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023431 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,549

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 40 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:29 UTC GrantPhantom Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023415 · doc4.xml · derivative · entry 1

DEMERITT STEPHEN R · CIK 0001206688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,596

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 287 units credited since May 4, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:26 UTC GrantPhantom Stock Units · Derivative 24 $90.98 Strike: $0.00 $2,183.52
Disclosure

SEC source: 0000899243-17-023413 · doc4.xml · derivative · entry 1

Golden David A. · CIK 0001566694 · SVP,CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,128

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F2 · price: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F1 · derivative.exercise_date: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F1 · derivative.expiration_date: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · derivative.underlying_shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F3 · balance_after: Includes 11 units credited since July 5, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.