Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN CHEMICAL COEMN · Entity 1780 | SVP, Chief Int'l Ventures Ofcr | February 16, 2018 | February 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN CHEMICAL CO
Report date February 16, 2018 · Filed February 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,403 |
Ending reported balance
After 2018-02-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-16 · Grant · Acquired 7,227 · Balance 32,194 F1: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period. Row 2 · 2018-02-16 · Tax withholding · Disposed 1,791 · Balance 30,403 F2: Shares of common stock withheld in payment of tax liability incident to payout under performance shares. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 5,323 |
Reported balance
Holding disclosure · report date 2018-02-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,323 F3: Includes 221 shares acquired since February 22, 2017 resulting from company contribution and from automatic reinvestment of dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period.
F2: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.
F3: Includes 221 shares acquired since February 22, 2017 resulting from company contribution and from automatic reinvestment of dividends.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2018 Filed Feb 20, 2018 14:10 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Tax withholdingCommon Stock | 1,791 | $100.13 | $179,332.83 |
DisclosureSEC source: 0000899243-18-004512 · doc4.xml · nonDerivative · entry 2 Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,403 F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 14:10 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantCommon Stock | 7,227 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-004512 · doc4.xml · nonDerivative · entry 1 Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,194 F1 · shares: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 14:44 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantEmployee Stock Option (right to buy) · Derivative | 12,920 | $0.00 Strike: $80.25 | $0.00 |
DisclosureSEC source: 0000899243-17-005938 · doc4.xml · derivative · entry 1 Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,920 Underlying: Common Stock · 12,920 shares Expires 2027-02-27 F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 17:05 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 1,868 | $0.00 Strike: $18.30 | $0.00 |
DisclosureSEC source: 0000899243-17-005056 · doc4.xml · derivative · entry 7 Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,868 shares Expires 2018-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. F3 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. F3 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 17:05 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 9,100 | $0.00 Strike: $27.82 | $0.00 |
DisclosureSEC source: 0000899243-17-005056 · doc4.xml · derivative · entry 6 Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,100 shares Expires 2019-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. F3 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. F3 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 17:05 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | SaleCommon Stock | 1,868 | $81.23 | $151,737.64 |
DisclosureSEC source: 0000899243-17-005056 · doc4.xml · nonDerivative · entry 4 Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,967 F2 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $81.21 to $81.26. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 17:05 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionCommon Stock | 1,868 | $18.30 | $34,184.40 |
DisclosureSEC source: 0000899243-17-005056 · doc4.xml · nonDerivative · entry 3 Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 17:05 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | SaleCommon Stock | 9,100 | $81.27 | $739,557.00 |
DisclosureSEC source: 0000899243-17-005056 · doc4.xml · nonDerivative · entry 2 Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,967 F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $81.21 to $81.34. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 17:05 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionCommon Stock | 9,100 | $27.82 | $253,162.00 |
DisclosureSEC source: 0000899243-17-005056 · doc4.xml · nonDerivative · entry 1 Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 13:34 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Tax withholdingCommon Stock | 549 | $80.25 | $44,057.25 |
DisclosureSEC source: 0000899243-17-004647 · doc4.xml · nonDerivative · entry 2 Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,967 F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 13:34 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantCommon Stock | 1,878 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004647 · doc4.xml · nonDerivative · entry 1 Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,516 F1 · shares: Payout under performance shares awarded at beginning of three-year (2014-2016) performance period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.