Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN CHEMICAL COEMN · Entity 1780 | Director | April 05, 2019 | April 09, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN CHEMICAL CO
Report date April 05, 2019 · Filed April 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 46,198 |
Reported balance
After 2019-04-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-04-05 · Grant · Acquired 366 · Balance 46,198 F1: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F3: Includes 814 units credited since October 5, 2018 as hypothetical reinvestment of dividend equivalents. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.
F2: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.
F3: Includes 814 units credited since October 5, 2018 as hypothetical reinvestment of dividend equivalents.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2019 Filed Apr 9, 2019 13:42 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 366 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-010317 · doc4.xml · derivative · entry 1 DEMERITT STEPHEN R · CIK 0001206688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,198 Underlying: Common Stock · 366 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F3 · balance_after: Includes 814 units credited since October 5, 2018 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 16:20 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 332 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-026393 · doc4.xml · derivative · entry 1 DEMERITT STEPHEN R · CIK 0001206688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,018 Underlying: Common Stock · 332 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F3 · balance_after: Includes 648 units credited since May 3, 2018 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| May 03, 2018 Filed May 7, 2018 15:29 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 827 | $102.87 Strike: $0.00 | $85,073.49 |
DisclosureSEC source: 0000899243-18-011590 · doc4.xml · derivative · entry 1 DEMERITT STEPHEN R · CIK 0001206688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,038 Underlying: Common Stock · 827 shares Expires not disclosed F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 2, 2019 annual meeting of stockholders, and are payable only in cash after termination of service as a director. F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units. F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units. F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 2, 2019 annual meeting of stockholders, and are payable only in cash after termination of service as a director. F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 2, 2019 annual meeting of stockholders, and are payable only in cash after termination of service as a director. F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 2, 2019 annual meeting of stockholders, and are payable only in cash after termination of service as a director. F3 · balance_after: Includes 10 units credited since April 6, 2018 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 16:44 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009827 · doc4.xml · derivative · entry 1 DEMERITT STEPHEN R · CIK 0001206688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,201 Underlying: Common Stock · 293 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F3 · balance_after: Includes 312 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 16:23 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionNon-Employee Director Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $36.66 | $0.00 |
DisclosureSEC source: 0000899243-18-003351 · doc4.xml · derivative · entry 3 DEMERITT STEPHEN R · CIK 0001206688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. F2 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 16:23 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | SaleCommon Stock | 4,000 | $99.84 | $399,360.00 |
DisclosureSEC source: 0000899243-18-003351 · doc4.xml · nonDerivative · entry 2 DEMERITT STEPHEN R · CIK 0001206688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,732 F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $99.81 to $99.84. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 16:23 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionCommon Stock | 4,000 | $36.66 | $146,640.00 |
DisclosureSEC source: 0000899243-18-003351 · doc4.xml · nonDerivative · entry 1 DEMERITT STEPHEN R · CIK 0001206688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 13:29 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 331 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-023415 · doc4.xml · derivative · entry 1 DEMERITT STEPHEN R · CIK 0001206688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,596 Underlying: Common Stock · 331 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F3 · balance_after: Includes 287 units credited since May 4, 2017 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| May 04, 2017 Filed May 8, 2017 19:45 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 1,089 | $78.11 Strike: $0.00 | $85,061.79 |
DisclosureSEC source: 0000899243-17-012176 · doc4.xml · derivative · entry 1 DEMERITT STEPHEN R · CIK 0001206688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,978 Underlying: Common Stock · 1,089 shares Expires not disclosed F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director. F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units. F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units. F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director. F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director. F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director. F3 · balance_after: Includes 29 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 13:22 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 377 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009428 · doc4.xml · derivative · entry 1 DEMERITT STEPHEN R · CIK 0001206688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,860 Underlying: Common Stock · 377 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F3 · balance_after: Includes 397 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 16:06 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionNon-Employee Director Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $33.36 | $0.00 |
DisclosureSEC source: 0000899243-16-035023 · doc4.xml · derivative · entry 3 DEMERITT STEPHEN R · CIK 0001206688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2017-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. F1 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 16:06 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | SaleCommon Stock | 4,000 | $75.81 | $303,240.00 |
DisclosureSEC source: 0000899243-16-035023 · doc4.xml · nonDerivative · entry 2 DEMERITT STEPHEN R · CIK 0001206688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,732 Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 16:06 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionCommon Stock | 4,000 | $33.36 | $133,440.00 |
DisclosureSEC source: 0000899243-16-035023 · doc4.xml · nonDerivative · entry 1 DEMERITT STEPHEN R · CIK 0001206688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:22 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantPhantom Stock Units · Derivative | 448 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-030795 · doc4.xml · derivative · entry 1 DEMERITT STEPHEN R · CIK 0001206688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,086 Underlying: Common Stock · 448 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director. F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan. F3 · balance_after: Includes 546 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.