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person · Reporting owner

RAPPAPORT STEVEN N

Disclosed activity across 8 companies

Tapewire entity
82326
SEC CIK
0001211192

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ICAD INCicad · Entity 77446DirectorSeptember 28, 2018October 02, 2018
UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUNDDHY · Entity 8862Trustee/Chairman of the Board/ · Nominating Committee ChairmanDecember 26, 2017December 28, 2017
UBS ASSET MANAGEMENT INCOME FUND, INC.CIK · Entity 8817Director · Chairman of the Board/ · Nominating Committee ChairmanDecember 26, 2017December 28, 2017
abrdn Emerging Markets ex-China Fund, Inc.AEF · Entity 5686DirectorFebruary 27, 2025March 06, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ICAD INC

Report date September 28, 2018 · Filed October 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.91 · Expires 2023-09-28Direct10,707 Reported balance After 2018-09-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-09-28 · Grant · Acquired 10,707 · Balance 10,707

F1: The options are exercisable commencing on the Date of Grant.

Filing footnotes · ownership attribution and instrument terms

F1: The options are exercisable commencing on the Date of Grant.

UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND

Report date December 26, 2017 · Filed December 28, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
common sharesSEC Table I · non-derivativeDirect301,734.17 Reported balance After 2017-12-26 transaction · row 1
1 source row

Row 1 · 2017-12-26 · Purchase · Acquired 1,624 · Balance 301,734.17

UBS ASSET MANAGEMENT INCOME FUND, INC.

Report date December 26, 2017 · Filed December 28, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
common stockSEC Table I · non-derivativeDirect69,829.47 Reported balance After 2017-12-26 transaction · row 1
1 source row

Row 1 · 2017-12-26 · Purchase · Acquired 1,256 · Balance 69,829.47

abrdn Emerging Markets ex-China Fund, Inc.

Report date February 27, 2025 · Filed March 06, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect83,197.0936 Reported balance After 2025-02-27 transaction · row 1
1 source row

Row 1 · 2025-02-27 · Disposition to issuer · Disposed 31,757 · Balance 83,197.0936

F1: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.

Filing footnotes · ownership attribution and instrument terms

F1: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.

Report date April 27, 2018 · Filed May 01, 2018

Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-04-27 transaction · row 1
1 source row

Row 1 · 2018-04-27 · Other · Disposed 10,282.0133 · Balance 0

F1: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,672.00 common shares of the Acquiring Fund in exchange for his 10,282.0133 common shares of the Target Fund.

Filing footnotes · ownership attribution and instrument terms

F1: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,672.00 common shares of the Acquiring Fund in exchange for his 10,282.0133 common shares of the Target Fund.

ABERDEEN INDONESIA FUND, INC.

Report date April 27, 2018 · Filed May 01, 2018

Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-04-27 transaction · row 1
1 source row

Row 1 · 2018-04-27 · Other · Disposed 28,824.908 · Balance 0

F1: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. In the Reorganization, the Reporting Person received 22,552.00 common shares of the Acquiring Fund in exchange for his 28,824.9080 common shares of the Target Fund.

Filing footnotes · ownership attribution and instrument terms

F1: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. In the Reorganization, the Reporting Person received 22,552.00 common shares of the Acquiring Fund in exchange for his 28,824.9080 common shares of the Target Fund.

ABERDEEN ISRAEL FUND, INC.

Report date April 27, 2018 · Filed May 01, 2018

Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-04-27 transaction · row 1
1 source row

Row 1 · 2018-04-27 · Other · Disposed 14,395.2999 · Balance 0

F1: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 29,698.00 common shares of the Acquiring Fund in exchange for his 14,395.2999 common shares of the Target Fund.

Filing footnotes · ownership attribution and instrument terms

F1: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 29,698.00 common shares of the Acquiring Fund in exchange for his 14,395.2999 common shares of the Target Fund.

ABERDEEN LATIN AMERICA EQUITY FUND, INC.

Report date April 27, 2018 · Filed May 01, 2018

Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-04-27 transaction · row 1
1 source row

Row 1 · 2018-04-27 · Other · Disposed 9,051.6512 · Balance 0

F1: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 26,419.00 common shares of the Acquiring Fund in exchange for his 9,051.6512 common shares of the Target Fund.

Filing footnotes · ownership attribution and instrument terms

F1: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 26,419.00 common shares of the Acquiring Fund in exchange for his 9,051.6512 common shares of the Target Fund.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2025 Filed Mar 6, 2025 16:48 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 Disposition to issuerCommon Stock 31,757 $6.07 $192,764.99
Disclosure

SEC source: 0001104659-25-021255 · tm258427-1_4seq1.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,197.0936

F1 · kind: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 17:36 UTC ICAD INC icad · Entity 77446 GrantDirector Stock Option (right to buy) · Derivative 10,707 $0.00 Strike: $2.91 $0.00
Disclosure

SEC source: 0000749660-18-000045 · primary_doc.xml · derivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,707

Underlying: Common Stock · 10,707 shares

Expires 2023-09-28

F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 09:42 UTC ICAD INC icad · Entity 77446 GrantDirector Stock Option (right to buy) · Derivative 10,217 $0.00 Strike: $3.05 $0.00
Disclosure

SEC source: 0000749660-18-000038 · primary_doc.xml · derivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,217

Underlying: Common Stock · 10,217 shares

Expires 2023-06-29

F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant.

Read SEC document
April 27, 2018 Filed May 1, 2018 20:27 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 OtherCommon Stock 26,419 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-029375 · a4.xml · nonDerivative · entry 4

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,957.0936

F4 · kind: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. The Reporting Person received 26,419.00 common shares of the Acquiring Fund in exchange for his 9,051.6512 common shares of the Target Fund.

F4 · price: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. The Reporting Person received 26,419.00 common shares of the Acquiring Fund in exchange for his 9,051.6512 common shares of the Target Fund.

Read SEC document
April 27, 2018 Filed May 1, 2018 20:27 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 OtherCommon Stock 22,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-029375 · a4.xml · nonDerivative · entry 3

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,538.0936

F3 · kind: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. The Reporting Person received 22,552.00 common shares of the Acquiring Fund in exchange for his 28,824.9080 common shares of the Target Fund.

F3 · price: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. The Reporting Person received 22,552.00 common shares of the Acquiring Fund in exchange for his 28,824.9080 common shares of the Target Fund.

Read SEC document
April 27, 2018 Filed May 1, 2018 20:27 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 OtherCommon Stock 29,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-029375 · a4.xml · nonDerivative · entry 2

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,986.0936

F2 · kind: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. The Reporting Person received 29,698.00 common shares of the Acquiring Fund in exchange for his 14,395.2999 common shares of the Target Fund.

F2 · price: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. The Reporting Person received 29,698.00 common shares of the Acquiring Fund in exchange for his 14,395.2999 common shares of the Target Fund.

Read SEC document
April 27, 2018 Filed May 1, 2018 20:27 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 OtherCommon Stock 16,672 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-029375 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,288.0936

F1 · kind: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,672.00 common shares of the Acquiring Fund in exchange for his 10,282.0133 common shares of the Target Fund.

F1 · price: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,672.00 common shares of the Acquiring Fund in exchange for his 10,282.0133 common shares of the Target Fund.

Read SEC document
April 27, 2018 Filed May 1, 2018 16:47 UTC ABERDEEN INDONESIA FUND, INC. IF · Entity 167154 OtherCommon Stock 28,824.908 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-029404 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. In the Reorganization, the Reporting Person received 22,552.00 common shares of the Acquiring Fund in exchange for his 28,824.9080 common shares of the Target Fund.

F1 · price: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. In the Reorganization, the Reporting Person received 22,552.00 common shares of the Acquiring Fund in exchange for his 28,824.9080 common shares of the Target Fund.

Read SEC document
April 27, 2018 Filed May 1, 2018 16:32 UTC ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 OtherCommon Stock 9,051.6512 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-029387 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 26,419.00 common shares of the Acquiring Fund in exchange for his 9,051.6512 common shares of the Target Fund.

F1 · price: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 26,419.00 common shares of the Acquiring Fund in exchange for his 9,051.6512 common shares of the Target Fund.

Read SEC document
April 27, 2018 Filed May 1, 2018 16:48 UTC ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 OtherCommon Stock 14,395.2999 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-029409 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 29,698.00 common shares of the Acquiring Fund in exchange for his 14,395.2999 common shares of the Target Fund.

F1 · price: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 29,698.00 common shares of the Acquiring Fund in exchange for his 14,395.2999 common shares of the Target Fund.

Read SEC document
April 27, 2018 Filed May 1, 2018 15:54 UTC ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. ABE · Entity 167142 OtherCommon Stock 10,282.0133 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-029339 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,672.00 common shares of the Acquiring Fund in exchange for his 10,282.0133 common shares of the Target Fund.

F1 · price: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,672.00 common shares of the Acquiring Fund in exchange for his 10,282.0133 common shares of the Target Fund.

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March 30, 2018 Filed Apr 3, 2018 14:35 UTC ICAD INC icad · Entity 77446 GrantDirector Stock Option (right to buy) · Derivative 10,275 $0.00 Strike: $3.08 $0.00
Disclosure

SEC source: 0000749660-18-000027 · primary_doc.xml · derivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,275

Underlying: Common Stock · 10,275 shares

Expires 2023-03-30

F1 · derivative.exercise_date: The options are exercisable commencing on the date of grant.

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February 14, 2018 Filed Feb 16, 2018 15:04 UTC ICAD INC icad · Entity 77446 GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0000749660-18-000012 · primary_doc.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,870

F1 · security: RSA with 1 year vesting.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 14:22 UTC ICAD INC icad · Entity 77446 GrantDirector Stock (right to buy) · Derivative 8,846 $0.00 Strike: $3.44 $0.00
Disclosure

SEC source: 0000749660-18-000007 · primary_doc.xml · derivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,846

Underlying: Common Stock · 8,846 shares

Expires 2022-12-29

F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant.

Read SEC document
December 26, 2017 Filed Dec 28, 2017 15:52 UTC UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 Purchasecommon stock 1,256 $3.58 $4,496.48
Disclosure

SEC source: 0001499475-17-000015 · primary_doc.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director · Chairman of the Board/ · Nominating Committee Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,829.47

Read SEC document
December 26, 2017 Filed Dec 28, 2017 16:03 UTC UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 Purchasecommon shares 1,624 $2.77 $4,498.48
Disclosure

SEC source: 0001499475-17-000016 · primary_doc.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Trustee/Chairman of the Board/ · Nominating Committee Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,734.17

Read SEC document
November 08, 2017 Filed Nov 13, 2017 21:16 UTC abrdn Emerging Markets ex-China Fund, Inc. CH · Entity 5686 PurchaseCommon Stock 449.5027 $8.87 $3,986.01
Disclosure

SEC source: 0001104659-17-067966 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,616.09

Read SEC document
November 08, 2017 Filed Nov 13, 2017 16:14 UTC ABERDEEN INDONESIA FUND, INC. IF · Entity 167154 PurchaseCommon Stock 514.3353 $7.75 $3,984.71
Disclosure

SEC source: 0001104659-17-067960 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,824.91

Read SEC document
November 08, 2017 Filed Nov 13, 2017 16:10 UTC ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 PurchaseCommon Stock 150.6218 $26.50 $3,991.99
Disclosure

SEC source: 0001104659-17-067947 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,051.65

Read SEC document
November 08, 2017 Filed Nov 13, 2017 16:06 UTC ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 PurchaseCommon Stock 198.7357 $20.08 $3,991.03
Disclosure

SEC source: 0001104659-17-067939 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,395.3

Read SEC document
November 08, 2017 Filed Nov 13, 2017 16:12 UTC ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. ABE · Entity 167142 PurchaseCommon Stock 276.4859 $14.43 $3,989.47
Disclosure

SEC source: 0001104659-17-067953 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,282.01

Read SEC document
September 29, 2017 Filed Oct 4, 2017 17:38 UTC ICAD INC icad · Entity 77446 GrantDirector Stock Option (right to buy) · Derivative 6,958 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0000749660-17-000020 · primary_doc.xml · derivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,958

Underlying: Common Stock · 6,958 shares

Expires 2022-09-29

F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant.

Read SEC document
July 25, 2017 Filed Jul 27, 2017 14:10 UTC UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 Purchasecommon stock 1,253 $3.59 $4,498.27
Disclosure

SEC source: 0001499475-17-000007 · primary_doc.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director · Chairman of the Board/ · Nominating Committee Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,573.47

Read SEC document
July 25, 2017 Filed Jul 27, 2017 14:21 UTC UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 Purchasecommon shares 1,612 $2.79 $4,497.48
Disclosure

SEC source: 0001499475-17-000008 · primary_doc.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Trustee/Chairman of the Board/ · Nominating Committee Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,110.17

Read SEC document
June 30, 2017 Filed Jul 5, 2017 18:23 UTC ICAD INC icad · Entity 77446 GrantDirector Stock Option (right to buy) · Derivative 7,286 $0.00 Strike: $4.19 $0.00
Disclosure

SEC source: 0000749660-17-000008 · primary_doc.xml · derivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,286

Underlying: Common Stock · 7,286 shares

Expires 2022-06-30

F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant.

Read SEC document
April 12, 2017 Filed Apr 14, 2017 11:21 UTC abrdn Emerging Markets ex-China Fund, Inc. CH · Entity 5686 PurchaseCommon Stock 547.6734 $7.27 $3,984.05
Disclosure

SEC source: 0001104659-17-023501 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,166.59

Read SEC document
April 12, 2017 Filed Apr 14, 2017 07:22 UTC ABERDEEN INDONESIA FUND, INC. IF · Entity 167154 PurchaseCommon Stock 544.7895 $7.31 $3,984.10
Disclosure

SEC source: 0001104659-17-023505 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,310.57

Read SEC document
April 12, 2017 Filed Apr 14, 2017 07:17 UTC ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 PurchaseCommon Stock 168.3749 $23.71 $3,991.63
Disclosure

SEC source: 0001104659-17-023489 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,901.03

Read SEC document
April 12, 2017 Filed Apr 14, 2017 07:18 UTC ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 PurchaseCommon Stock 223.8055 $17.83 $3,990.52
Disclosure

SEC source: 0001104659-17-023491 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,196.56

Read SEC document
April 12, 2017 Filed Apr 14, 2017 07:20 UTC ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. ABE · Entity 167142 PurchaseCommon Stock 295.3022 $13.51 $3,989.09
Disclosure

SEC source: 0001104659-17-023497 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,005.53

Read SEC document
April 07, 2017 Filed Apr 25, 2017 16:39 UTC ICAD INC ICAD · Entity 77446 Exercise / conversionOption (right to buy) · Derivative 750 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001593968-17-000624 · primary_01.xml · derivative · entry 10

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750 shares

Expires 2017-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2017 Filed Apr 25, 2017 16:39 UTC ICAD INC ICAD · Entity 77446 Exercise / conversionOption (right to buy) · Derivative 750 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001593968-17-000624 · primary_01.xml · derivative · entry 9

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750 shares

Expires 2017-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2017 Filed Apr 25, 2017 16:39 UTC ICAD INC ICAD · Entity 77446 Exercise / conversionOption (right to buy) · Derivative 1,500 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001593968-17-000624 · primary_01.xml · derivative · entry 8

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2017-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2017 Filed Apr 25, 2017 16:39 UTC ICAD INC ICAD · Entity 77446 Exercise / conversionOption (right to buy) · Derivative 750 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001593968-17-000624 · primary_01.xml · derivative · entry 7

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750 shares

Expires 2017-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2017 Filed Apr 25, 2017 16:39 UTC ICAD INC ICAD · Entity 77446 Exercise / conversionOption (right to buy) · Derivative 750 $0.00 Strike: $2.25 $0.00
Disclosure

SEC source: 0001593968-17-000624 · primary_01.xml · derivative · entry 6

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750 shares

Expires 2017-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2017 Filed Apr 25, 2017 16:39 UTC ICAD INC ICAD · Entity 77446 Exercise / conversionCommon Stock 750 $2.00 $1,500.00
Disclosure

SEC source: 0001593968-17-000624 · primary_01.xml · nonDerivative · entry 5

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2017 Filed Apr 25, 2017 16:39 UTC ICAD INC ICAD · Entity 77446 Exercise / conversionCommon Stock 750 $2.00 $1,500.00
Disclosure

SEC source: 0001593968-17-000624 · primary_01.xml · nonDerivative · entry 4

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2017 Filed Apr 25, 2017 16:39 UTC ICAD INC ICAD · Entity 77446 Exercise / conversionCommon Stock 1,500 $2.15 $3,225.00
Disclosure

SEC source: 0001593968-17-000624 · primary_01.xml · nonDerivative · entry 3

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2017 Filed Apr 25, 2017 16:39 UTC ICAD INC ICAD · Entity 77446 Exercise / conversionCommon Stock 750 $2.00 $1,500.00
Disclosure

SEC source: 0001593968-17-000624 · primary_01.xml · nonDerivative · entry 2

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2017 Filed Apr 25, 2017 16:39 UTC ICAD INC ICAD · Entity 77446 Exercise / conversionCommon Stock 750 $2.25 $1,687.50
Disclosure

SEC source: 0001593968-17-000624 · primary_01.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 16:07 UTC ICAD INC ICAD · Entity 77446 GrantOption (right to buy) · Derivative 5,830 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001593968-17-000575 · primary_01.xml · derivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,830

Underlying: Common Stock · 5,830 shares

Expires 2022-03-31

F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 10:52 UTC ICAD INC ICAD · Entity 77446 GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000018 · primary_01.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · security: RSA with 1 year vesting schedule

Read SEC document
December 30, 2016 Filed Jan 4, 2017 10:52 UTC ICAD INC ICAD · Entity 77446 GrantCommon Stock 4,437 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000018 · primary_01.xml · nonDerivative · entry 2

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

F2 · security: RSA with Immediate vesting schedule

Read SEC document
December 27, 2016 Filed Dec 29, 2016 14:32 UTC UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 Purchasecommon stock 1,293 $3.48 $4,499.64
Disclosure

SEC source: 0001499475-16-000020 · primary_doc.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director · Chairman of the Board/ · Nominating Committee Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,320.47

Read SEC document
December 27, 2016 Filed Dec 29, 2016 14:42 UTC UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 Purchasecommon shares 1,679 $2.68 $4,499.72
Disclosure

SEC source: 0001499475-16-000021 · primary_doc.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Trustee/Chairman of the Board/ · Nominating Committee Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,498.17

Read SEC document
November 09, 2016 Filed Nov 14, 2016 20:04 UTC abrdn Emerging Markets ex-China Fund, Inc. CH · Entity 5686 PurchaseCommon Stock 620.8037 $6.42 $3,982.58
Disclosure

SEC source: 0001104659-16-156832 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,618.92

Read SEC document
November 09, 2016 Filed Nov 14, 2016 15:05 UTC ABERDEEN INDONESIA FUND, INC. IF · Entity 167154 PurchaseCommon Stock 610.7262 $6.52 $3,982.79
Disclosure

SEC source: 0001104659-16-156838 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,765.78

Read SEC document
November 09, 2016 Filed Nov 14, 2016 14:59 UTC ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 PurchaseCommon Stock 183.544 $21.75 $3,991.33
Disclosure

SEC source: 0001104659-16-156814 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,732.65

Read SEC document
November 09, 2016 Filed Nov 14, 2016 15:00 UTC ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 PurchaseCommon Stock 244.7569 $16.30 $3,990.10
Disclosure

SEC source: 0001104659-16-156818 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,972.76

Read SEC document
November 09, 2016 Filed Nov 14, 2016 15:02 UTC ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. ABE · Entity 167142 PurchaseCommon Stock 333.7012 $11.95 $3,988.33
Disclosure

SEC source: 0001104659-16-156824 · a4.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,710.23

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.