EFSC

SEC source: 0001127602-22-002101 · form4.xml · nonDerivative · entry 3

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,223

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

SEC source: 0001127602-22-002101 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,155

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-22-002101 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-000770 · form4.xml · nonDerivative · entry 2

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,467

F1 · kind: Dividend equivalent shares on deferred stock vesting.

SEC source: 0001127602-22-000770 · form4.xml · derivative · entry 4

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F3 · derivative.exercise_date: Shares of common stock will be distributed on January 1, 2022, the deferral date identified by the director in accordance with the terms of the Plan.

F3 · derivative.expiration_date: Shares of common stock will be distributed on January 1, 2022, the deferral date identified by the director in accordance with the terms of the Plan.

SEC source: 0001127602-22-000770 · form4.xml · nonDerivative · entry 1

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-030801 · form4.xml · nonDerivative · entry 4

Hui Peter · CIK 0001736754 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Trust

Disclosed balance after: 0

SEC source: 0001127602-21-030801 · form4.xml · nonDerivative · entry 3

Hui Peter · CIK 0001736754 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Trust

Disclosed balance after: 4,000

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote

SEC source: 0001127602-21-030801 · form4.xml · derivative · entry 7

Hui Peter · CIK 0001736754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Underlying: Common Stock · 144 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F4 · price: Represents shares issued under the Non-Management Director Stock Plan.

F3 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

F3 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

SEC source: 0001127602-21-030799 · form4.xml · derivative · entry 2

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311

Underlying: Common Stock · 376 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F4 · price: Represents shares issued under the Non-Management Director Stock Plan.

F3 · derivative.exercise_date: Shares of common stock will be distributed on January 1, 2024, the deferral date identified by the director in accordance with the terms of the Plan.

F3 · derivative.expiration_date: Shares of common stock will be distributed on January 1, 2024, the deferral date identified by the director in accordance with the terms of the Plan.

SEC source: 0001127602-21-030799 · form4.xml · nonDerivative · entry 1

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 42,417

F1 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

SEC source: 0001127602-21-030797 · form4.xml · derivative · entry 4

Schmitz Eloise · CIK 0001407933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089

Underlying: Common Stock · 198 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F3 · price: Represents shares issued under the Non-Management Director Stock Plan.

F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

SEC source: 0001127602-21-030795 · form4.xml · nonDerivative · entry 1

Holmes Michael · CIK 0001347962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,409

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-21-030790 · form4.xml · nonDerivative · entry 1

SANBORN RICHARD · CIK 0001192274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,187

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-21-030787 · form4.xml · nonDerivative · entry 1

KENT NEVADA A · CIK 0001697861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,162

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-21-030785 · form4.xml · nonDerivative · entry 1

HEETER JUDITH S · CIK 0001541798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-21-030783 · form4.xml · nonDerivative · entry 1

HAVEL JAMES M · CIK 0001602629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,342

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-21-030769 · form4.xml · derivative · entry 4

GUEST ROBERT E JR · CIK 0001203646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,199

Underlying: Common Stock · 351 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F4 · price: Represents shares issued under the Non-Management Director Stock Plan.

F3 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

F3 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

SEC source: 0001127602-21-030767 · form4.xml · nonDerivative · entry 1

DECOLA MICHAEL A · CIK 0001417285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,936

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-21-030801 · form4.xml · nonDerivative · entry 2

Hui Peter · CIK 0001736754 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Trust

Disclosed balance after: 31,000

SEC source: 0001127602-21-030801 · form4.xml · nonDerivative · entry 1

Hui Peter · CIK 0001736754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,248

SEC source: 0001127602-21-030582 · form4.xml · nonDerivative · entry 1

Eulich John S · CIK 0001336954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,278

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-21-030182 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,748

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2021 through November 30, 2021. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on November 30, 2021.

SEC source: 0001127602-21-030180 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,884

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2021 through November 30, 2021. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on November 30, 2021.

SEC source: 0001127602-21-030178 · form4.xml · nonDerivative · entry 1

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,672

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2021 through November 30, 2021. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on November 30, 2021.

SEC source: 0001127602-21-030175 · form4.xml · nonDerivative · entry 1

PONDER MARK G · CIK 0001550076 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,314

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2021 through November 30, 2021. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on November 30, 2021.

SEC source: 0001025835-21-000145 · primary_doc.xml · nonDerivative · entry 1

Scavuzzo Tony · CIK 0001641793 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Castle Creek Partners VI LP

Disclosed balance after: 756,385

F1 · ownership.nature: The shares are held by Castle Creek Capital Partners VI LP. The reporting person is a Principal at Castle Creek Capital, LLC and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose.

SEC source: 0001025835-21-000144 · primary_doc.xml · nonDerivative · entry 2

Scavuzzo Tony · CIK 0001641793 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Castle Creek Partners VI LP

Disclosed balance after: 896,385

F1 · ownership.nature: The shares are held by Castle Creek Capital Partners VI LP. The reporting person is a Principal at Castle Creek Capital, LLC and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose.

SEC source: 0001025835-21-000144 · primary_doc.xml · nonDerivative · entry 1

Scavuzzo Tony · CIK 0001641793 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Castle Creek Partners VI LP

Disclosed balance after: 964,685

SEC source: 0001127602-21-028918 · form4.xml · nonDerivative · entry 1

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · security: 1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.

F1 · kind: 1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.

SEC source: 0001127602-21-028915 · form4.xml · nonDerivative · entry 1

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F1 · security: 1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.

F1 · kind: 1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.

SEC source: 0001127602-21-028371 · form4.xml · nonDerivative · entry 1

Eulich John S · CIK 0001336954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 108,055

F1 · kind: This transaction was conducted pursuant to a 10b5-1 plan entered into in 2020 that specifies the number of shares, the price and date of all purchase transactions to be executed pursuant to the plan.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.45 to $48.89, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote.

SEC source: 0001127602-21-023133 · form4.xml · nonDerivative · entry 1

Eulich John S · CIK 0001336954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 100,555

F1 · kind: This transaction was conducted pursuant to a 10b5-1 plan entered into in 2020 that specifies the number of shares, the price and date of all purchase transactions to be executed pursuant to the plan.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.93 to $45.57, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote

SEC source: 0001127602-21-022350 · form4.xml · derivative · entry 4

Hui Peter · CIK 0001736754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,704

Underlying: Common Stock · 1,704 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F3 · price: Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.

F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

SEC source: 0001127602-21-021835 · form4.xml · derivative · entry 2

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Common Stock · 1,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F3 · price: Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.

F2 · derivative.exercise_date: Shares of common stock will be distributed on January 1, 2024, the deferral date identified by the director in accordance with the terms of the Plan.

F2 · derivative.expiration_date: Shares of common stock will be distributed on January 1, 2024, the deferral date identified by the director in accordance with the terms of the Plan.

SEC source: 0001127602-21-021833 · form4.xml · derivative · entry 4

Schmitz Eloise · CIK 0001407933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,891

Underlying: Common Stock · 816 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F3 · price: Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.

F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

SEC source: 0001127602-21-021831 · form4.xml · nonDerivative · entry 1

SANBORN RICHARD · CIK 0001192274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,030

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-21-021829 · form4.xml · nonDerivative · entry 1

KENT NEVADA A · CIK 0001697861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,946

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-21-021827 · form4.xml · nonDerivative · entry 1

Holmes Michael · CIK 0001347962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,929

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-21-021825 · form4.xml · nonDerivative · entry 1

HEETER JUDITH S · CIK 0001541798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,688

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-21-021823 · form4.xml · nonDerivative · entry 1

HAVEL JAMES M · CIK 0001602629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,883

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-21-021821 · form4.xml · derivative · entry 4

GUEST ROBERT E JR · CIK 0001203646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Underlying: Common Stock · 1,848 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F4 · price: Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.

F3 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

F3 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

SEC source: 0001127602-21-021819 · form4.xml · nonDerivative · entry 1

Eulich John S · CIK 0001336954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,196

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-21-021817 · form4.xml · nonDerivative · entry 1

DECOLA MICHAEL A · CIK 0001417285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,560

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-21-019677 · form4.xml · nonDerivative · entry 1

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,119

F1 · kind: This transaction was conducted pursuant to a 10b5-1 plan entered into in 2021 that specifies the number of shares, the price and date of all purchase transactions to be executed pursuant to the plan.

SEC source: 0001127602-21-019165 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,730

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2020 through May 31, 2021. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 1, 2020.

SEC source: 0001127602-21-019163 · form4.xml · nonDerivative · entry 1

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,520

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2020 through May 31, 2021. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 1, 2020.

SEC source: 0001127602-21-019161 · form4.xml · nonDerivative · entry 1

PONDER MARK G · CIK 0001550076 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,057

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2020 through May 31, 2021. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 1, 2020.

SEC source: 0001127602-21-019159 · form4.xml · nonDerivative · entry 1

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,774

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2020 through May 31, 2021. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 1, 2020.

SEC source: 0001127602-21-019157 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,321

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2020 through May 31, 2021. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 1, 2020.