Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN CHEMICAL COEMN · Entity 1780 | SVP,CLO | February 28, 2019 | March 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN CHEMICAL CO
Report date February 28, 2019 · Filed March 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.69 · Expires 2029-02-27 | Direct | 32,359 |
Reported balance
After 2019-02-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-28 · Grant · Acquired 32,359 · Balance 32,359 F1: One-third of the option becomes exercisable on February 28, 2020, February 28, 2021, and February 28, 2022, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: One-third of the option becomes exercisable on February 28, 2020, February 28, 2021, and February 28, 2022, respectively.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2019 Filed Mar 4, 2019 16:18 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantEmployee Stock Option (right to buy) · Derivative | 32,359 | $0.00 Strike: $82.69 | $0.00 |
DisclosureSEC source: 0000899243-19-005648 · doc4.xml · derivative · entry 1 Golden David A. · CIK 0001566694 · SVP,CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,359 Underlying: Common Stock · 32,359 shares Expires 2029-02-27 F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2020, February 28, 2021, and February 28, 2022, respectively. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 19:47 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Tax withholdingCommon Stock | 2,269 | $82.71 | $187,668.99 |
DisclosureSEC source: 0000899243-19-004019 · doc4.xml · nonDerivative · entry 2 Golden David A. · CIK 0001566694 · SVP,CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,670 F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 19:47 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantCommon Stock | 9,257 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004019 · doc4.xml · nonDerivative · entry 1 Golden David A. · CIK 0001566694 · SVP,CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,939 F1 · shares: Payout under performance shares awarded at beginning of three-year (2016-2018) performance period. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 19:52 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | SaleCommon Stock | 8,600 | $105.38 | $906,268.00 |
DisclosureSEC source: 0000899243-18-009214 · doc4.xml · nonDerivative · entry 1 Golden David A. · CIK 0001566694 · SVP,CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,682 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker on December 6, 2017. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 14:28 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantEmployee Stock Option (right to buy) · Derivative | 26,955 | $0.00 Strike: $104.21 | $0.00 |
DisclosureSEC source: 0000899243-18-005760 · doc4.xml · derivative · entry 1 Golden David A. · CIK 0001566694 · SVP,CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,955 Underlying: Common Stock · 26,955 shares Expires 2028-02-25 F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2019, February 26, 2020, and February 26, 2021, respectively. Read SEC document |
| February 18, 2018 Filed Feb 21, 2018 18:59 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionRestricted Stock Units · Derivative | 14,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-004739 · doc4.xml · derivative · entry 7 Golden David A. · CIK 0001566694 · SVP,CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,600 shares Expires 2018-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting. F3 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting. F3 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting. Read SEC document |
| February 18, 2018 Filed Feb 21, 2018 18:59 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Tax withholdingCommon Stock | 5,746 | $100.29 | $576,266.34 |
DisclosureSEC source: 0000899243-18-004739 · doc4.xml · nonDerivative · entry 4 Golden David A. · CIK 0001566694 · SVP,CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,282 F4 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of restricted stock units. Read SEC document |
| February 18, 2018 Filed Feb 21, 2018 18:59 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionCommon Stock | 14,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-004739 · doc4.xml · nonDerivative · entry 3 Golden David A. · CIK 0001566694 · SVP,CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 18:59 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Tax withholdingCommon Stock | 3,638 | $100.13 | $364,272.94 |
DisclosureSEC source: 0000899243-18-004739 · doc4.xml · nonDerivative · entry 2 Golden David A. · CIK 0001566694 · SVP,CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,428 F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 18:59 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantCommon Stock | 13,009 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-004739 · doc4.xml · nonDerivative · entry 1 Golden David A. · CIK 0001566694 · SVP,CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,066 F1 · shares: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 19:10 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 16 | $97.11 Strike: $0.00 | $1,553.76 |
DisclosureSEC source: 0000899243-18-000782 · doc4.xml · derivative · entry 1 Golden David A. · CIK 0001566694 · SVP,CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,158 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F2 · shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F2 · price: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F1 · derivative.exercise_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F1 · derivative.expiration_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F2 · derivative.underlying_shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F3 · balance_after: Includes 14 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 13:26 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 24 | $90.98 Strike: $0.00 | $2,183.52 |
DisclosureSEC source: 0000899243-17-023413 · doc4.xml · derivative · entry 1 Golden David A. · CIK 0001566694 · SVP,CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,128 Underlying: Common Stock · 24 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F2 · shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F2 · price: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F1 · derivative.exercise_date: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F1 · derivative.expiration_date: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F2 · derivative.underlying_shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F3 · balance_after: Includes 11 units credited since July 5, 2017 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 14:52 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 23 | $83.56 Strike: $0.00 | $1,921.88 |
DisclosureSEC source: 0000899243-17-017926 · doc4.xml · derivative · entry 1 Golden David A. · CIK 0001566694 · SVP,CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,093 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F2 · shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F2 · price: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F1 · derivative.exercise_date: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F1 · derivative.expiration_date: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F2 · derivative.underlying_shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F3 · balance_after: Includes 13 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 12:48 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 321 | $79.96 Strike: $0.00 | $25,667.16 |
DisclosureSEC source: 0000899243-17-009419 · doc4.xml · derivative · entry 1 Golden David A. · CIK 0001566694 · SVP, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,057 Underlying: Common Stock · 321 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F2 · shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F2 · price: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F1 · derivative.exercise_date: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F1 · derivative.expiration_date: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F2 · derivative.underlying_shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F3 · balance_after: Includes 12 units credited since January 3, 2017 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 14:32 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantEmployee Stock Option (right to buy) · Derivative | 22,072 | $0.00 Strike: $80.25 | $0.00 |
DisclosureSEC source: 0000899243-17-005928 · doc4.xml · derivative · entry 1 Golden David A. · CIK 0001566694 · SVP, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,072 Underlying: Common Stock · 22,072 shares Expires 2027-02-27 F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 13:46 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Tax withholdingCommon Stock | 937 | $80.25 | $75,194.25 |
DisclosureSEC source: 0000899243-17-004661 · doc4.xml · nonDerivative · entry 2 Golden David A. · CIK 0001566694 · SVP, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,057 F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 13:46 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantCommon Stock | 3,381 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004661 · doc4.xml · nonDerivative · entry 1 Golden David A. · CIK 0001566694 · SVP, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,994 F1 · shares: Payout under performance shares awarded at beginning of three-year (2014-2016) performance period. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 14:55 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 26 | $75.92 Strike: $0.00 | $1,973.92 |
DisclosureSEC source: 0000899243-17-000403 · doc4.xml · derivative · entry 1 Golden David A. · CIK 0001566694 · SVP,CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,724 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F2 · shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F2 · price: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F1 · derivative.exercise_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F1 · derivative.expiration_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F2 · derivative.underlying_shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F3 · balance_after: Includes 16 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 22:23 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 36 | $67.19 Strike: $0.00 | $2,418.84 |
DisclosureSEC source: 0000899243-16-030966 · doc4.xml · derivative · entry 1 Golden David A. · CIK 0001566694 · SVP, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,682 Underlying: Common Stock · 36 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F2 · shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F2 · price: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F1 · derivative.exercise_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F1 · derivative.expiration_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment. F2 · derivative.underlying_shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP. F3 · balance_after: Includes 15 units credited since July 1, 2016 as hypothetical reinvestment of dividend equivalents. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.