Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUNDDHY · Entity 8862 | Chief Investment Officer | December 21, 2023 | December 26, 2023 |
| UBS ASSET MANAGEMENT INCOME FUND, INC.CIK · Entity 8817 | Chief Investment Officer | May 17, 2021 | May 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND
Report date December 21, 2023 · Filed December 26, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common sharesSEC Table I · non-derivative | Direct | 215,000 |
Reported balance
After 2023-12-21 transaction · row 1
1 source rowRow 1 · 2023-12-21 · Purchase · Acquired 20,000 · Balance 215,000 |
UBS ASSET MANAGEMENT INCOME FUND, INC.
Report date May 17, 2021 · Filed May 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-05-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-05-17 · Sale · Disposed 58,532 · Balance 25,000 Row 2 · 2021-05-19 · Sale · Disposed 25,000 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2023 Filed Dec 26, 2023 13:32 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 20,000 | $1.96 | $39,200.00 |
DisclosureSEC source: 0001499475-23-000006 · primary_doc.xml · nonDerivative · entry 1 Flannery Thomas J. · CIK 0001493782 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,000 Read SEC document |
| January 10, 2023 Filed Jan 26, 2023 16:17 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 3,000 | $1.84 | $5,517.60 |
DisclosureSEC source: 0001499475-23-000003 · primary_doc.xml · nonDerivative · entry 2 Flannery Thomas J. · CIK 0001493782 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,000 Read SEC document |
| January 10, 2023 Filed Jan 26, 2023 16:17 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 42,000 | $1.84 | $77,275.80 |
DisclosureSEC source: 0001499475-23-000003 · primary_doc.xml · nonDerivative · entry 1 Flannery Thomas J. · CIK 0001493782 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,000 Read SEC document |
| May 19, 2021 Filed May 19, 2021 19:34 UTC | UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 | Salecommon stock | 25,000 | $3.51 | $87,825.00 |
DisclosureSEC source: 0001499475-21-000001 · primary_doc.xml · nonDerivative · entry 2 Flannery Thomas J. · CIK 0001493782 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 17, 2021 Filed May 19, 2021 19:34 UTC | UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 | Salecommon stock | 58,532 | $3.53 | $206,617.96 |
DisclosureSEC source: 0001499475-21-000001 · primary_doc.xml · nonDerivative · entry 1 Flannery Thomas J. · CIK 0001493782 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| May 27, 2020 Filed May 28, 2020 13:43 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 50,000 | $1.92 | $96,000.00 |
DisclosureSEC source: 0001499475-20-000001 · primary_doc.xml · nonDerivative · entry 2 Flannery Thomas J. · CIK 0001493782 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Read SEC document |
| May 27, 2020 Filed May 28, 2020 13:43 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 50,000 | $1.94 | $97,000.00 |
DisclosureSEC source: 0001499475-20-000001 · primary_doc.xml · nonDerivative · entry 1 Flannery Thomas J. · CIK 0001493782 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.