Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUNDDHY · Entity 8862 | Trustee | May 01, 2026 | May 22, 2026 |
| UBS ASSET MANAGEMENT INCOME FUND, INC.CIK · Entity 8817 | Director | January 03, 2025 | January 06, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND
Report date May 01, 2026 · Filed May 22, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common sharesSEC Table I · non-derivative | Direct | 28,296 |
Last balance in matching sequence
After 2026-05-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-05-01 · Other · Acquired 5,333 · Balance 21,333 F1: The transferable rights offering commenced on April 21, 2026 and expired May 14, 2026 (the "Expiration Date"). The subscription price was $1.75 per share and was determined based upon a formula equal to 86% of the net asset value per common share at the close of trading on the NYSE American on the Expiration Date. Row 2 · 2026-05-01 · Other · Acquired 6,963 · Balance 28,296 F2: Represents 6,963 shares subscribed for by the Reporting Person pursuant to an over-subscription privilege under the rights offerings. Amended Form 4 is being filed to reflect the correct amount of shares issued in the over-subscription. |
Filing footnotes · ownership attribution and instrument terms
F1: The transferable rights offering commenced on April 21, 2026 and expired May 14, 2026 (the "Expiration Date"). The subscription price was $1.75 per share and was determined based upon a formula equal to 86% of the net asset value per common share at the close of trading on the NYSE American on the Expiration Date.
F2: Represents 6,963 shares subscribed for by the Reporting Person pursuant to an over-subscription privilege under the rights offerings. Amended Form 4 is being filed to reflect the correct amount of shares issued in the over-subscription.
UBS ASSET MANAGEMENT INCOME FUND, INC.
Report date January 03, 2025 · Filed January 06, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 8,620 |
Reported balance
After 2025-01-03 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-01-03 · Purchase · Acquired 8,620 · Balance 8,620 F1: This amended Form 4 is being submitted because the original Form 4 filed on January 3, 2025, contained an incorrect price of securities acquired of the Issuer by this reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: This amended Form 4 is being submitted because the original Form 4 filed on January 3, 2025, contained an incorrect price of securities acquired of the Issuer by this reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2026 Filed May 15, 2026 13:20 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Othercommon stock | 6,964 | $1.75 | $12,187.00 |
DisclosureSEC source: 0002034933-26-000002 · primary_doc.xml · nonDerivative · entry 2 Gerber Charles · CIK 0002034933 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,297 F2 · shares: Represents 6,964 shares subscribed for by the Reporting Person pursuant to an over-subscription privilege under the right offering. Shareholders as of the rights offering record date who exercised all rights issued to them were entitled to subscribe for additional common shares at the subscription price. If sufficient common shares are not available to honor all over-subscription requests, available common shares will be allocated pro rata among the Record Date Shareholders who over-subscribe, based on the number of rights issued to them by the Issuer on the record date. Read SEC document |
| May 01, 2026 Filed May 15, 2026 13:20 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Othercommon stock | 5,333 | $1.75 | $9,332.75 |
DisclosureSEC source: 0002034933-26-000002 · primary_doc.xml · nonDerivative · entry 1 Gerber Charles · CIK 0002034933 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,333 F1 · shares: The transferable rights offering commenced on April 21, 2026 and expired on May 14, 2026. The subscription price was $1.75 per share and was determined based upon a formula equal to 86% of the net asset value per common share at the close of trading on the NYSE American on the Expiration Date. Read SEC document |
| May 01, 2026 Filed May 22, 2026 14:23 UTC Amendment | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Othercommon shares | 6,963 | $1.75 | $12,185.25 |
DisclosureSEC source: 0002034933-26-000003 · primary_doc.xml · nonDerivative · entry 2 Gerber Charles · CIK 0002034933 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,296 F2 · shares: Represents 6,963 shares subscribed for by the Reporting Person pursuant to an over-subscription privilege under the rights offerings. Amended Form 4 is being filed to reflect the correct amount of shares issued in the over-subscription. Read SEC document |
| May 01, 2026 Filed May 22, 2026 14:23 UTC Amendment | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Othercommon shares | 5,333 | $1.75 | $9,332.75 |
DisclosureSEC source: 0002034933-26-000003 · primary_doc.xml · nonDerivative · entry 1 Gerber Charles · CIK 0002034933 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,333 F1 · shares: The transferable rights offering commenced on April 21, 2026 and expired May 14, 2026 (the "Expiration Date"). The subscription price was $1.75 per share and was determined based upon a formula equal to 86% of the net asset value per common share at the close of trading on the NYSE American on the Expiration Date. Read SEC document |
| April 16, 2026 Filed Apr 17, 2026 13:15 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 16,000 | $1.88 | $30,080.00 |
DisclosureSEC source: 0002034933-26-000001 · primary_doc.xml · nonDerivative · entry 1 Gerber Charles · CIK 0002034933 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| January 03, 2025 Filed Jan 3, 2025 21:29 UTC | UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 | Purchasecommon stock | 8,620 | $2.01 | $17,283.10 |
DisclosureSEC source: 0001499475-25-000001 · primary_doc.xml · nonDerivative · entry 1 Gerber Charles · CIK 0002034933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,620 Read SEC document |
| January 03, 2025 Filed Jan 6, 2025 15:13 UTC Amendment | UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 | Purchasecommon stock | 8,620 | $2.90 | $25,002.31 |
DisclosureSEC source: 0001499475-25-000002 · primary_doc.xml · nonDerivative · entry 1 Gerber Charles · CIK 0002034933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,620 F1 · price: This amended Form 4 is being submitted because the original Form 4 filed on January 3, 2025, contained an incorrect price of securities acquired of the Issuer by this reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.