Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUNDDHY · Entity 8862 | Trustee/ · Audit Committee Chairman | December 26, 2017 | December 28, 2017 |
| UBS ASSET MANAGEMENT INCOME FUND, INC.CIK · Entity 8817 | Director · Audit Committee Chairman | December 26, 2017 | December 28, 2017 |
| abrdn Emerging Markets ex-China Fund, Inc.AEF · Entity 5686 | Director | April 27, 2018 | May 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND
Report date December 26, 2017 · Filed December 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common sharesSEC Table I · non-derivative | Direct | 68,502.81 |
Reported balance
After 2017-12-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-12-26 · Purchase · Acquired 1,624 · Balance 68,502.81 F1: The total number of shares held following this transaction includes 2582.86 shares acquired on 8/22/2017, 9/25/2017, 10/24/2017, 11/24/2017 and 12/22/2017 as part of the fund's dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The total number of shares held following this transaction includes 2582.86 shares acquired on 8/22/2017, 9/25/2017, 10/24/2017, 11/24/2017 and 12/22/2017 as part of the fund's dividend reinvestment plan.
UBS ASSET MANAGEMENT INCOME FUND, INC.
Report date December 26, 2017 · Filed December 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 42,256.93 |
Reported balance
After 2017-12-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-12-26 · Purchase · Acquired 1,256 · Balance 42,256.93 F1: The total number of shares held following this transaction includes 1,317.57 shares acquired on 8/21/2017, 9/21/2017, 10/20/2017, 11/21/2017 and 12/20/2017 as part of the fund's dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The total number of shares held following this transaction includes 1,317.57 shares acquired on 8/21/2017, 9/21/2017, 10/20/2017, 11/21/2017 and 12/20/2017 as part of the fund's dividend reinvestment plan.
abrdn Emerging Markets ex-China Fund, Inc.
Report date April 27, 2018 · Filed May 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,078.0228 |
Ending reported balance
After 2018-04-27 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-04-27 · Other · Acquired 16,067 · Balance 35,553.0228 F1: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,067.00 common shares of the Acquiring Fund in exchange for his 9,908.792 common shares of the Target Fund. Row 2 · 2018-04-27 · Other · Acquired 13,414 · Balance 48,967.0228 F2: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. The Reporting Person received 13,414.00 common shares of the Acquiring Fund in exchange for his 6,501.9565 common shares of the Target Fund. Row 3 · 2018-04-27 · Other · Acquired 8,939 · Balance 57,906.0228 F3: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. The Reporting Person received 8,939.00 common shares of the Acquiring Fund in exchange for his 11,426.0122 common shares of the Target Fund. F2: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. The Reporting Person received 13,414.00 common shares of the Acquiring Fund in exchange for his 6,501.9565 common shares of the Target Fund. Row 4 · 2018-04-27 · Other · Acquired 24,172 · Balance 82,078.0228 F4: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. The Reporting Person received 24,172.00 common shares of the Acquiring Fund in exchange for his 8,281.8994 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,067.00 common shares of the Acquiring Fund in exchange for his 9,908.792 common shares of the Target Fund.
F2: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. The Reporting Person received 13,414.00 common shares of the Acquiring Fund in exchange for his 6,501.9565 common shares of the Target Fund.
F3: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. The Reporting Person received 8,939.00 common shares of the Acquiring Fund in exchange for his 11,426.0122 common shares of the Target Fund.
F4: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. The Reporting Person received 24,172.00 common shares of the Acquiring Fund in exchange for his 8,281.8994 common shares of the Target Fund.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Report date April 27, 2018 · Filed May 01, 2018
Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-27 transaction · row 1
1 source rowRow 1 · 2018-04-27 · Other · Disposed 9,908.792 · Balance 0 F1: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,067.00 common shares of the Acquiring Fund in exchange for his 9,908.792 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,067.00 common shares of the Acquiring Fund in exchange for his 9,908.792 common shares of the Target Fund.
ABERDEEN INDONESIA FUND, INC.
Report date April 27, 2018 · Filed May 01, 2018
Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-27 transaction · row 1
1 source rowRow 1 · 2018-04-27 · Other · Disposed 11,426.0122 · Balance 0 F1: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. In the Reorganization, the Reporting Person received 8,939.00 common shares of the Acquiring Fund in exchange for his 11,426.0122 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. In the Reorganization, the Reporting Person received 8,939.00 common shares of the Acquiring Fund in exchange for his 11,426.0122 common shares of the Target Fund.
ABERDEEN ISRAEL FUND, INC.
Report date April 27, 2018 · Filed May 01, 2018
Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-27 transaction · row 1
1 source rowRow 1 · 2018-04-27 · Other · Disposed 6,501.9565 · Balance 0 F1: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 13,414.00 common shares of the Acquiring Fund in exchange for his 6,501.9565 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 13,414.00 common shares of the Acquiring Fund in exchange for his 6,501.9565 common shares of the Target Fund.
ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Report date April 27, 2018 · Filed May 01, 2018
Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-27 transaction · row 1
1 source rowRow 1 · 2018-04-27 · Other · Disposed 8,281.8994 · Balance 0 F1: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 24,172.00 common shares of the Acquiring Fund in exchange for his 8,281.8994 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 24,172.00 common shares of the Acquiring Fund in exchange for his 8,281.8994 common shares of the Target Fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2018 Filed May 1, 2018 20:27 UTC | abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 | OtherCommon Stock | 24,172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029373 · a4.xml · nonDerivative · entry 4 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,078.0228 F4 · kind: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. The Reporting Person received 24,172.00 common shares of the Acquiring Fund in exchange for his 8,281.8994 common shares of the Target Fund. F4 · price: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. The Reporting Person received 24,172.00 common shares of the Acquiring Fund in exchange for his 8,281.8994 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:27 UTC | abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 | OtherCommon Stock | 8,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029373 · a4.xml · nonDerivative · entry 3 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,906.0228 F3 · kind: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. The Reporting Person received 8,939.00 common shares of the Acquiring Fund in exchange for his 11,426.0122 common shares of the Target Fund. F2 · price: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. The Reporting Person received 13,414.00 common shares of the Acquiring Fund in exchange for his 6,501.9565 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:27 UTC | abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 | OtherCommon Stock | 13,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029373 · a4.xml · nonDerivative · entry 2 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,967.0228 F2 · kind: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. The Reporting Person received 13,414.00 common shares of the Acquiring Fund in exchange for his 6,501.9565 common shares of the Target Fund. F2 · price: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. The Reporting Person received 13,414.00 common shares of the Acquiring Fund in exchange for his 6,501.9565 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:27 UTC | abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 | OtherCommon Stock | 16,067 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029373 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,553.0228 F1 · kind: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,067.00 common shares of the Acquiring Fund in exchange for his 9,908.792 common shares of the Target Fund. F1 · price: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,067.00 common shares of the Acquiring Fund in exchange for his 9,908.792 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 16:46 UTC | ABERDEEN INDONESIA FUND, INC. IF · Entity 167154 | OtherCommon Stock | 11,426.0122 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029403 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. In the Reorganization, the Reporting Person received 8,939.00 common shares of the Acquiring Fund in exchange for his 11,426.0122 common shares of the Target Fund. F1 · price: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $7.5631 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 0.7824. In the Reorganization, the Reporting Person received 8,939.00 common shares of the Acquiring Fund in exchange for his 11,426.0122 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 16:32 UTC | ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 | OtherCommon Stock | 8,281.8994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029384 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 24,172.00 common shares of the Acquiring Fund in exchange for his 8,281.8994 common shares of the Target Fund. F1 · price: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 24,172.00 common shares of the Acquiring Fund in exchange for his 8,281.8994 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 16:48 UTC | ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 | OtherCommon Stock | 6,501.9565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029407 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 13,414.00 common shares of the Acquiring Fund in exchange for his 6,501.9565 common shares of the Target Fund. F1 · price: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 13,414.00 common shares of the Acquiring Fund in exchange for his 6,501.9565 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 15:53 UTC | ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. ABE · Entity 167142 | OtherCommon Stock | 9,908.792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029336 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,067.00 common shares of the Acquiring Fund in exchange for his 9,908.792 common shares of the Target Fund. F1 · price: Effective as of April 27, 2018, the Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $15.6741 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.6215. The Reporting Person received 16,067.00 common shares of the Acquiring Fund in exchange for his 9,908.792 common shares of the Target Fund. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 14:50 UTC | UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 | Purchasecommon stock | 1,256 | $3.58 | $4,496.48 |
DisclosureSEC source: 0001499475-17-000011 · primary_doc.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director · Audit Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,256.93 F1 · balance_after: The total number of shares held following this transaction includes 1,317.57 shares acquired on 8/21/2017, 9/21/2017, 10/20/2017, 11/21/2017 and 12/20/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 15:02 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 1,624 | $2.77 | $4,498.48 |
DisclosureSEC source: 0001499475-17-000012 · primary_doc.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Trustee/ · Audit Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,502.81 F1 · balance_after: The total number of shares held following this transaction includes 2582.86 shares acquired on 8/22/2017, 9/25/2017, 10/24/2017, 11/24/2017 and 12/22/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:15 UTC | abrdn Emerging Markets ex-China Fund, Inc. CH · Entity 5686 | PurchaseCommon Stock | 449.5027 | $8.87 | $3,986.01 |
DisclosureSEC source: 0001104659-17-067962 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,742.25 Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 16:13 UTC | ABERDEEN INDONESIA FUND, INC. IF · Entity 167154 | PurchaseCommon Stock | 514.3353 | $7.75 | $3,984.71 |
DisclosureSEC source: 0001104659-17-067957 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,380.24 Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 16:09 UTC | ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 | PurchaseCommon Stock | 150.6218 | $26.50 | $3,991.99 |
DisclosureSEC source: 0001104659-17-067944 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,168.04 Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 16:07 UTC | ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 | PurchaseCommon Stock | 198.7357 | $20.08 | $3,991.03 |
DisclosureSEC source: 0001104659-17-067941 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,339.39 Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 16:08 UTC | ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. ABE · Entity 167142 | PurchaseCommon Stock | 276.4859 | $14.43 | $3,989.47 |
DisclosureSEC source: 0001104659-17-067942 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,860.34 Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 13:03 UTC | UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 | Purchasecommon stock | 1,253 | $3.59 | $4,498.27 |
DisclosureSEC source: 0001499475-17-000003 · primary_doc.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director · Audit Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,683.35 F1 · balance_after: 1 The total number of shares held following this transaction includes 1718.78 shares acquired on 1/26/2017, 2/22/2017, 3/21/2017, 4/24/2017, 5/19/2017, 6/21/2017 and 7/24/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 13:23 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 1,612 | $2.79 | $4,497.48 |
DisclosureSEC source: 0001499475-17-000004 · primary_doc.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Trustee/ · Audit Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,295.95 F1 · balance_after: The total number of shares held following this transaction includes 3443.45 shares acquired on 1/26/2017, 2/23/2017, 3/22/2017, 4/25/2017, 5/22/2017, 6/22/2017 and 7/25/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 11:20 UTC | abrdn Emerging Markets ex-China Fund, Inc. CH · Entity 5686 | PurchaseCommon Stock | 547.6734 | $7.27 | $3,984.05 |
DisclosureSEC source: 0001104659-17-023499 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,292.74 Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 07:21 UTC | ABERDEEN INDONESIA FUND, INC. IF · Entity 167154 | PurchaseCommon Stock | 544.7895 | $7.31 | $3,984.10 |
DisclosureSEC source: 0001104659-17-023503 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,838.63 Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 07:16 UTC | ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 | PurchaseCommon Stock | 168.3749 | $23.71 | $3,991.63 |
DisclosureSEC source: 0001104659-17-023487 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,017.42 Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 07:19 UTC | ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 | PurchaseCommon Stock | 223.8055 | $17.83 | $3,990.52 |
DisclosureSEC source: 0001104659-17-023493 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,050.42 Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 07:19 UTC | ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. ABE · Entity 167142 | PurchaseCommon Stock | 295.3022 | $13.51 | $3,989.09 |
DisclosureSEC source: 0001104659-17-023495 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,498.01 Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 15:32 UTC | UBS ASSET MANAGEMENT INCOME FUND, INC. Cik · Entity 8817 | Purchasecommon stock | 1,293 | $3.48 | $4,499.64 |
DisclosureSEC source: 0001499475-16-000022 · primary_doc.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,711.58 F1 · balance_after: The total shares held following this transaction includes 1227.16 shares acquired on 8/19/2016, 9/22/2016, 10/24/2016, 11/22/2016 and 12/21/2016 as part of the fund's dividend reinvestment plan. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 16:02 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 1,679 | $2.68 | $4,499.72 |
DisclosureSEC source: 0001499475-16-000023 · primary_doc.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,241 F1 · balance_after: The total number of shares held following this transaction includes 2520.67 acquired on 8/22/2016, 9/23/2016, 10/31/2016, 11/30/2016 and 12/29/2016 as part of the fund's dividend reinvestment plan. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 15:01 UTC | ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 | PurchaseCommon Stock | 244.7569 | $16.30 | $3,990.10 |
DisclosureSEC source: 0001104659-16-156820 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,636.78 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 20:03 UTC | abrdn Emerging Markets ex-China Fund, Inc. CH · Entity 5686 | PurchaseCommon Stock | 620.8037 | $6.42 | $3,982.58 |
DisclosureSEC source: 0001104659-16-156827 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,745.07 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 15:05 UTC | ABERDEEN INDONESIA FUND, INC. IF · Entity 167154 | PurchaseCommon Stock | 610.7262 | $6.52 | $3,982.79 |
DisclosureSEC source: 0001104659-16-156835 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,293.84 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 14:58 UTC | ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 | PurchaseCommon Stock | 183.544 | $21.75 | $3,991.33 |
DisclosureSEC source: 0001104659-16-156812 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,749.82 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 15:01 UTC | ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. ABE · Entity 167142 | PurchaseCommon Stock | 333.7012 | $11.95 | $3,988.33 |
DisclosureSEC source: 0001104659-16-156822 · a4.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,202.71 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.