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OBRIEN JAMES J /KY

Disclosed activity across 4 companies

Tapewire entity
1781
SEC CIK
0001023582

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALBEMARLE CORPALB · Entity 2581DirectorJuly 01, 2025July 03, 2025
EASTMAN CHEMICAL COEMN · Entity 1780DirectorOctober 07, 2026October 09, 2026
WESCO INTERNATIONAL INCWCC · Entity 3330DirectorFebruary 16, 2017February 21, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALBEMARLE CORP

Report date July 01, 2025 · Filed July 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,085 Ending reported balance After 2025-07-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-07-01 · Grant · Acquired 2,725 · Balance 8,048

F1: Shares represent an annual installment of non-employee director stock compensation pursuant to the 2023 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation (the "2023 Directors Plan"). Shares to vest on July 1, 2026.

Row 2 · 2025-07-01 · Grant · Acquired 37 · Balance 8,085

F2: Represents dividends accrued on shares underlying an award granted on July 1, 2024, that vested in full on July 1, 2025, which the Issuer elected to settle in shares of common stock under the 2023 Directors Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares represent an annual installment of non-employee director stock compensation pursuant to the 2023 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation (the "2023 Directors Plan"). Shares to vest on July 1, 2026.

F2: Represents dividends accrued on shares underlying an award granted on July 1, 2024, that vested in full on July 1, 2025, which the Issuer elected to settle in shares of common stock under the 2023 Directors Plan.

EASTMAN CHEMICAL CO

Report date October 07, 2026 · Filed October 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct19,159 Reported balance After 2026-10-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-07 · Grant · Acquired 480 · Balance 19,159

F1: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F3: Includes units credited since April 8, 2026, as reinvestment of dividend equivalents for phantom shares deferred under the Directors' Deferred Compensation Plan ("DDCP"), including credits for accrued dividend equivalents that were made to the directors DDCP account on October 7, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F3: Includes units credited since April 8, 2026, as reinvestment of dividend equivalents for phantom shares deferred under the Directors' Deferred Compensation Plan ("DDCP"), including credits for accrued dividend equivalents that were made to the directors DDCP account on October 7, 2026.

WESCO INTERNATIONAL INC

Report date February 16, 2017 · Filed February 21, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,689 Reported balance After 2017-02-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-02-16 · Grant · Acquired 1,689 · Balance 1,689

F1: Each Restricted Stock Unit represents a contingent right to receive one share of WESCO Common Stock.

F2: The Restricted Stock Units vest in three years from the date of the grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of WESCO Common Stock.

F2: The Restricted Stock Units vest in three years from the date of the grant.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HUMANA INC

Report date April 20, 2023 · Filed April 20, 2023

Section 16 reporting ended · disclosed 2023-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Humana CommonSEC Table I · non-derivativeIndirectSee Footnote1,794 Reported balance Holding disclosure · report date 2023-04-20 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,794

F4: Includes 380 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/2023. Award will be pro-rated based on completed months served in the current year.

F3: Shares held by revocable trust account (March 2015), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect28,925 Reported balance Holding disclosure · report date 2023-04-20 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 28,925

F3: Shares held by revocable trust account (March 2015), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock.

F1: Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1) and the total includes the vested portion that was subsequently deferred for years 2013 and later.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect737 Reported balance Holding disclosure · report date 2023-04-20 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 737

F2: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).

Filing footnotes · ownership attribution and instrument terms

F1: Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1) and the total includes the vested portion that was subsequently deferred for years 2013 and later.

F2: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).

F3: Shares held by revocable trust account (March 2015), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock.

F4: Includes 380 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/2023. Award will be pro-rated based on completed months served in the current year.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2026 Filed Oct 9, 2026 20:02 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 480 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001023582-26-000003 · wk-form4_1791576137.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,159

Underlying: Common Stock · 480 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · shares: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F3 · balance_after: Includes units credited since April 8, 2026, as reinvestment of dividend equivalents for phantom shares deferred under the Directors' Deferred Compensation Plan ("DDCP"), including credits for accrued dividend equivalents that were made to the directors DDCP account on October 7, 2026.

Read SEC document
September 02, 2026 Filed Sep 3, 2026 20:23 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GiftCommon Stock 7,860 $0.00 $0.00
Disclosure

SEC source: 0000915389-26-000145 · wk-form4_1788467000.xml · nonDerivative · entry 3

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · O'Brien Family Dynasty Trust

Disclosed balance after: 7,860

F1 · ownership.nature: Katherine B. O'Brien, TTEE

Read SEC document
September 02, 2026 Filed Sep 3, 2026 20:23 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GiftCommon Stock 2,482 $0.00 $0.00
Disclosure

SEC source: 0000915389-26-000145 · wk-form4_1788467000.xml · nonDerivative · entry 2

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Revocable Trust

Disclosed balance after: 0

Read SEC document
September 02, 2026 Filed Sep 3, 2026 20:23 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GiftCommon Stock 5,378 $0.00 $0.00
Disclosure

SEC source: 0000915389-26-000145 · wk-form4_1788467000.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,628

Read SEC document
May 07, 2026 Filed May 11, 2026 20:08 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,628 $0.00 $0.00
Disclosure

SEC source: 0000915389-26-000113 · wk-form4_1778530105.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,456

F1 · shares: Restricted shares, with restrictions lapsing on May 7, 2027, subject to certain conditions related to continued service as a director. The shares amounts represent the director's annual Restricted Stock Award.

Read SEC document
April 08, 2026 Filed Apr 10, 2026 20:08 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-26-000082 · wk-form4_1775851711.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,137

Underlying: Common Stock · 408 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · shares: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F3 · balance_after: Includes dividend equivalents reinvested in additional Phantom Stock Units.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 22:23 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 487 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001023582-25-000006 · wk-form4_1760048597.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,407

Underlying: Common Stock · 487 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F2 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F3 · balance_after: Includes 395 units credited since April 7, 2025 as hypothetical reinvestment of dividend equivalents.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:14 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 PurchaseCommon Stock 1,450 $68.81 $99,775.95
Disclosure

SEC source: 0001023582-25-000004 · wk-form4_1756412046.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,828

Read SEC document
July 01, 2025 Filed Jul 3, 2025 19:34 UTC ALBEMARLE CORP ALB · Entity 2581 GrantCommon Stock 37 $0.00 $0.00
Disclosure

SEC source: 0000915913-25-000123 · wk-form4_1751571271.xml · nonDerivative · entry 2

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,085

F2 · shares: Represents dividends accrued on shares underlying an award granted on July 1, 2024, that vested in full on July 1, 2025, which the Issuer elected to settle in shares of common stock under the 2023 Directors Plan.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 19:34 UTC ALBEMARLE CORP ALB · Entity 2581 GrantCommon Stock 2,725 $0.00 $0.00
Disclosure

SEC source: 0000915913-25-000123 · wk-form4_1751571271.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,048

F1 · shares: Shares represent an annual installment of non-employee director stock compensation pursuant to the 2023 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation (the "2023 Directors Plan"). Shares to vest on July 1, 2026.

Read SEC document
May 01, 2025 Filed May 5, 2025 20:06 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,575 $0.00 $0.00
Disclosure

SEC source: 0000915389-25-000123 · wk-form4_1746475588.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,378

F1 · shares: Restricted shares, with restrictions lapsing on May 1, 2026, subject to certain conditions related to continued service as a director. The shares amounts represent the director's annual Restricted Stock Award.

Read SEC document
April 07, 2025 Filed Apr 9, 2025 20:18 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-25-000087 · wk-form4_1744229911.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,525

Underlying: Common Stock · 412 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · shares: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 473 units credited since October 7, 2024, as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 20:05 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 277 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-24-000214 · wk-form4_1728504297.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,640

Underlying: Common Stock · 277 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F2 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F3 · balance_after: Includes 232 units credited since April 5, 2024 as hypothetical reinvestment of dividend equivalents.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 17:16 UTC ALBEMARLE CORP ALB · Entity 2581 GrantCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0000915913-24-000129 · wk-form4_1720027008.xml · nonDerivative · entry 2

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,323

F2 · shares: Represents dividends accrued on shares underlying an award granted on July 3, 2023, that vested in full on July 1, 2024, which the Issuer elected to settle in shares of common stock issued under the 2023 Directors Plan.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 17:16 UTC ALBEMARLE CORP ALB · Entity 2581 GrantCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0000915913-24-000129 · wk-form4_1720027008.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,313

F1 · shares: Shares represent an annual award of non-employee director stock compensation issued under the 2023 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation (the "2023 Directors Plan"). Shares to vest on July 1, 2025.

Read SEC document
May 02, 2024 Filed May 6, 2024 20:02 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,252 $0.00 $0.00
Disclosure

SEC source: 0000915389-24-000151 · wk-form4_1715025753.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,803

F1 · shares: Restricted shares, with restrictions lapsing on May 2, 2025, subject to certain conditions related to continued service as a director. The shares amounts represent the director's annual Restricted Stock Award.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 20:05 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 303 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-24-000121 · wk-form4_1712693107.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,131

Underlying: Common Stock · 303 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 281 units credited since October 6, 2023, as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 06, 2023 Filed Oct 11, 2023 20:01 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000150 · wk-form4_1697054452.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,547

Underlying: Common Stock · 408 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 284 units credited since April 10, 2023 as hypothetical reinvestment of dividend equivalents.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:56 UTC ALBEMARLE CORP ALB · Entity 2581 GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0000915913-23-000151 · wk-form4_1688676981.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,563

F1 · shares: Shares represent an annual installment of non-employee director stock compensation pursuant to 2023 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 1, 2024.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:00 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,396 $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000103 · wf-form4_168357603713536.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,551

F1 · shares: Restricted shares, with restrictions lapsing on May 4, 2024, subject to certain conditions related to continued service as a director.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:05 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000070 · wf-form4_168132990103098.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,855

Underlying: Common Stock · 369 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 187 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 17:35 UTC HUMANA INC HUM · Entity 1429 GrantHumana Common 380 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000122 · form4.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,794

F4 · balance_after: Includes 380 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/2023.

F3 · ownership.nature: Shares held by revocable trust account (March 2015), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock.

Read SEC document
October 07, 2022 Filed Oct 12, 2022 20:06 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 417 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-033481 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,299

Underlying: Common Stock · 417 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 359 units credited since May 5, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:27 UTC ALBEMARLE CORP ALB · Entity 2581 GrantCommon Stock 731 $0.00 $0.00
Disclosure

SEC source: 0000915913-22-000125 · wf-form4_165705640765428.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813

F1 · shares: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 1, 2023.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:35 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 1,041 $105.67 Strike: $0.00 $110,002.47
Disclosure

SEC source: 0000899243-22-017256 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,523

Underlying: Common Stock · 1,041 shares

Expires not disclosed

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F3 · balance_after: Includes 15 units credited since April 1, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:05 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013704 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,467

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 113 units credited since October 1, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 14:34 UTC HUMANA INC HUM · Entity 1429 GrantHumana Common 412 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000506 · form4.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,414

F4 · balance_after: Includes 412 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/2022.

F3 · ownership.nature: Shares held by revocable trust account (March 2015), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:31 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-039053 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,084

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 199 units credited since May 6, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 10:12 UTC ALBEMARLE CORP ALB · Entity 2581 GrantPhantom Stock · Derivative 775 $0.00 $0.00
Disclosure

SEC source: 0000915913-21-000136 · wf-form4_162556635687301.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,003

Underlying: Common Stock · 775 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units convert 1 for 1 into common stock.

F2 · shares: Shares represent deferred director compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation.

F3 · derivative.exercise_date: Exercisable in a single lump sum on February 15th of the calendar year after the year in which the reporting person is no longer a director.

F4 · derivative.expiration_date: No expiration date.

F5 · balance_after: Includes dividend equivalent rights earned based on total shares of Phantom Stock in Director's deferred stock account.

Read SEC document
May 06, 2021 Filed May 10, 2021 16:58 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 807 $124.04 Strike: $0.00 $100,100.28
Disclosure

SEC source: 0000899243-21-018840 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,591

Underlying: Common Stock · 807 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 5, 2022 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 5, 2022 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 5, 2022 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 5, 2022 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 18:44 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-015232 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,801

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · derivative.exercise_date: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · derivative.expiration_date: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 235 units credited since October 2, 2020 as hypothetical reinvestment of dividend equivalents.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 14:19 UTC HUMANA INC HUM · Entity 1429 GrantHumana Common 403 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000008 · edgar.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,002

F5 · balance_after: Includes 403 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/2021.

F4 · ownership.nature: Shares held by revocable trust account (March 2015), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 14:29 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 384 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-20-027540 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,296

Underlying: Common Stock · 384 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 6 units credited since May 7, 2020 as hypothetical reinvestment of dividend equivalents.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:18 UTC ALBEMARLE CORP ALB · Entity 2581 GrantPhantom Stock · Derivative 1,725 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000125 · wf-form4_159372470072618.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,999

Underlying: Common Stock · 1,725 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units convert 1 for 1 into common stock.

F2 · shares: Shares represent deferred director compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation.

F3 · derivative.exercise_date: Exercisable in a single lump sum on February 15th of the calendar year after the year In which the reporting person is no longer a director.

F4 · derivative.expiration_date: No expiration date.

F5 · balance_after: Includes dividend equivalent rights earned based on total shares of Phantom Stock in Director's deferred stock account.

Read SEC document
May 07, 2020 Filed May 11, 2020 17:37 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 1,654 $60.47 Strike: $0.00 $100,017.38
Disclosure

SEC source: 0000899243-20-012545 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,906

Underlying: Common Stock · 1,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 6, 2021 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 6, 2021 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 6, 2021 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 6, 2021 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:21 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-20-010319 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,290

Underlying: Common Stock · 668 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 220 units credited since October 4, 2019 as hypothetical reinvestment of dividend equivalents.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 16:48 UTC HUMANA INC HUM · Entity 1429 GrantHumana Common 453 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000002 · edgar.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 599

F5 · balance_after: Includes 453 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/2020.

F4 · ownership.nature: Shares held by revocable trust account (March 2015), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 13:56 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 2,500 $341.95 $854,869.00
Disclosure

SEC source: 0000049071-19-000111 · edgar.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 146

F5 · price: All shares sold at price of $341.9476.

F4 · ownership.nature: Shares held by revocable trust account (March 2015), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 13:55 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025264 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,402

Underlying: Common Stock · 424 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 87 units credited since May 2, 2019 as hypothetical reinvestment of dividend equivalents.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:44 UTC ALBEMARLE CORP ALB · Entity 2581 GrantPhantom Stock · Derivative 1,850 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000065 · wf-form4_156219028177445.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,063

Underlying: Common Stock · 1,850 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units convert 1 for 1 into common stock.

F2 · shares: Shares represent deferred director compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation.

F3 · derivative.exercise_date: Exercisable in a single lump sum on February 15th of the calendar year after the year In which the reporting person is no longer a director.

F4 · derivative.expiration_date: No expiration date.

F5 · balance_after: Includes dividend equivalent rights earned based on total shares of Phantom Stock in Director's deferred stock account.

Read SEC document
May 02, 2019 Filed May 6, 2019 13:46 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 1,289 $77.63 Strike: $0.00 $100,065.07
Disclosure

SEC source: 0000899243-19-012145 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,891

Underlying: Common Stock · 1,289 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 7, 2020 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 7, 2020 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 7, 2020 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 7, 2020 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F3 · balance_after: Includes 3 units credited since April 5, 2019 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 16:47 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 366 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010342 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,599

Underlying: Common Stock · 366 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 63 units credited since October 5, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 14:07 UTC HUMANA INC HUM · Entity 1429 GrantStock Unit · Derivative 588 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000009 · edgar.xml · derivative · entry 4

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588

Underlying: Humana Common · 588 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2019.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2019.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2019.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2019.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 16:11 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-026391 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,170

Underlying: Common Stock · 332 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 97 units credited since May 3, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:32 UTC ALBEMARLE CORP ALB · Entity 2581 GrantPhantom Stock · Derivative 1,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-019460 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,038

Underlying: Common Stock · 1,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units convert 1 for 1 into common stock.

F2 · shares: Shares represent deferred director compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation.

F3 · derivative.exercise_date: Exercisable in a single lump sum on February 15th of the calendar year after the year in which the reporting person is no longer a director.

F4 · derivative.expiration_date: No expiration date.

F5 · balance_after: Includes dividend equivalent rights earned based on total shares of Phantom Stock in Director's deferred stock account.

Read SEC document
May 03, 2018 Filed May 7, 2018 15:52 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 827 $102.87 Strike: $0.00 $85,073.49
Disclosure

SEC source: 0000899243-18-011593 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,741

Underlying: Common Stock · 827 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 2, 2019 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 2, 2019 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 2, 2019 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 2, 2019 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:46 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009829 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,914

Underlying: Common Stock · 293 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 12 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:02 UTC HUMANA INC HUM · Entity 1429 GrantStock Unit · Derivative 658 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000007 · edgar.xml · derivative · entry 4

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658

Underlying: Humana Common · 658 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2018.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2018.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2018.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2018.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:47 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023434 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,609

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 9 units credited since May 4, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 22:06 UTC ALBEMARLE CORP ALB · Entity 2581 GrantPhantom Stock · Derivative 1,150 $0.00 $0.00
Disclosure

SEC source: 0001648210-17-000022 · primary_doc.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,513

Underlying: Common Stock · 1,150 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units convert 1 for 1 into common stock.

F2 · shares: Shares represent deferred director compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation.

F3 · derivative.exercise_date: Exercisable in a single lump sum on February 15th of the calendar year after the year in which the reporting person is no longer a director.

F4 · derivative.expiration_date: No expiration date.

F5 · balance_after: Includes dividend equivalent rights earned based on total shares of Phantom Stock in Director's deferred stock account.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.