Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ABERDEEN INDONESIA FUND, INC.IF · Entity 167154 | Director | April 12, 2017 | April 14, 2017 |
| DYNASIL CORP OF AMERICADYSL:OB · Entity 154413 | Director | July 01, 2019 | July 01, 2019 |
| UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUNDDHY · Entity 8862 | Trustee | December 26, 2017 | December 28, 2017 |
| UBS ASSET MANAGEMENT INCOME FUND, INC.CIK · Entity 8817 | Director | December 26, 2017 | December 28, 2017 |
| abrdn Emerging Markets ex-China Fund, Inc.AEF · Entity 5686 | Director | June 18, 2019 | July 22, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ABERDEEN INDONESIA FUND, INC.
Report date April 12, 2017 · Filed April 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,720.58 |
Reported balance
After 2017-04-12 transaction · row 1
1 source rowRow 1 · 2017-04-12 · Purchase · Acquired 544.7895 · Balance 21,720.58 |
DYNASIL CORP OF AMERICA
Report date July 01, 2019 · Filed July 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 195,450 |
Reported balance
After 2019-07-01 transaction · row 1
1 source rowRow 1 · 2019-07-01 · Grant · Acquired 12,500 · Balance 195,450 |
UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND
Report date December 26, 2017 · Filed December 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common sharesSEC Table I · non-derivative | Direct | 106,129.75 |
Reported balance
After 2017-12-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-12-26 · Purchase · Acquired 3,249 · Balance 106,129.75 F1: The total number of shares held following this transaction includes 3973.25 shares acquired on 8/22/2017, 9/25/2017, 10/24/2017, 11/24/2017 and 12/22/2017 as part of the fund's dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The total number of shares held following this transaction includes 3973.25 shares acquired on 8/22/2017, 9/25/2017, 10/24/2017, 11/24/2017 and 12/22/2017 as part of the fund's dividend reinvestment plan.
UBS ASSET MANAGEMENT INCOME FUND, INC.
Report date December 26, 2017 · Filed December 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 68,576.46 |
Reported balance
After 2017-12-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-12-26 · Purchase · Acquired 2,513 · Balance 68,576.46 F1: The total number of shares held following this transaction includes 2,122.92 shares acquired on 8/21/2017, 9/21/2017, 10/20/2017, 11/21/2017 and 12/20/2017 as part of the fund's dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The total number of shares held following this transaction includes 2,122.92 shares acquired on 8/21/2017, 9/21/2017, 10/20/2017, 11/21/2017 and 12/20/2017 as part of the fund's dividend reinvestment plan.
abrdn Emerging Markets ex-China Fund, Inc.
Report date June 18, 2019 · Filed July 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,338.88 |
Reported balance
After 2019-06-18 transaction · row 1
1 source rowRow 1 · 2019-06-18 · Sale · Disposed 18,383 · Balance 61,338.88 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ABERDEEN ISRAEL FUND, INC.
Report date April 27, 2018 · Filed May 01, 2018
Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-27 transaction · row 1
1 source rowRow 1 · 2018-04-27 · Other · Disposed 9,445.2236 · Balance 0 F1: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 19,486.00 common shares of the Acquiring Fund in exchange for his 9,445.2236 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 19,486.00 common shares of the Acquiring Fund in exchange for his 9,445.2236 common shares of the Target Fund.
ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Report date April 27, 2018 · Filed May 01, 2018
Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-27 transaction · row 1
1 source rowRow 1 · 2018-04-27 · Other · Disposed 6,192.8095 · Balance 0 F1: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 18,074.00 common shares of the Acquiring Fund in exchange for his 6,192.8095 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 18,074.00 common shares of the Acquiring Fund in exchange for his 6,192.8095 common shares of the Target Fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2019 Filed Jul 1, 2019 13:41 UTC | DYNASIL CORP OF AMERICA DYSL:OB · Entity 154413 | GrantCommon Stock | 12,500 | $1.00 | $12,500.00 |
DisclosureSEC source: 0001260415-19-000024 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,450 Read SEC document |
| June 18, 2019 Filed Jul 22, 2019 19:58 UTC | abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 | SaleCommon Stock | 18,383 | $7.86 | $144,490.38 |
DisclosureSEC source: 0000846676-19-000002 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,338.88 Read SEC document |
| April 01, 2019 Filed Apr 1, 2019 10:25 UTC | DYNASIL CORP OF AMERICA DYSL · Entity 154413 | GrantCommon Stock | 12,255 | $1.02 | $12,500.10 |
DisclosureSEC source: 0001260415-19-000015 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,950 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 12:00 UTC | DYNASIL CORP OF AMERICA DYSL · Entity 154413 | GrantCommon Stock | 14,045 | $0.89 | $12,500.05 |
DisclosureSEC source: 0001260415-19-000006 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,695 Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 12:08 UTC | DYNASIL CORP OF AMERICA DYSL:OB · Entity 154413 | GrantCommon Stock | 9,690 | $1.29 | $12,500.10 |
DisclosureSEC source: 0001260415-18-000032 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,650 Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 14:30 UTC | DYNASIL CORP OF AMERICA DYSL:OB · Entity 154413 | GrantCommon Stock | 8,741 | $1.43 | $12,499.63 |
DisclosureSEC source: 0001260415-18-000022 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,960 Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:27 UTC | abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 | OtherCommon Stock | 18,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029374 · a4.xml · nonDerivative · entry 2 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,852.3371 F2 · kind: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 18,074.00 common shares of the Acquiring Fund in exchange for his 6,192.8095 common shares of the Target Fund. F2 · price: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 18,074.00 common shares of the Acquiring Fund in exchange for his 6,192.8095 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:27 UTC | abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 | OtherCommon Stock | 19,486 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029374 · a4.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,778.3371 F1 · kind: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 19,486.00 common shares of the Acquiring Fund in exchange for his 9,445.2236 common shares of the Target Fund. F1 · price: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 19,486.00 common shares of the Acquiring Fund in exchange for his 9,445.2236 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 16:32 UTC | ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 | OtherCommon Stock | 6,192.8095 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029386 · a4.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 18,074.00 common shares of the Acquiring Fund in exchange for his 6,192.8095 common shares of the Target Fund. F1 · price: Effective as of April 27, 2018, the Aberdeen Latin America Equity Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $28.2129 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.9187. In the Reorganization, the Reporting Person received 18,074.00 common shares of the Acquiring Fund in exchange for his 6,192.8095 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 16:48 UTC | ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 | OtherCommon Stock | 9,445.2236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029408 · a4.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 19,486.00 common shares of the Acquiring Fund in exchange for his 9,445.2236 common shares of the Target Fund. F1 · price: Effective as of April 27, 2018, the Aberdeen Israel Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $19.9425 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 2.0631. In the Reorganization, the Reporting Person received 19,486.00 common shares of the Acquiring Fund in exchange for his 9,445.2236 common shares of the Target Fund. Read SEC document |
| April 27, 2018 Filed May 22, 2019 14:15 UTC Amendment | abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 | OtherCommon Stock | 17,104 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000846676-19-000001 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,956.3371 F1 · kind: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund and the Acquiring Fund reported an NAV per share of $7.5631 and $9.6662, respectively. The conversion ratio for the Target Fund's common shares was 0.7824. The Reporting Person received 17,104.00 shares of the Acquiring Fund in exchange for his 21,863.13042 shares of the Target Fund. The purpose of this amendment is to include these shares, which were omitted from the reporting person's Form 4 filed on May 1, 2018. F1 · price: Effective as of April 27, 2018, the Aberdeen Indonesia Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund"). Common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund and the Acquiring Fund reported an NAV per share of $7.5631 and $9.6662, respectively. The conversion ratio for the Target Fund's common shares was 0.7824. The Reporting Person received 17,104.00 shares of the Acquiring Fund in exchange for his 21,863.13042 shares of the Target Fund. The purpose of this amendment is to include these shares, which were omitted from the reporting person's Form 4 filed on May 1, 2018. Read SEC document |
| April 02, 2018 Filed Apr 2, 2018 09:16 UTC | DYNASIL CORP OF AMERICA DYSL:OB · Entity 154413 | GrantCommon Stock | 9,615 | $1.30 | $12,499.50 |
DisclosureSEC source: 0001260415-18-000014 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,219 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 08:38 UTC | DYNASIL CORP OF AMERICA DYSL:OB · Entity 154413 | GrantCommon Stock | 7,062 | $1.18 | $8,333.16 |
DisclosureSEC source: 0001260415-18-000003 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,604 Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 15:21 UTC | UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 | Purchasecommon stock | 2,513 | $3.58 | $8,996.54 |
DisclosureSEC source: 0001499475-17-000013 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,576.46 F1 · balance_after: The total number of shares held following this transaction includes 2,122.92 shares acquired on 8/21/2017, 9/21/2017, 10/20/2017, 11/21/2017 and 12/20/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 15:36 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 3,249 | $2.77 | $8,999.73 |
DisclosureSEC source: 0001499475-17-000014 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,129.75 F1 · balance_after: The total number of shares held following this transaction includes 3973.25 shares acquired on 8/22/2017, 9/25/2017, 10/24/2017, 11/24/2017 and 12/22/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:17 UTC | abrdn Emerging Markets ex-China Fund, Inc. CH · Entity 5686 | PurchaseCommon Stock | 899.5681 | $8.87 | $7,977.01 |
DisclosureSEC source: 0001104659-17-067969 · a4.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,386.12 Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 16:10 UTC | ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 | PurchaseCommon Stock | 301.4319 | $26.50 | $7,988.97 |
DisclosureSEC source: 0001104659-17-067948 · a4.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,840.3 Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 16:11 UTC | ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 | PurchaseCommon Stock | 397.7199 | $20.08 | $7,987.05 |
DisclosureSEC source: 0001104659-17-067950 · a4.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,209.07 Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 13:38 UTC | UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 | Purchasecommon stock | 2,506 | $3.59 | $8,996.54 |
DisclosureSEC source: 0001499475-17-000005 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,940.5 F1 · balance_after: The total number of shares held following this transaction includes 2747.62 shares acquired on 1/26/2017, 2/22/2017, 3/21/2017, 4/24/2017, 5/19/2017, 6/21/2017 and 7/24/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 13:53 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 3,225 | $2.79 | $8,997.75 |
DisclosureSEC source: 0001499475-17-000006 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,907.5 F1 · balance_after: The total number of shares held following this transaction includes 5255.42 shares acquired on 1/26/2017, 2/23/2017, 3/22/2017, 4/25/2017, 5/22/2017, 6/22/2017 and 7/25/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 11:21 UTC | abrdn Emerging Markets ex-China Fund, Inc. CH · Entity 5686 | PurchaseCommon Stock | 1,096.0313 | $7.27 | $7,973.08 |
DisclosureSEC source: 0001104659-17-023502 · a4.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,486.56 Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 07:22 UTC | ABERDEEN INDONESIA FUND, INC. IF · Entity 167154 | PurchaseCommon Stock | 544.7895 | $7.31 | $3,984.10 |
DisclosureSEC source: 0001104659-17-023506 · a4.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,720.58 Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 07:17 UTC | ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 | PurchaseCommon Stock | 336.9607 | $23.71 | $7,988.26 |
DisclosureSEC source: 0001104659-17-023490 · a4.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,538.87 Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 07:19 UTC | ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 | PurchaseCommon Stock | 447.8915 | $17.83 | $7,986.04 |
DisclosureSEC source: 0001104659-17-023494 · a4.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,681.87 Read SEC document |
| February 01, 2017 Filed Feb 1, 2017 15:25 UTC | DYNASIL CORP OF AMERICA DYSL:OB · Entity 154413 | GrantStock Options · Derivative | 95,602 | $0.52 Strike: $1.80 | $49,713.04 |
DisclosureSEC source: 0001260415-17-000007 · primary_doc.xml · derivative · entry 2 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,769 Underlying: Common Stock · 95,602 shares Expires 2020-01-31 Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 15:25 UTC | DYNASIL CORP OF AMERICA DYSL:OB · Entity 154413 | OtherStock Options · Derivative | 21,980 | $1.34 Strike: $3.03 | $29,453.20 |
DisclosureSEC source: 0001260415-17-000007 · primary_doc.xml · derivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,167 Underlying: Common Stock · 21,980 shares Expires 2017-01-31 Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 16:13 UTC | UBS ASSET MANAGEMENT INCOME FUND, INC. CIK · Entity 8817 | Purchasecommon stock | 2,586 | $3.48 | $8,999.28 |
DisclosureSEC source: 0001499475-16-000024 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,686.86 F1 · balance_after: The total number of shares held following this transaction includes 1943.73 shares acquired on 8/19/2016, 9/22/2016, 10/24/2016, 11/22/2016 and 12/21/2016 as part of the fund's dividend reinvestment plan. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 16:30 UTC | UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND DHY · Entity 8862 | Purchasecommon shares | 3,358 | $2.68 | $8,999.44 |
DisclosureSEC source: 0001499475-16-000025 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,427.1 F1 · balance_after: The total number of shares held following this transaction includes 3812.79 shares acquired on 8/22/2016, 9/23/2016, 10/31/2016, 11/30/2016 and 12/29/2016 as part of the fund's dividend reinvestment plan. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 20:04 UTC | abrdn Emerging Markets ex-China Fund, Inc. CH · Entity 5686 | PurchaseCommon Stock | 1,242.3853 | $6.42 | $7,970.15 |
DisclosureSEC source: 0001104659-16-156833 · a4.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,390.52 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 15:06 UTC | ABERDEEN INDONESIA FUND, INC. IF · Entity 167154 | PurchaseCommon Stock | 1,222.2161 | $6.52 | $7,970.56 |
DisclosureSEC source: 0001104659-16-156841 · a4.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,175.79 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 14:59 UTC | ABERDEEN LATIN AMERICA EQUITY FUND, INC. LAQ · Entity 167153 | PurchaseCommon Stock | 367.3175 | $21.75 | $7,987.65 |
DisclosureSEC source: 0001104659-16-156815 · a4.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,126.54 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 15:01 UTC | ABERDEEN ISRAEL FUND, INC. ISL · Entity 167150 | PurchaseCommon Stock | 489.8205 | $16.30 | $7,985.20 |
DisclosureSEC source: 0001104659-16-156821 · a4.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,965.71 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.