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Holder Julie Fasone

Disclosed activity across 2 companies

Tapewire entity
48471
SEC CIK
0001536512

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EASTMAN CHEMICAL COEMN · Entity 1780DirectorOctober 07, 2026October 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EASTMAN CHEMICAL CO

Report date October 07, 2026 · Filed October 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct15,948 Reported balance After 2026-10-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-07 · Grant · Acquired 480 · Balance 15,948

F1: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F3: Includes units credited since April 8, 2026, as reinvestment of dividend equivalents for phantom shares deferred under the Directors' Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F3: Includes units credited since April 8, 2026, as reinvestment of dividend equivalents for phantom shares deferred under the Directors' Deferred Compensation Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

W R GRACE & CO

Report date September 22, 2021 · Filed September 22, 2021

Section 16 reporting ended · disclosed 2021-09-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2021-09-22 transaction · row 1
1 source row

Row 1 · 2021-09-22 · Disposition to issuer · Disposed 8,474 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the Agreement & Plan of Merger (the "Merger Agreement"), dated April 26, 2021, among W. R. Grace & Co. ("Company"), W. R. Grace Holdings LLC (fka Gibraltar Acquisition Holdings LLC), a Delaware limited liability company ("Parent"), and Gibraltar Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on April 26, 2021, pursuant to which on Sept. 22, 2021, Merger Sub merged with and into the Company (the "Merger") and pursuant to which the Company survived the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued & outstanding share of Company common stock was cancelled and converted into the right to receive $70.00 in cash (the "Merger Consideration") without interest, subject to withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the Agreement & Plan of Merger (the "Merger Agreement"), dated April 26, 2021, among W. R. Grace & Co. ("Company"), W. R. Grace Holdings LLC (fka Gibraltar Acquisition Holdings LLC), a Delaware limited liability company ("Parent"), and Gibraltar Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on April 26, 2021, pursuant to which on Sept. 22, 2021, Merger Sub merged with and into the Company (the "Merger") and pursuant to which the Company survived the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued & outstanding share of Company common stock was cancelled and converted into the right to receive $70.00 in cash (the "Merger Consideration") without interest, subject to withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2026 Filed Oct 9, 2026 20:02 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 480 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001536512-26-000003 · wk-form4_1791576151.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,948

Underlying: Common Stock · 480 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · shares: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F3 · balance_after: Includes units credited since April 8, 2026, as reinvestment of dividend equivalents for phantom shares deferred under the Directors' Deferred Compensation Plan.

Read SEC document
May 07, 2026 Filed May 11, 2026 20:08 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,628 $0.00 $0.00
Disclosure

SEC source: 0000915389-26-000115 · wk-form4_1778530118.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,174

F1 · shares: Restricted shares, with restrictions lapsing on May 7, 2027, subject to certain conditions related to continued service as a director. The shares amounts represent the director's annual Restricted Stock Award.

Read SEC document
April 08, 2026 Filed Apr 10, 2026 20:08 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-26-000080 · wk-form4_1775851695.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,051

Underlying: Common Stock · 408 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · shares: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F3 · balance_after: Includes dividend equivalents reinvested in additional Phantom Stock Units.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 22:23 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 487 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001536512-25-000005 · wk-form4_1760048612.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,377

Underlying: Common Stock · 487 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F2 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F3 · balance_after: Includes 324 units credited since April 7, 2025 as hypothetical reinvestment of dividend equivalents.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:11 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 PurchaseCommon Stock 1,453 $68.80 $99,966.40
Disclosure

SEC source: 0001536512-25-000003 · wk-form4_1756411859.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,546

Read SEC document
May 01, 2025 Filed May 5, 2025 20:06 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,575 $0.00 $0.00
Disclosure

SEC source: 0000915389-25-000124 · wk-form4_1746475602.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,093

F1 · shares: Restricted shares, with restrictions lapsing on May 1, 2026, subject to certain conditions related to continued service as a director. The shares amounts represent the director's annual Restricted Stock Award.

Read SEC document
April 07, 2025 Filed Apr 9, 2025 20:19 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-25-000093 · wk-form4_1744229978.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,566

Underlying: Common Stock · 412 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · shares: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 386 units credited since October 7, 2024, as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 20:04 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 277 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-24-000212 · wk-form4_1728504277.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,768

Underlying: Common Stock · 277 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F2 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F3 · balance_after: Includes 189 units credited since April 5, 2024 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 02, 2024 Filed May 6, 2024 20:02 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,252 $0.00 $0.00
Disclosure

SEC source: 0000915389-24-000149 · wk-form4_1715025712.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,518

F1 · shares: Restricted shares, with restrictions lapsing on May 2, 2025, subject to certain conditions related to continued service as a director. The shares amounts represent the director's annual Restricted Stock Award.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 20:06 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 303 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-24-000126 · wk-form4_1712693172.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,302

Underlying: Common Stock · 303 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 228 units credited since October 6, 2023, as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 06, 2023 Filed Oct 11, 2023 20:03 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000160 · wk-form4_1697054598.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,771

Underlying: Common Stock · 408 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 228 units credited since April 10, 2023 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:04 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,396 $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000104 · wf-form4_168357623503667.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,266

F1 · shares: Restricted shares, with restrictions lapsing on May 4, 2024, subject to certain conditions related to continued service as a director.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:01 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000066 · wf-form4_168132965926450.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,135

Underlying: Common Stock · 369 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 162 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 07, 2022 Filed Oct 12, 2022 20:05 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 417 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-033472 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,604

Underlying: Common Stock · 417 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 303 units credited since April 1, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:35 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017261 · doc4.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,870

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 4, 2023, subject to certain conditions related to continued service as a director.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:06 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013717 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,884

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 105 units credited since October 1, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:27 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-039048 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,509

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 132 units credited since April 5, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
September 22, 2021 Filed Sep 22, 2021 16:52 UTC W R GRACE & CO GRA · Entity 135295 Disposition to issuerCommon Stock, par value $0.01 per share 8,474 Not disclosed Not disclosed
Disclosure

SEC source: 0001045309-21-000090 · wf-form4_163234393015607.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This Form 4 reports securities disposed of pursuant to the Agreement & Plan of Merger (the "Merger Agreement"), dated April 26, 2021, among W. R. Grace & Co. ("Company"), W. R. Grace Holdings LLC (fka Gibraltar Acquisition Holdings LLC), a Delaware limited liability company ("Parent"), and Gibraltar Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on April 26, 2021, pursuant to which on Sept. 22, 2021, Merger Sub merged with and into the Company (the "Merger") and pursuant to which the Company survived the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued & outstanding share of Company common stock was cancelled and converted into the right to receive $70.00 in cash (the "Merger Consideration") without interest, subject to withholding taxes.

Read SEC document
May 11, 2021 Filed May 12, 2021 19:41 UTC W R GRACE & CO GRA · Entity 135295 GrantCommon Stock, par value $0.01 per share 1,683 $0.00 $0.00
Disclosure

SEC source: 0001045309-21-000060 · wf-form4_162086286363645.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,474

F1 · price: Issued in partial payment for 2021 retainer.

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May 06, 2021 Filed May 10, 2021 16:42 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 807 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018828 · doc4.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,829

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 5, 2022, subject to certain conditions related to continued service as a director.

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April 05, 2021 Filed Apr 7, 2021 17:34 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-015200 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,083

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 50 units credited since October 2, 2020 as hypothetical reinvestment of dividend equivalents.

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October 02, 2020 Filed Oct 6, 2020 14:12 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 384 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-20-027536 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,763

Underlying: Common Stock · 384 shares

Expires not disclosed

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 48 units credited since April 3, 2020 as hypothetical reinvestment of dividend equivalents.

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May 12, 2020 Filed May 14, 2020 17:41 UTC W R GRACE & CO GRA · Entity 135295 GrantCommon Stock, par value $0.01 per share 2,280 $0.00 $0.00
Disclosure

SEC source: 0001045309-20-000085 · wf-form4_158949246241521.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,791

F1 · price: Issued in partial payment for 2020 retainer.

Read SEC document
May 07, 2020 Filed May 11, 2020 17:09 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,654 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012531 · doc4.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,022

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 6, 2021, subject to certain conditions related to continued service as a director.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 18:15 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-20-010297 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,331

Underlying: Common Stock · 668 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 316 units credited since October 4, 2019 as hypothetical reinvestment of dividend equivalents.

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October 04, 2019 Filed Oct 8, 2019 13:51 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025262 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,347

Underlying: Common Stock · 424 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 141 units credited since April 5, 2019 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 08, 2019 Filed May 9, 2019 17:48 UTC W R GRACE & CO GRA · Entity 135295 GrantCommon Stock, par value $0.01 per share 1,532 $0.00 $0.00
Disclosure

SEC source: 0001045309-19-000064 · wf-form4_155743851671507.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,511

F1 · price: Issued in partial payment for 2019 retainer.

Read SEC document
May 02, 2019 Filed May 6, 2019 12:40 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,289 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012136 · doc4.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,368

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 7, 2020, subject to certain conditions related to continued service as a director.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 14:14 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 366 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010323 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,782

Underlying: Common Stock · 366 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 117 units credited since October 5, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 15:28 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-026373 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,299

Underlying: Common Stock · 332 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 82 units credited since April 6, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 09, 2018 Filed May 11, 2018 16:33 UTC W R GRACE & CO GRA · Entity 135295 GrantCommon Stock, par value $0.01 per share 1,478 $0.00 $0.00
Disclosure

SEC source: 0001045309-18-000084 · wf-form4_152607077421234.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,979

F1 · price: Issued in partial payment for 2018 retainer.

Read SEC document
May 03, 2018 Filed May 7, 2018 17:46 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011611 · doc4.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,079

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 2, 2019, subject to certain conditions related to continued service as a director.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 17:06 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009834 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

Underlying: Common Stock · 293 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 43 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:44 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023431 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,549

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 40 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 09, 2017 Filed May 10, 2017 16:41 UTC W R GRACE & CO GRA · Entity 135295 GrantCommon Stock, par value $0.01 per share 1,501 $0.00 $0.00
Disclosure

SEC source: 0001045309-17-000060 · wf-form4_149444889806353.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501

F1 · security: Each share of Common Stock also represents one Preferred Stock Purchase Right. Each such Right entitles the holder to purchase Preferred Stock or other securities or property upon the occurrence of certain events and subject to certain conditions.

F2 · price: Issued in partial payment for 2017 retainer.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:23 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012198 · doc4.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,252

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 3, 2018, subject to certain conditions related to continued service as a director.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:22 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009427 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,178

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 48 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:24 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-16-030797 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,753

Underlying: Common Stock · 448 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 60 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.