Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ICAD INCicad · Entity 77446 | Director | September 28, 2018 | October 02, 2018 |
| UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUNDDHY · Entity 8862 | Trustee/Chairman of the Board/ · Nominating Committee Chairman | December 26, 2017 | December 28, 2017 |
| UBS ASSET MANAGEMENT INCOME FUND, INC.CIK · Entity 8817 | Director · Chairman of the Board/ · Nominating Committee Chairman | December 26, 2017 | December 28, 2017 |
| abrdn Emerging Markets ex-China Fund, Inc.AEF · Entity 5686 | Director | February 27, 2025 | March 06, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ICAD INC
Report date September 28, 2018 · Filed October 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.91 · Expires 2023-09-28 | Direct | 10,707 |
Reported balance
After 2018-09-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-09-28 · Grant · Acquired 10,707 · Balance 10,707 F1: The options are exercisable commencing on the Date of Grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The options are exercisable commencing on the Date of Grant.
UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND
Report date December 26, 2017 · Filed December 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common sharesSEC Table I · non-derivative | Direct | 301,734.17 |
Reported balance
After 2017-12-26 transaction · row 1
1 source rowRow 1 · 2017-12-26 · Purchase · Acquired 1,624 · Balance 301,734.17 |
UBS ASSET MANAGEMENT INCOME FUND, INC.
Report date December 26, 2017 · Filed December 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 69,829.47 |
Reported balance
After 2017-12-26 transaction · row 1
1 source rowRow 1 · 2017-12-26 · Purchase · Acquired 1,256 · Balance 69,829.47 |
abrdn Emerging Markets ex-China Fund, Inc.
Report date February 27, 2025 · Filed March 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,197.0936 |
Reported balance
After 2025-02-27 transaction · row 1
1 source rowRow 1 · 2025-02-27 · Disposition to issuer · Disposed 31,757 · Balance 83,197.0936 F1: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Report date April 27, 2018 · Filed May 01, 2018
Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-27 transaction · row 1
1 source rowRow 1 · 2018-04-27 · Other · Disposed 10,282.0133 · Balance 0 F1: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,672.00 common shares of the Acquiring Fund in exchange for his 10,282.0133 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,672.00 common shares of the Acquiring Fund in exchange for his 10,282.0133 common shares of the Target Fund.
ABERDEEN INDONESIA FUND, INC.
Report date April 27, 2018 · Filed May 01, 2018
Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-27 transaction · row 1
1 source rowRow 1 · 2018-04-27 · Other · Disposed 28,824.908 · Balance 0 F1: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. In the Reorganization, the Reporting Person received 22,552.00 common shares of the Acquiring Fund in exchange for his 28,824.9080 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. In the Reorganization, the Reporting Person received 22,552.00 common shares of the Acquiring Fund in exchange for his 28,824.9080 common shares of the Target Fund.
ABERDEEN ISRAEL FUND, INC.
Report date April 27, 2018 · Filed May 01, 2018
Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-27 transaction · row 1
1 source rowRow 1 · 2018-04-27 · Other · Disposed 14,395.2999 · Balance 0 F1: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 29,698.00 common shares of the Acquiring Fund in exchange for his 14,395.2999 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 29,698.00 common shares of the Acquiring Fund in exchange for his 14,395.2999 common shares of the Target Fund.
ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Report date April 27, 2018 · Filed May 01, 2018
Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-27 transaction · row 1
1 source rowRow 1 · 2018-04-27 · Other · Disposed 9,051.6512 · Balance 0 F1: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 26,419.00 common shares of the Acquiring Fund in exchange for his 9,051.6512 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 26,419.00 common shares of the Acquiring Fund in exchange for his 9,051.6512 common shares of the Target Fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2025 Filed Mar 6, 2025 16:48 UTC | abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 | Disposition to issuerCommon Stock | 31,757 | $6.07 | $192,764.99 |
DisclosureSEC source: 0001104659-25-021255 · tm258427-1_4seq1.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,197.0936 F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 17:36 UTC | ICAD INC icad · Entity 77446 | GrantDirector Stock Option (right to buy) · Derivative | 10,707 | $0.00 Strike: $2.91 | $0.00 |
DisclosureSEC source: 0000749660-18-000045 · primary_doc.xml · derivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,707 Underlying: Common Stock · 10,707 shares Expires 2023-09-28 F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 09:42 UTC | ICAD INC icad · Entity 77446 | GrantDirector Stock Option (right to buy) · Derivative | 10,217 | $0.00 Strike: $3.05 | $0.00 |
DisclosureSEC source: 0000749660-18-000038 · primary_doc.xml · derivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,217 Underlying: Common Stock · 10,217 shares Expires 2023-06-29 F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant. Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:27 UTC | abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 | OtherCommon Stock | 26,419 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029375 · a4.xml · nonDerivative · entry 4 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,957.0936 F4 · kind: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. The Reporting Person received 26,419.00 common shares of the Acquiring Fund in exchange for his 9,051.6512 common shares of the Target Fund. F4 · price: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. The Reporting Person received 26,419.00 common shares of the Acquiring Fund in exchange for his 9,051.6512 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:27 UTC | abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 | OtherCommon Stock | 22,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029375 · a4.xml · nonDerivative · entry 3 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,538.0936 F3 · kind: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. The Reporting Person received 22,552.00 common shares of the Acquiring Fund in exchange for his 28,824.9080 common shares of the Target Fund. F3 · price: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. The Reporting Person received 22,552.00 common shares of the Acquiring Fund in exchange for his 28,824.9080 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:27 UTC | abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 | OtherCommon Stock | 29,698 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029375 · a4.xml · nonDerivative · entry 2 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,986.0936 F2 · kind: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. The Reporting Person received 29,698.00 common shares of the Acquiring Fund in exchange for his 14,395.2999 common shares of the Target Fund. F2 · price: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. The Reporting Person received 29,698.00 common shares of the Acquiring Fund in exchange for his 14,395.2999 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:27 UTC | abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 | OtherCommon Stock | 16,672 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029375 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,288.0936 F1 · kind: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,672.00 common shares of the Acquiring Fund in exchange for his 10,282.0133 common shares of the Target Fund. F1 · price: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,672.00 common shares of the Acquiring Fund in exchange for his 10,282.0133 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 16:47 UTC | ABERDEEN INDONESIA FUND, INC. IF · Entity 167154 | OtherCommon Stock | 28,824.908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029404 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. In the Reorganization, the Reporting Person received 22,552.00 common shares of the Acquiring Fund in exchange for his 28,824.9080 common shares of the Target Fund. F1 · price: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. In the Reorganization, the Reporting Person received 22,552.00 common shares of the Acquiring Fund in exchange for his 28,824.9080 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 16:32 UTC | ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 | OtherCommon Stock | 9,051.6512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029387 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 26,419.00 common shares of the Acquiring Fund in exchange for his 9,051.6512 common shares of the Target Fund. F1 · price: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 26,419.00 common shares of the Acquiring Fund in exchange for his 9,051.6512 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 16:48 UTC | ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 | OtherCommon Stock | 14,395.2999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029409 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 29,698.00 common shares of the Acquiring Fund in exchange for his 14,395.2999 common shares of the Target Fund. F1 · price: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 29,698.00 common shares of the Acquiring Fund in exchange for his 14,395.2999 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 15:54 UTC | ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. ABE · Entity 167142 | OtherCommon Stock | 10,282.0133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029339 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,672.00 common shares of the Acquiring Fund in exchange for his 10,282.0133 common shares of the Target Fund. F1 · price: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,672.00 common shares of the Acquiring Fund in exchange for his 10,282.0133 common shares of the Target Fund. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 14:35 UTC | ICAD INC icad · Entity 77446 | GrantDirector Stock Option (right to buy) · Derivative | 10,275 | $0.00 Strike: $3.08 | $0.00 |
DisclosureSEC source: 0000749660-18-000027 · primary_doc.xml · derivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,275 Underlying: Common Stock · 10,275 shares Expires 2023-03-30 F1 · derivative.exercise_date: The options are exercisable commencing on the date of grant. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 15:04 UTC | ICAD INC icad · Entity 77446 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000749660-18-000012 · primary_doc.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,870 F1 · security: RSA with 1 year vesting. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 14:22 UTC | ICAD INC icad · Entity 77446 | GrantDirector Stock (right to buy) · Derivative | 8,846 | $0.00 Strike: $3.44 | $0.00 |
DisclosureSEC source: 0000749660-18-000007 · primary_doc.xml · derivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,846 Underlying: Common Stock · 8,846 shares Expires 2022-12-29 F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 15:52 UTC | UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 | Purchasecommon stock | 1,256 | $3.58 | $4,496.48 |
DisclosureSEC source: 0001499475-17-000015 · primary_doc.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director · Chairman of the Board/ · Nominating Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,829.47 Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 16:03 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 1,624 | $2.77 | $4,498.48 |
DisclosureSEC source: 0001499475-17-000016 · primary_doc.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Trustee/Chairman of the Board/ · Nominating Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,734.17 Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:16 UTC | abrdn Emerging Markets ex-China Fund, Inc. CH · Entity 5686 | PurchaseCommon Stock | 449.5027 | $8.87 | $3,986.01 |
DisclosureSEC source: 0001104659-17-067966 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,616.09 Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 16:14 UTC | ABERDEEN INDONESIA FUND, INC. IF · Entity 167154 | PurchaseCommon Stock | 514.3353 | $7.75 | $3,984.71 |
DisclosureSEC source: 0001104659-17-067960 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,824.91 Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 16:10 UTC | ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 | PurchaseCommon Stock | 150.6218 | $26.50 | $3,991.99 |
DisclosureSEC source: 0001104659-17-067947 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,051.65 Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 16:06 UTC | ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 | PurchaseCommon Stock | 198.7357 | $20.08 | $3,991.03 |
DisclosureSEC source: 0001104659-17-067939 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,395.3 Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 16:12 UTC | ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. ABE · Entity 167142 | PurchaseCommon Stock | 276.4859 | $14.43 | $3,989.47 |
DisclosureSEC source: 0001104659-17-067953 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,282.01 Read SEC document |
| September 29, 2017 Filed Oct 4, 2017 17:38 UTC | ICAD INC icad · Entity 77446 | GrantDirector Stock Option (right to buy) · Derivative | 6,958 | $0.00 Strike: $4.42 | $0.00 |
DisclosureSEC source: 0000749660-17-000020 · primary_doc.xml · derivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,958 Underlying: Common Stock · 6,958 shares Expires 2022-09-29 F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 14:10 UTC | UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 | Purchasecommon stock | 1,253 | $3.59 | $4,498.27 |
DisclosureSEC source: 0001499475-17-000007 · primary_doc.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director · Chairman of the Board/ · Nominating Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,573.47 Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 14:21 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 1,612 | $2.79 | $4,497.48 |
DisclosureSEC source: 0001499475-17-000008 · primary_doc.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Trustee/Chairman of the Board/ · Nominating Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,110.17 Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:23 UTC | ICAD INC icad · Entity 77446 | GrantDirector Stock Option (right to buy) · Derivative | 7,286 | $0.00 Strike: $4.19 | $0.00 |
DisclosureSEC source: 0000749660-17-000008 · primary_doc.xml · derivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,286 Underlying: Common Stock · 7,286 shares Expires 2022-06-30 F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 11:21 UTC | abrdn Emerging Markets ex-China Fund, Inc. CH · Entity 5686 | PurchaseCommon Stock | 547.6734 | $7.27 | $3,984.05 |
DisclosureSEC source: 0001104659-17-023501 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,166.59 Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 07:22 UTC | ABERDEEN INDONESIA FUND, INC. IF · Entity 167154 | PurchaseCommon Stock | 544.7895 | $7.31 | $3,984.10 |
DisclosureSEC source: 0001104659-17-023505 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,310.57 Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 07:17 UTC | ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 | PurchaseCommon Stock | 168.3749 | $23.71 | $3,991.63 |
DisclosureSEC source: 0001104659-17-023489 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,901.03 Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 07:18 UTC | ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 | PurchaseCommon Stock | 223.8055 | $17.83 | $3,990.52 |
DisclosureSEC source: 0001104659-17-023491 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,196.56 Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 07:20 UTC | ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. ABE · Entity 167142 | PurchaseCommon Stock | 295.3022 | $13.51 | $3,989.09 |
DisclosureSEC source: 0001104659-17-023497 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,005.53 Read SEC document |
| April 07, 2017 Filed Apr 25, 2017 16:39 UTC | ICAD INC ICAD · Entity 77446 | Exercise / conversionOption (right to buy) · Derivative | 750 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000624 · primary_01.xml · derivative · entry 10 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires 2017-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2017 Filed Apr 25, 2017 16:39 UTC | ICAD INC ICAD · Entity 77446 | Exercise / conversionOption (right to buy) · Derivative | 750 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000624 · primary_01.xml · derivative · entry 9 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires 2017-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2017 Filed Apr 25, 2017 16:39 UTC | ICAD INC ICAD · Entity 77446 | Exercise / conversionOption (right to buy) · Derivative | 1,500 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001593968-17-000624 · primary_01.xml · derivative · entry 8 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2017-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2017 Filed Apr 25, 2017 16:39 UTC | ICAD INC ICAD · Entity 77446 | Exercise / conversionOption (right to buy) · Derivative | 750 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000624 · primary_01.xml · derivative · entry 7 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires 2017-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2017 Filed Apr 25, 2017 16:39 UTC | ICAD INC ICAD · Entity 77446 | Exercise / conversionOption (right to buy) · Derivative | 750 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001593968-17-000624 · primary_01.xml · derivative · entry 6 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires 2017-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2017 Filed Apr 25, 2017 16:39 UTC | ICAD INC ICAD · Entity 77446 | Exercise / conversionCommon Stock | 750 | $2.00 | $1,500.00 |
DisclosureSEC source: 0001593968-17-000624 · primary_01.xml · nonDerivative · entry 5 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2017 Filed Apr 25, 2017 16:39 UTC | ICAD INC ICAD · Entity 77446 | Exercise / conversionCommon Stock | 750 | $2.00 | $1,500.00 |
DisclosureSEC source: 0001593968-17-000624 · primary_01.xml · nonDerivative · entry 4 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2017 Filed Apr 25, 2017 16:39 UTC | ICAD INC ICAD · Entity 77446 | Exercise / conversionCommon Stock | 1,500 | $2.15 | $3,225.00 |
DisclosureSEC source: 0001593968-17-000624 · primary_01.xml · nonDerivative · entry 3 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2017 Filed Apr 25, 2017 16:39 UTC | ICAD INC ICAD · Entity 77446 | Exercise / conversionCommon Stock | 750 | $2.00 | $1,500.00 |
DisclosureSEC source: 0001593968-17-000624 · primary_01.xml · nonDerivative · entry 2 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2017 Filed Apr 25, 2017 16:39 UTC | ICAD INC ICAD · Entity 77446 | Exercise / conversionCommon Stock | 750 | $2.25 | $1,687.50 |
DisclosureSEC source: 0001593968-17-000624 · primary_01.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:07 UTC | ICAD INC ICAD · Entity 77446 | GrantOption (right to buy) · Derivative | 5,830 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001593968-17-000575 · primary_01.xml · derivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,830 Underlying: Common Stock · 5,830 shares Expires 2022-03-31 F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 10:52 UTC | ICAD INC ICAD · Entity 77446 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000018 · primary_01.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · security: RSA with 1 year vesting schedule Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 10:52 UTC | ICAD INC ICAD · Entity 77446 | GrantCommon Stock | 4,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000018 · primary_01.xml · nonDerivative · entry 2 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,437 F2 · security: RSA with Immediate vesting schedule Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 14:32 UTC | UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 | Purchasecommon stock | 1,293 | $3.48 | $4,499.64 |
DisclosureSEC source: 0001499475-16-000020 · primary_doc.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director · Chairman of the Board/ · Nominating Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,320.47 Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 14:42 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 1,679 | $2.68 | $4,499.72 |
DisclosureSEC source: 0001499475-16-000021 · primary_doc.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Trustee/Chairman of the Board/ · Nominating Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,498.17 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 20:04 UTC | abrdn Emerging Markets ex-China Fund, Inc. CH · Entity 5686 | PurchaseCommon Stock | 620.8037 | $6.42 | $3,982.58 |
DisclosureSEC source: 0001104659-16-156832 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,618.92 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 15:05 UTC | ABERDEEN INDONESIA FUND, INC. IF · Entity 167154 | PurchaseCommon Stock | 610.7262 | $6.52 | $3,982.79 |
DisclosureSEC source: 0001104659-16-156838 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,765.78 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 14:59 UTC | ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 | PurchaseCommon Stock | 183.544 | $21.75 | $3,991.33 |
DisclosureSEC source: 0001104659-16-156814 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,732.65 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 15:00 UTC | ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 | PurchaseCommon Stock | 244.7569 | $16.30 | $3,990.10 |
DisclosureSEC source: 0001104659-16-156818 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,972.76 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 15:02 UTC | ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. ABE · Entity 167142 | PurchaseCommon Stock | 333.7012 | $11.95 | $3,988.33 |
DisclosureSEC source: 0001104659-16-156824 · a4.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,710.23 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.