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HERNANDEZ ROBERT M

Disclosed activity across 2 companies

Tapewire entity
149012
SEC CIK
0001072509

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EASTMAN CHEMICAL COEMN · Entity 1780DirectorApril 03, 2020April 06, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EASTMAN CHEMICAL CO

Report date April 03, 2020 · Filed April 06, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct21,093 Reported balance After 2020-04-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-04-03 · Grant · Acquired 668 · Balance 21,093

F1: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3: Includes 840 units credited since October 4, 2019 as hypothetical reinvestment of dividend equivalents.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3: Includes 840 units credited since October 4, 2019 as hypothetical reinvestment of dividend equivalents.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Chubb Ltd

Report date May 20, 2020 · Filed May 22, 2020

Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect27,937.484 Reported balance After 2020-05-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-05-20 · Tax withholding · Disposed 309 · Balance 27,937.484

F1: Common Shares being withheld in order to pay tax liability.

F2: Total includes 542.56 shares credited at various times between July 2019 and April 2020 to the reporting person's deferred stock account pursuant to the dividend investment provisions of a Chubb Limited long-term incentive plan which meets the requirements of Rule 16b-3.

Common SharesSEC Table I · non-derivativeIndirectBy Trust62,344 Reported balance Holding disclosure · report date 2020-05-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 62,344

Filing footnotes · ownership attribution and instrument terms

F1: Common Shares being withheld in order to pay tax liability.

F2: Total includes 542.56 shares credited at various times between July 2019 and April 2020 to the reporting person's deferred stock account pursuant to the dividend investment provisions of a Chubb Limited long-term incentive plan which meets the requirements of Rule 16b-3.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2020 Filed May 22, 2020 15:25 UTC Chubb Ltd CB · Entity 1639 Tax withholdingCommon Shares 309 $104.61 $32,324.49
Disclosure

SEC source: 0001209191-20-031596 · doc4.xml · nonDerivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,937.484

F1 · kind: Common Shares being withheld in order to pay tax liability.

F2 · balance_after: Total includes 542.56 shares credited at various times between July 2019 and April 2020 to the reporting person's deferred stock account pursuant to the dividend investment provisions of a Chubb Limited long-term incentive plan which meets the requirements of Rule 16b-3.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 18:09 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-20-010295 · doc4.xml · derivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,093

Underlying: Common Stock · 668 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 840 units credited since October 4, 2019 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 13:02 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025245 · doc4.xml · derivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,585

Underlying: Common Stock · 424 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 391 units credited since April 5, 2019 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 16, 2019 Filed May 20, 2019 19:08 UTC Chubb Ltd CB · Entity 1639 Tax withholdingCommon Shares 316 $145.62 $46,015.92
Disclosure

SEC source: 0001209191-19-031292 · doc4.xml · nonDerivative · entry 2

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,703.924

F4 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
May 16, 2019 Filed May 20, 2019 19:08 UTC Chubb Ltd CB · Entity 1639 GrantCommon Shares 1,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-031292 · doc4.xml · nonDerivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,019.924

F1 · kind: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

F1 · price: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

F2 · balance_after: Total includes 920 Common Shares transferred from the reporting person's direct ownership to the reporting person's indirect ownership.

F3 · balance_after: Total includes 558.45 shares credited at various times between July 2018 and April 2019 to the reporting person's deferred stock account pursuant to the dividend investment provisions of the Plan which meets the requirements of Rule 16b-3.

Read SEC document
May 02, 2019 Filed May 6, 2019 12:55 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,289 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012138 · doc4.xml · nonDerivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,116

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 7, 2020, subject to certain conditions related to continued service as a director.

F2 · balance_after: Excludes 2,047 shares previously reported as directly owned which since May 3, 2018 have been transferred to indirect ownership in the Robert M. Hernandez Revocable Trust.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 14:16 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 366 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010324 · doc4.xml · derivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,770

Underlying: Common Stock · 366 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 333 units credited since October 5, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 16:08 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-026389 · doc4.xml · derivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,071

Underlying: Common Stock · 332 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 244 units credited since April 6, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 17, 2018 Filed May 21, 2018 19:41 UTC Chubb Ltd CB · Entity 1639 Tax withholdingCommon Shares 307 $134.45 $41,276.15
Disclosure

SEC source: 0001209191-18-031776 · doc4.xml · nonDerivative · entry 2

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,145.474

F3 · kind: Common Shares being withheld in order to pay tax liability.

F4 · balance_after: Total includes 478.13 shares credited at various times between July 2017 and April 2018 to the reporting person's deferred stock account pursuant to the dividend investment provisions of the Plan which meets the requirements of Rule 16b-3.

Read SEC document
May 17, 2018 Filed May 21, 2018 19:41 UTC Chubb Ltd CB · Entity 1639 GrantCommon Shares 1,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-031776 · doc4.xml · nonDerivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,974.344

F1 · kind: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

F1 · price: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

F2 · balance_after: Total includes 961 Common Shares transferred from the reporting person's direct ownership to the reporting person's indirect ownership.

Read SEC document
May 03, 2018 Filed May 7, 2018 18:27 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011622 · doc4.xml · nonDerivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,874

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 2, 2019, subject to certain conditions related to continued service as a director.

F2 · balance_after: Excludes 1,870 shares previously reported as directly owned which since May 4, 2017 have been transferred to indirect ownership in the Robert M. Hernandez Revocable Trust.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:08 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009819 · doc4.xml · derivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,495

Underlying: Common Stock · 293 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 129 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:45 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023432 · doc4.xml · derivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,073

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 128 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 18, 2017 Filed May 22, 2017 15:37 UTC Chubb Ltd CB · Entity 1639 Tax withholdingCommon Shares 321 $138.56 $44,477.76
Disclosure

SEC source: 0001209191-17-034144 · doc4.xml · nonDerivative · entry 2

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,671.344

F3 · kind: Common Shares being withheld in order to pay tax liability.

F4 · balance_after: Total includes 517.27 shares credited at various times between July 2016 and April 2017 to the reporting person's deferred stock account pursuant to the dividend investment provisions of the Plan which meets the requirements of Rule 16b-3.

Read SEC document
May 18, 2017 Filed May 22, 2017 15:37 UTC Chubb Ltd CB · Entity 1639 GrantCommon Shares 1,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-034144 · doc4.xml · nonDerivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,475.074

F1 · kind: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

F1 · price: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

F2 · balance_after: Total includes 1,101 Common Shares transferred from the reporting person's direct ownership to the reporting person's indirect ownership.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:14 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012195 · doc4.xml · nonDerivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,917

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 3, 2018, subject to certain conditions related to continued service as a director.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:36 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009264 · doc4.xml · derivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,614

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 160 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 16:44 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 Exercise / conversionDirector stock option (right to buy) · Derivative 4,000 $0.00 Strike: $36.66 $0.00
Disclosure

SEC source: 0000899243-17-002638 · doc4.xml · derivative · entry 7

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the the common stock.

F3 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the the common stock.

F3 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the the common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 16:44 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 Exercise / conversionDirector stock option (right to buy) · Derivative 4,000 $0.00 Strike: $33.36 $0.00
Disclosure

SEC source: 0000899243-17-002638 · doc4.xml · derivative · entry 6

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2017-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the the common stock.

F3 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the the common stock.

F3 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the the common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 16:44 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 SaleCommon Stock 4,000 $77.75 $311,000.00
Disclosure

SEC source: 0000899243-17-002638 · doc4.xml · nonDerivative · entry 4

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,828

F1 · balance_after: Excludes 1,136 shares previously reported as directly owned which since May 9, 2016 have been transferred to indirect ownership in the Robert M. Hernandez Revocable Trust

Read SEC document
February 01, 2017 Filed Feb 3, 2017 16:44 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 Exercise / conversionCommon Stock 4,000 $36.66 $146,640.00
Disclosure

SEC source: 0000899243-17-002638 · doc4.xml · nonDerivative · entry 3

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Excludes 1,136 shares previously reported as directly owned which since May 9, 2016 have been transferred to indirect ownership in the Robert M. Hernandez Revocable Trust

Read SEC document
February 01, 2017 Filed Feb 3, 2017 16:44 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 SaleCommon Stock 4,000 $77.75 $311,000.00
Disclosure

SEC source: 0000899243-17-002638 · doc4.xml · nonDerivative · entry 2

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,828

F1 · balance_after: Excludes 1,136 shares previously reported as directly owned which since May 9, 2016 have been transferred to indirect ownership in the Robert M. Hernandez Revocable Trust

Read SEC document
February 01, 2017 Filed Feb 3, 2017 16:44 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 Exercise / conversionCommon Stock 4,000 $33.36 $133,440.00
Disclosure

SEC source: 0000899243-17-002638 · doc4.xml · nonDerivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Excludes 1,136 shares previously reported as directly owned which since May 9, 2016 have been transferred to indirect ownership in the Robert M. Hernandez Revocable Trust

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:21 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-16-030793 · doc4.xml · derivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,077

Underlying: Common Stock · 448 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 216 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.