Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN CHEMICAL COEMN · Entity 1780 | Director | April 06, 2018 | April 10, 2018 |
| TCF FINANCIAL CORPCHFC · Entity 106138 | Director | December 22, 2016 | December 28, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN CHEMICAL CO
Report date April 06, 2018 · Filed April 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 16,242 |
Reported balance
After 2018-04-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-04-06 · Grant · Acquired 293 · Balance 16,242 F1: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F3: Includes 119 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.
F2: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.
F3: Includes 119 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.
TCF FINANCIAL CORP
Report date December 22, 2016 · Filed December 28, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,800.63 |
Reported balance
After 2016-12-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-12-22 · Gift · Disposed 1,000 · Balance 21,800.63 F1: Includes 73.081 shares acquired from 7/1/2016-9/30/2016 in exempt dividend reinvestment transactions. |
| Common StockSEC Table I · non-derivative | IndirectBy wife | 5,795 |
Reported balance
Holding disclosure · report date 2016-12-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,795 F2: The reporting person disclaims any beneficial ownership of all shares owned by his wife. The filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 16 of the Exchange Act of 1934 or for any other purpose, the beneficial owner of the securities owned by his wife. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 73.081 shares acquired from 7/1/2016-9/30/2016 in exempt dividend reinvestment transactions.
F2: The reporting person disclaims any beneficial ownership of all shares owned by his wife. The filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 16 of the Exchange Act of 1934 or for any other purpose, the beneficial owner of the securities owned by his wife.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 06, 2018 Filed Apr 10, 2018 16:05 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009816 · doc4.xml · derivative · entry 1 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,242 Underlying: Common Stock · 293 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F3 · balance_after: Includes 119 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:59 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionDirector stock option (right to buy) · Derivative | 4,000 | $0.00 Strike: $36.66 | $0.00 |
DisclosureSEC source: 0000899243-18-006030 · doc4.xml · derivative · entry 3 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. F1 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. F1 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:59 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | SaleCommon Stock | 4,000 | $100.00 | $400,000.00 |
DisclosureSEC source: 0000899243-18-006030 · doc4.xml · nonDerivative · entry 2 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,271 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:59 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionCommon Stock | 4,000 | $36.66 | $146,640.00 |
DisclosureSEC source: 0000899243-18-006030 · doc4.xml · nonDerivative · entry 1 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2017 Filed Jan 12, 2018 16:49 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-000966 · doc4.xml · nonDerivative · entry 1 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,271 Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 13:18 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 331 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-023408 · doc4.xml · derivative · entry 1 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,830 Underlying: Common Stock · 331 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F3 · balance_after: Includes 120 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| May 04, 2017 Filed May 8, 2017 20:06 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantCommon Stock | 1,089 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-012188 · doc4.xml · nonDerivative · entry 1 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,271 F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 3, 2018, subject to certain conditions related to continued service as a director. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 19:04 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 377 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009230 · doc4.xml · derivative · entry 1 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,379 Underlying: Common Stock · 377 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F3 · balance_after: Includes 147 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| December 29, 2016 Filed Jan 30, 2017 20:04 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-002175 · doc4.xml · nonDerivative · entry 2 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,182 Read SEC document |
| December 29, 2016 Filed Jan 30, 2017 20:04 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-002175 · doc4.xml · nonDerivative · entry 1 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,182 Read SEC document |
| December 29, 2016 Filed Jan 31, 2017 15:59 UTC Amendment | EASTMAN CHEMICAL CO EMN · Entity 1780 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-002260 · doc4a.xml · nonDerivative · entry 2 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,182 F1 · timeliness: The reporting person's Form 4 filed January 30, 2017 is amended to indicate that the filing is voluntary on Form 4 rather than a later Form 5 filing. Read SEC document |
| December 29, 2016 Filed Jan 31, 2017 15:59 UTC Amendment | EASTMAN CHEMICAL CO EMN · Entity 1780 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-002260 · doc4a.xml · nonDerivative · entry 1 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,182 F1 · timeliness: The reporting person's Form 4 filed January 30, 2017 is amended to indicate that the filing is voluntary on Form 4 rather than a later Form 5 filing. Read SEC document |
| December 22, 2016 Filed Dec 28, 2016 14:14 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000905729-16-000780 · anderson4_122816.xml · nonDerivative · entry 1 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,800.63 F1 · balance_after: Includes 73.081 shares acquired from 7/1/2016-9/30/2016 in exempt dividend reinvestment transactions. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 19:56 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 448 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-030762 · doc4.xml · derivative · entry 1 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,855 Underlying: Common Stock · 448 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F3 · balance_after: Includes 199 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| September 26, 2016 Filed Sep 27, 2016 16:29 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | Exercise / conversionStock Units · Derivative | 5,231.623 | $0.00 | $0.00 |
DisclosureSEC source: 0000905729-16-000719 · anderson4_092716.xml · derivative · entry 3 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,231.623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Stock units issued under the Chemical Financial Corporation Directors' Deferred Stock Plan were converted into shares of common stock on a one-for-one basis in a lump sum in connection with the merger of Talmer Bancorp, Inc. with and into Chemical Financial Corporation. The reporting person will receive cash in lieu of any fractional shares that would otherwise have resulted from such conversion. F3 · derivative.exercise_date: Stock units issued under the Chemical Financial Corporation Directors' Deferred Stock Plan were converted into shares of common stock on a one-for-one basis in a lump sum in connection with the merger of Talmer Bancorp, Inc. with and into Chemical Financial Corporation. The reporting person will receive cash in lieu of any fractional shares that would otherwise have resulted from such conversion. F3 · derivative.expiration_date: Stock units issued under the Chemical Financial Corporation Directors' Deferred Stock Plan were converted into shares of common stock on a one-for-one basis in a lump sum in connection with the merger of Talmer Bancorp, Inc. with and into Chemical Financial Corporation. The reporting person will receive cash in lieu of any fractional shares that would otherwise have resulted from such conversion. Read SEC document |
| September 26, 2016 Filed Sep 27, 2016 16:29 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | Exercise / conversionCommon Stock | 5,231 | $0.00 | $0.00 |
DisclosureSEC source: 0000905729-16-000719 · anderson4_092716.xml · nonDerivative · entry 1 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,727.549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 524.226 shares acquired from 1/1/2015-6/30/2016 in exempt dividend reinvestment transactions. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 13:51 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 31.693 | $44.30 | $1,404.00 |
DisclosureSEC source: 0000905729-16-000713 · anderson4_092016.xml · derivative · entry 1 Anderson Gary E · CIK 0001315549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,231.623 Underlying: Common Stock · 31.693 shares Expires not disclosed F1 · derivative.exercise_price: Award of stock units representing dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.exercise_date: Award of stock units representing dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.expiration_date: Award of stock units representing dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.