Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed May 22, 2026 14:53 UTC |
Popp John G.Chief Investment Officer · Trustee
|
Othercommon shares | 6,500 | $1.75 | $11,375.00 |
DisclosureSEC source: 0001485007-26-000001 · primary_doc.xml · nonDerivative · entry 1 Popp John G. · CIK 0001485007 · Chief Investment Officer · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,000 F1 · shares: The transferable rights offering commenced on April 21, 2026 and expired on May 14, 2026 (the "Expiration Date"). The subscription price was $1.75 per share and was determined based upon a formula equal to 86% of the net asset value per common share at the close of trading on the NYSE American on the Expiration Date. Read SEC document |
| May 14, 2026 Filed May 26, 2026 12:42 UTC |
DeFelice Laura AChair of the Board and Trustee
|
Othercommon shares | 20,000 | $1.75 | $35,000.00 |
DisclosureSEC source: 0001739194-26-000001 · primary_doc.xml · nonDerivative · entry 2 DeFelice Laura A · CIK 0001739194 · Chair of the Board and Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,734 F2 · shares: Represents 20,000 shares subscribed for by the Reporting Person pursuant to an over-subscription privilege under the rights offerings. Read SEC document |
| May 14, 2026 Filed May 26, 2026 12:42 UTC |
DeFelice Laura AChair of the Board and Trustee
|
Othercommon shares | 18,933 | $1.75 | $33,132.75 |
DisclosureSEC source: 0001739194-26-000001 · primary_doc.xml · nonDerivative · entry 1 DeFelice Laura A · CIK 0001739194 · Chair of the Board and Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,734 F1 · shares: The transferable rights offering commenced on April 21, 2026 and expired May 14, 2026 (the "Expiration Date"). The subscription price was $1.75 per share and was determined based upon a formula equal to 86% of the net asset value per common share at the close of trading on the NYSE American on the Expiration Date. Read SEC document |
| May 01, 2026 Filed May 15, 2026 13:20 UTC |
Gerber CharlesTrustee
|
Othercommon stock | 6,964 | $1.75 | $12,187.00 |
DisclosureSEC source: 0002034933-26-000002 · primary_doc.xml · nonDerivative · entry 2 Gerber Charles · CIK 0002034933 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,297 F2 · shares: Represents 6,964 shares subscribed for by the Reporting Person pursuant to an over-subscription privilege under the right offering. Shareholders as of the rights offering record date who exercised all rights issued to them were entitled to subscribe for additional common shares at the subscription price. If sufficient common shares are not available to honor all over-subscription requests, available common shares will be allocated pro rata among the Record Date Shareholders who over-subscribe, based on the number of rights issued to them by the Issuer on the record date. Read SEC document |
| May 01, 2026 Filed May 15, 2026 13:20 UTC |
Gerber CharlesTrustee
|
Othercommon stock | 5,333 | $1.75 | $9,332.75 |
DisclosureSEC source: 0002034933-26-000002 · primary_doc.xml · nonDerivative · entry 1 Gerber Charles · CIK 0002034933 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,333 F1 · shares: The transferable rights offering commenced on April 21, 2026 and expired on May 14, 2026. The subscription price was $1.75 per share and was determined based upon a formula equal to 86% of the net asset value per common share at the close of trading on the NYSE American on the Expiration Date. Read SEC document |
| May 01, 2026 Filed May 22, 2026 14:23 UTC Amendment |
Gerber CharlesTrustee
|
Othercommon shares | 6,963 | $1.75 | $12,185.25 |
DisclosureSEC source: 0002034933-26-000003 · primary_doc.xml · nonDerivative · entry 2 Gerber Charles · CIK 0002034933 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,296 F2 · shares: Represents 6,963 shares subscribed for by the Reporting Person pursuant to an over-subscription privilege under the rights offerings. Amended Form 4 is being filed to reflect the correct amount of shares issued in the over-subscription. Read SEC document |
| May 01, 2026 Filed May 22, 2026 14:23 UTC Amendment |
Gerber CharlesTrustee
|
Othercommon shares | 5,333 | $1.75 | $9,332.75 |
DisclosureSEC source: 0002034933-26-000003 · primary_doc.xml · nonDerivative · entry 1 Gerber Charles · CIK 0002034933 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,333 F1 · shares: The transferable rights offering commenced on April 21, 2026 and expired May 14, 2026 (the "Expiration Date"). The subscription price was $1.75 per share and was determined based upon a formula equal to 86% of the net asset value per common share at the close of trading on the NYSE American on the Expiration Date. Read SEC document |
| April 16, 2026 Filed Apr 17, 2026 13:15 UTC |
Gerber CharlesTrustee
|
Purchasecommon shares | 16,000 | $1.88 | $30,080.00 |
DisclosureSEC source: 0002034933-26-000001 · primary_doc.xml · nonDerivative · entry 1 Gerber Charles · CIK 0002034933 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| January 21, 2025 Filed Jan 21, 2025 18:49 UTC |
DeFelice Laura ATrustee · Chair of the Board
|
Purchasecommon shares | 56,801 | $2.13 | $120,986.13 |
DisclosureSEC source: 0001499475-25-000004 · primary_doc.xml · nonDerivative · entry 1 DeFelice Laura A · CIK 0001739194 · Trustee · Chair of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,653 Read SEC document |
| January 08, 2024 Filed Jan 9, 2024 15:01 UTC |
DeFelice Laura ATrustee · Chair of the Board
|
Purchasecommon shares | 9,852 | $2.01 | $19,805.48 |
DisclosureSEC source: 0001499475-24-000002 · primary_doc.xml · nonDerivative · entry 1 DeFelice Laura A · CIK 0001739194 · Trustee · Chair of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,852 Read SEC document |
| December 21, 2023 Filed Dec 26, 2023 13:32 UTC |
Flannery Thomas J.Chief Investment Officer
|
Purchasecommon shares | 20,000 | $1.96 | $39,200.00 |
DisclosureSEC source: 0001499475-23-000006 · primary_doc.xml · nonDerivative · entry 1 Flannery Thomas J. · CIK 0001493782 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,000 Read SEC document |
| January 10, 2023 Filed Jan 26, 2023 16:17 UTC |
Flannery Thomas J.Chief Investment Officer
|
Purchasecommon shares | 3,000 | $1.84 | $5,517.60 |
DisclosureSEC source: 0001499475-23-000003 · primary_doc.xml · nonDerivative · entry 2 Flannery Thomas J. · CIK 0001493782 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,000 Read SEC document |
| January 10, 2023 Filed Jan 26, 2023 16:17 UTC |
Flannery Thomas J.Chief Investment Officer
|
Purchasecommon shares | 42,000 | $1.84 | $77,275.80 |
DisclosureSEC source: 0001499475-23-000003 · primary_doc.xml · nonDerivative · entry 1 Flannery Thomas J. · CIK 0001493782 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,000 Read SEC document |
| May 27, 2020 Filed May 28, 2020 13:43 UTC |
Flannery Thomas J.Chief Investment Officer
|
Purchasecommon shares | 50,000 | $1.92 | $96,000.00 |
DisclosureSEC source: 0001499475-20-000001 · primary_doc.xml · nonDerivative · entry 2 Flannery Thomas J. · CIK 0001493782 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Read SEC document |
| May 27, 2020 Filed May 28, 2020 13:43 UTC |
Flannery Thomas J.Chief Investment Officer
|
Purchasecommon shares | 50,000 | $1.94 | $97,000.00 |
DisclosureSEC source: 0001499475-20-000001 · primary_doc.xml · nonDerivative · entry 1 Flannery Thomas J. · CIK 0001493782 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| January 04, 2019 Filed Jan 4, 2019 22:33 UTC |
CSAM Americas Holding Corp.AffiliateofInvestmentAdviser
|
Salecommon shares | 96,450 | $2.19 | $211,225.50 |
DisclosureSEC source: 0001499475-19-000002 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · AffiliateofInvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,929 Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 17:22 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon shares | 17 | $2.64 | $44.88 |
DisclosureSEC source: 0001499475-18-000024 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,379 Read SEC document |
| April 18, 2018 Filed Apr 19, 2018 13:39 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon shares | 50,837 | $2.65 | $134,753.64 |
DisclosureSEC source: 0001499475-18-000021 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,362 Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 15:25 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon shares | 17,000 | $2.65 | $45,116.30 |
DisclosureSEC source: 0001499475-18-000012 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,525 Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 14:45 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon shares | 65,917 | $2.66 | $175,583.11 |
DisclosureSEC source: 0001499475-18-000010 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,525 Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 13:06 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon shares | 50,390 | $2.66 | $134,188.57 |
DisclosureSEC source: 0001499475-18-000008 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,608 Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 11:27 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon shares | 22,746 | $2.67 | $60,731.82 |
DisclosureSEC source: 0001499475-18-000006 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,218 Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 17:23 UTC |
CSAM Americas Holding Corp.Affilate of InvestmentAdviser
|
Purchasecommon shares | 32,472 | $2.67 | $86,599.58 |
DisclosureSEC source: 0001499475-18-000004 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affilate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,472 Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 16:03 UTC |
RAPPAPORT STEVEN NTrustee/Chairman of the Board/ · Nominating Committee Chairman
|
Purchasecommon shares | 1,624 | $2.77 | $4,498.48 |
DisclosureSEC source: 0001499475-17-000016 · primary_doc.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Trustee/Chairman of the Board/ · Nominating Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,734.17 Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 15:36 UTC |
FOX LAWRENCE JOSEPHTrustee
|
Purchasecommon shares | 3,249 | $2.77 | $8,999.73 |
DisclosureSEC source: 0001499475-17-000014 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,129.75 F1 · balance_after: The total number of shares held following this transaction includes 3973.25 shares acquired on 8/22/2017, 9/25/2017, 10/24/2017, 11/24/2017 and 12/22/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 15:02 UTC |
CATTANO JAMESTrustee/ · Audit Committee Chairman
|
Purchasecommon shares | 1,624 | $2.77 | $4,498.48 |
DisclosureSEC source: 0001499475-17-000012 · primary_doc.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Trustee/ · Audit Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,502.81 F1 · balance_after: The total number of shares held following this transaction includes 2582.86 shares acquired on 8/22/2017, 9/25/2017, 10/24/2017, 11/24/2017 and 12/22/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 14:26 UTC |
Bovarnick Terry FiresTrustee
|
Purchasecommon shares | 1,624 | $2.77 | $4,498.48 |
DisclosureSEC source: 0001499475-17-000010 · primary_doc.xml · nonDerivative · entry 1 Bovarnick Terry Fires · CIK 0001368249 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,098.43 F1 · balance_after: The total number of shares held following this transaction includes 867.96 shares acquired on 8/22/2017, 9/25/2017, 10/24/2017, 11/24/2017 and 12/22/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 14:21 UTC |
RAPPAPORT STEVEN NTrustee/Chairman of the Board/ · Nominating Committee Chairman
|
Purchasecommon shares | 1,612 | $2.79 | $4,497.48 |
DisclosureSEC source: 0001499475-17-000008 · primary_doc.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Trustee/Chairman of the Board/ · Nominating Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,110.17 Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 13:53 UTC |
FOX LAWRENCE JOSEPHTrustee
|
Purchasecommon shares | 3,225 | $2.79 | $8,997.75 |
DisclosureSEC source: 0001499475-17-000006 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,907.5 F1 · balance_after: The total number of shares held following this transaction includes 5255.42 shares acquired on 1/26/2017, 2/23/2017, 3/22/2017, 4/25/2017, 5/22/2017, 6/22/2017 and 7/25/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 13:23 UTC |
CATTANO JAMESTrustee/ · Audit Committee Chairman
|
Purchasecommon shares | 1,612 | $2.79 | $4,497.48 |
DisclosureSEC source: 0001499475-17-000004 · primary_doc.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Trustee/ · Audit Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,295.95 F1 · balance_after: The total number of shares held following this transaction includes 3443.45 shares acquired on 1/26/2017, 2/23/2017, 3/22/2017, 4/25/2017, 5/22/2017, 6/22/2017 and 7/25/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 12:44 UTC |
Bovarnick Terry FiresTrustee
|
Purchasecommon shares | 1,612 | $2.79 | $4,497.48 |
DisclosureSEC source: 0001499475-17-000002 · primary_doc.xml · nonDerivative · entry 1 Bovarnick Terry Fires · CIK 0001368249 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,606.47 F1 · balance_after: The total number of shares held following this transaction includes 1098.22 shares acquired on 1/26/2017, 2/23/2017, 3/22/2017, 4/25/2017, 5/22/2017, 6/22/2017 and 7/25/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 11:59 UTC |
ARZAC ENRIQUE RTrustee/ · Audit Committee Chairman
|
Purchasecommon shares | 1,679 | $2.68 | $4,499.72 |
DisclosureSEC source: 0001499475-16-000027 · primary_doc.xml · nonDerivative · entry 1 ARZAC ENRIQUE R · CIK 0001009234 · Trustee/ · Audit Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,426.61 F1 · balance_after: The total number of shares held following this transaction includes 777.18 shares acquired on 8/22/2016, 9/23/2016, 10/31/2016, 11/30/2016 and 12/29/2016 as part of the fund's dividend reinvestment plan. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 16:30 UTC |
FOX LAWRENCE JOSEPHTrustee
|
Purchasecommon shares | 3,358 | $2.68 | $8,999.44 |
DisclosureSEC source: 0001499475-16-000025 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,427.1 F1 · balance_after: The total number of shares held following this transaction includes 3812.79 shares acquired on 8/22/2016, 9/23/2016, 10/31/2016, 11/30/2016 and 12/29/2016 as part of the fund's dividend reinvestment plan. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 16:02 UTC |
CATTANO JAMESTrustee
|
Purchasecommon shares | 1,679 | $2.68 | $4,499.72 |
DisclosureSEC source: 0001499475-16-000023 · primary_doc.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,241 F1 · balance_after: The total number of shares held following this transaction includes 2520.67 acquired on 8/22/2016, 9/23/2016, 10/31/2016, 11/30/2016 and 12/29/2016 as part of the fund's dividend reinvestment plan. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 14:42 UTC |
RAPPAPORT STEVEN NTrustee/Chairman of the Board/ · Nominating Committee Chairman
|
Purchasecommon shares | 1,679 | $2.68 | $4,499.72 |
DisclosureSEC source: 0001499475-16-000021 · primary_doc.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Trustee/Chairman of the Board/ · Nominating Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,498.17 Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 14:09 UTC |
Bovarnick Terry FiresTrustee
|
Purchasecommon shares | 1,679 | $2.68 | $4,499.72 |
DisclosureSEC source: 0001499475-16-000019 · primary_doc.xml · nonDerivative · entry 1 Bovarnick Terry Fires · CIK 0001368249 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,896.26 F1 · balance_after: The total shares held following this transaction includes 753.95 shares acquired on 8/22/2016, 9/23/2016, 10/31/2016, 11/30/2016 and 12/29/2016 as part of the fund's dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.