Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUNDDHY · Entity 8862 | Chair of the Board and Trustee | May 14, 2026 | May 26, 2026 |
| UBS ASSET MANAGEMENT INCOME FUND, INC.CIK · Entity 8817 | Director · Chair of the Board | January 21, 2025 | January 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND
Report date May 14, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common sharesSEC Table I · non-derivative | Direct | 95,734 |
Ending reported balance
After 2026-05-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-14 · Other · Acquired 18,933 · Balance 75,734 F1: The transferable rights offering commenced on April 21, 2026 and expired May 14, 2026 (the "Expiration Date"). The subscription price was $1.75 per share and was determined based upon a formula equal to 86% of the net asset value per common share at the close of trading on the NYSE American on the Expiration Date. Row 2 · 2026-05-14 · Other · Acquired 20,000 · Balance 95,734 F2: Represents 20,000 shares subscribed for by the Reporting Person pursuant to an over-subscription privilege under the rights offerings. |
Filing footnotes · ownership attribution and instrument terms
F1: The transferable rights offering commenced on April 21, 2026 and expired May 14, 2026 (the "Expiration Date"). The subscription price was $1.75 per share and was determined based upon a formula equal to 86% of the net asset value per common share at the close of trading on the NYSE American on the Expiration Date.
F2: Represents 20,000 shares subscribed for by the Reporting Person pursuant to an over-subscription privilege under the rights offerings.
UBS ASSET MANAGEMENT INCOME FUND, INC.
Report date January 21, 2025 · Filed January 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 47,402 |
Reported balance
After 2025-01-21 transaction · row 1
1 source rowRow 1 · 2025-01-21 · Purchase · Acquired 40,766 · Balance 47,402 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed May 26, 2026 12:42 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Othercommon shares | 20,000 | $1.75 | $35,000.00 |
DisclosureSEC source: 0001739194-26-000001 · primary_doc.xml · nonDerivative · entry 2 DeFelice Laura A · CIK 0001739194 · Chair of the Board and Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,734 F2 · shares: Represents 20,000 shares subscribed for by the Reporting Person pursuant to an over-subscription privilege under the rights offerings. Read SEC document |
| May 14, 2026 Filed May 26, 2026 12:42 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Othercommon shares | 18,933 | $1.75 | $33,132.75 |
DisclosureSEC source: 0001739194-26-000001 · primary_doc.xml · nonDerivative · entry 1 DeFelice Laura A · CIK 0001739194 · Chair of the Board and Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,734 F1 · shares: The transferable rights offering commenced on April 21, 2026 and expired May 14, 2026 (the "Expiration Date"). The subscription price was $1.75 per share and was determined based upon a formula equal to 86% of the net asset value per common share at the close of trading on the NYSE American on the Expiration Date. Read SEC document |
| January 21, 2025 Filed Jan 21, 2025 18:36 UTC | UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 | Purchasecommon stock | 40,766 | $2.92 | $119,036.72 |
DisclosureSEC source: 0001499475-25-000003 · primary_doc.xml · nonDerivative · entry 1 DeFelice Laura A · CIK 0001739194 · Director · Chair of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,402 Read SEC document |
| January 21, 2025 Filed Jan 21, 2025 18:49 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 56,801 | $2.13 | $120,986.13 |
DisclosureSEC source: 0001499475-25-000004 · primary_doc.xml · nonDerivative · entry 1 DeFelice Laura A · CIK 0001739194 · Trustee · Chair of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,653 Read SEC document |
| January 09, 2024 Filed Jan 10, 2024 15:01 UTC | UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 | Purchasecommon stock | 1,315 | $3.02 | $3,971.30 |
DisclosureSEC source: 0001499475-24-000003 · primary_doc.xml · nonDerivative · entry 1 DeFelice Laura A · CIK 0001739194 · Director · Chair of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,636 Read SEC document |
| January 08, 2024 Filed Jan 9, 2024 14:49 UTC | UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 | Purchasecommon stock | 5,321 | $3.03 | $16,122.10 |
DisclosureSEC source: 0001499475-24-000001 · primary_doc.xml · nonDerivative · entry 1 DeFelice Laura A · CIK 0001739194 · Director · Chair of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,321 Read SEC document |
| January 08, 2024 Filed Jan 9, 2024 15:01 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 9,852 | $2.01 | $19,805.48 |
DisclosureSEC source: 0001499475-24-000002 · primary_doc.xml · nonDerivative · entry 1 DeFelice Laura A · CIK 0001739194 · Trustee · Chair of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,852 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.