DEI

SEC source: 0001209191-17-009800 · doc4.xml · nonDerivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,115,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-009797 · doc4.xml · derivative · entry 5

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 3

Disclosed balance after: 0

Underlying: Common Stock · 15,773 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Employee stock options (right to buy) ("Options") granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended.

F3 · ownership.direct: Derivative securities beneficially owned include (i) 4,057,770 partnership common units ("OP Units") of Douglas Emmett Properties, Ltd, a DE limited partnership (the "Operating Partnership"), including 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein; (ii) 6,689 long term incentive plan units ("LTIP Units") granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended; and (iii) 3,256 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Issuer is the sole stockholder of the general partner of the Operating Partnership.

SEC source: 0001209191-17-009797 · doc4.xml · derivative · entry 4

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 3.

Disclosed balance after: 0

Underlying: Common Stock · 54,348 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Employee stock options (right to buy) ("Options") granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended.

SEC source: 0001209191-17-009797 · doc4.xml · nonDerivative · entry 3

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1.

Disclosed balance after: 1,727,803

F1 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,655,803 Shares owned by the Dan A. Emmett Revocable Trust and a community property trust with Reporting Person's spouse, and (ii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership.

SEC source: 0001209191-17-009797 · doc4.xml · nonDerivative · entry 2

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1.

Disclosed balance after: 1,771,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-009797 · doc4.xml · nonDerivative · entry 1

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1.

Disclosed balance after: 1,755,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-005214 · doc4.xml · derivative · entry 3

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 10.

Disclosed balance after: 4,057,770

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F7 · derivative.exercise_price: Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option.

F8 · kind: OP Units of the Operating Partnership tendered by the Trust for redemption and exchange in accordance with the terms of the Limited Partnership Agreement of the Operating Partnership.

F9 · derivative.exercise_date: Not applicable.

F9 · derivative.expiration_date: Not applicable.

F10 · balance_after: Reporting Person's beneficial ownership includes (i) 810,126 OP Units held by the Trusts of which Reporting Person is a trustee, (ii) 70,121 stock options and 6,689 LTIP Units granted under Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and (iii) 3,256 LTIP Units granted under Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Trusts, except to the extent of his pecuniary interest, if any, therein.

SEC source: 0001209191-17-005214 · doc4.xml · nonDerivative · entry 2

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 6.

Disclosed balance after: 1,701,265

F2 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Trust as of November 23, 2016.

F3 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices.

F4 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.93 to $37.335 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff, Issuer or any security holder, upon request.

F5 · balance_after: Following the sales reported herein, Reporting Person continues to beneficially own 5,768,980 Common Stock equivalents, including Common Stock of Issuer, OP Units of the Operating Partnership, and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one OP Unit. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option.

F6 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,629,265 Shares owned by the Trust and a community property trust with Reporting Person's spouse, and (ii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,057,770 OP Units, including 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children (the "Trusts") of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein; (ii) 6,689 LTIP Units and 70,121 stock options granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended; and (iii) 3,256 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan.

SEC source: 0001209191-17-005214 · doc4.xml · nonDerivative · entry 1

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 6.

Disclosed balance after: 1,801,265

F1 · kind: Common stock ("Common Stock") of Issuer acquired by the Dan A. Emmett Revocable Trust (the "Trust") upon redemption and exchange of partnership common units ("OP Units") of Douglas Emmett Properties, LP, a Delaware limited partnership (the "Operating Partnership"). Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration, by the holder, for an equivalent number of shares ("Shares") of Common Stock or for the cash value of such Shares, at Issuer's option. Issuer is the sole stockholder of the general partner of the Operating Partnership.

SEC source: 0001209191-16-155672 · doc4.xml · nonDerivative · entry 4

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote 7.

Disclosed balance after: 1,501,265

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices.

F5 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.71 to $36.98 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff, Issuer or any security holder, upon request.

F6 · balance_after: Following the sales reported herein, Reporting Person continued to beneficially own 5,868,980 common stock equivalents, including common stock of Issuer, partnership common units ("OP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"), and long term incentive plan units ("LTIP Units") of the Operating Partnership. Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one OP Unit. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F7 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,429,265 Shares owned by the Trust and a community property trust with Reporting Person's spouse, and (ii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,357,770 OP Units of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein, of 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children; (ii) 6,689 LTIP Units and 70,121 stock options granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended; and (iii) 3,256 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan.

SEC source: 0001209191-16-155672 · doc4.xml · nonDerivative · entry 3

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 7.

Disclosed balance after: 1,506,125

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices.

F5 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.71 to $36.98 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff, Issuer or any security holder, upon request.

SEC source: 0001209191-16-155672 · doc4.xml · nonDerivative · entry 2

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 7.

Disclosed balance after: 1,534,231

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices.

F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.59 to $37.33 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

SEC source: 0001209191-16-155672 · doc4.xml · nonDerivative · entry 1

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 7.

Disclosed balance after: 1,546,659

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices.

F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.59 to $37.33 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

SEC source: 0001209191-16-155050 · doc4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,274

Underlying: Common Stock · 5,274 shares

Expires 2026-12-09

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership"), granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one OP Unit of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, and, if applicable, only after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units into which vested LTIP Units have been converted are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer.

F3 · derivative.exercise_date: These LTIP Units vest one-quarter in equal installments on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 3,371 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and 32,689 OP Units.

SEC source: 0001209191-16-155044 · doc4.xml · derivative · entry 1

GISLER MONA · CIK 0001642653 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,292

Underlying: Common Stock · 7,292 shares

Expires 2026-12-09

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units are exercisable one-quarter on December 31 of 2016, 2017, 2018 and 2019.

F3 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 36,157 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and an aggregate of 1,206 OP Units.

SEC source: 0001209191-16-155042 · doc4.xml · derivative · entry 1

Feinberg David T · CIK 0001486426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Common Stock · 4,688 shares

Expires 2026-12-09

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest in equal installments on March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017.

F4 · balance_after: Reporting Person also owns 3,503 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and 32,883 OP Units.

SEC source: 0001209191-16-155033 · doc4.xml · derivative · entry 2

ANDERSON CHRISTOPHER H · CIK 0001463212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Common Stock · 4,688 shares

Expires 2026-12-09

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer.

F3 · derivative.exercise_date: These LTIP Units vest one-quarter in equal installments on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 2,996 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and 3,418,667 OP Units.

SEC source: 0001209191-16-155035 · doc4.xml · derivative · entry 1

Bider Leslie E · CIK 0001294337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,079

Underlying: Common Stock · 5,079 shares

Expires 2026-12-09

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer.

F3 · derivative.exercise_date: These LTIP Units vest one-quarter in equal installments on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 3,246 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and 66,612 OP Units.

SEC source: 0001209191-16-155052 · doc4.xml · derivative · entry 1

Panzer Kenneth M · CIK 0001378404 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,819

Underlying: Common Stock · 255,819 shares

Expires 2026-12-09

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: These LTIP Units vest 50% on December 31, 2016, with the remaining 50% vesting one-third on each December 31 of 2017, 2018 and 2019.

F3 · balance_after: In addition to the LTIP Units reporting herein, Reporting Person owns 264,729 LTIP Units and employee stock options to purchase 1,884,559 of Issuer's common stock, granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and an aggregate of 6,633,418 OP Units.

SEC source: 0001209191-16-155054 · doc4.xml · derivative · entry 1

SIMON WILLIAM E JR · CIK 0001550560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,079

Underlying: Common Stock · 5,079 shares

Expires 2026-12-09

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership"), granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one OP Unit of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, and, if applicable, only after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units into which vested LTIP Units have been converted are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer.

F3 · derivative.exercise_date: These LTIP Units vest one-quarter in equal installments on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 3,246 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and 26,444 OP Units.

SEC source: 0001209191-16-155048 · doc4.xml · derivative · entry 1

MCFERRAN VIRGINIA · CIK 0001643809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Common Stock · 4,688 shares

Expires 2026-12-09

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership"), granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one OP Unit of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, and, if applicable, only after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units into which vested LTIP Units have been converted are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer.

F3 · derivative.exercise_date: These LTIP Units vest one-quarter in equal installments on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 2,996 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and 6,130 OP Units.

SEC source: 0001209191-16-155039 · doc4.xml · derivative · entry 2

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1.

Disclosed balance after: 3,256

Underlying: Common Stock · 3,256 shares

Expires 2026-12-09

F2 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F3 · derivative.exercise_date: LTIP Units vest one-quarter on December 31 of 2016, 2017, 2018 and 2019.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person holds 6,689 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended. See also footnote 1.

SEC source: 0001209191-16-155039 · doc4.xml · nonDerivative · entry 1

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1.

Disclosed balance after: 1,618,553

F1 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,529,265 Shares owned by the Dan A. Emmett Revocable Trust and a community property trust with Reporting Person's spouse; (ii) 17,288 Shares owned by Rivermouth Partners; and (iii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,357,770 OP Units (defined below) as to which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein, of 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children; 6,689 LTIP Units (defined below); and 70,121 stock options.

SEC source: 0001209191-16-155037 · doc4.xml · derivative · entry 2

CRUMMY KEVIN ANDREW · CIK 0001615005 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,167

Underlying: Common Stock · 29,167 shares

Expires 2026-12-09

F5 · security: See footnote 1.

F6 · derivative.exercise_date: These LTIP Units vest one-quarter on December 31 of 2016, 2017, 2018, and 2019. See also footnote 1.

F7 · balance_after: See footnote 4.

SEC source: 0001209191-16-155037 · doc4.xml · derivative · entry 1

CRUMMY KEVIN ANDREW · CIK 0001615005 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,042

Underlying: Common Stock · 26,042 shares

Expires 2026-12-09

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_price: See footnote 1.

F3 · derivative.exercise_date: These LTIP Units vest 20% on December 31 of 2016, 2017, 2018, 2019 and 2020. See also footnote 1.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 149,175 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and an aggregate of 78,288 OP Units.

SEC source: 0001209191-16-155046 · doc4.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,819

Underlying: Common Stock · 255,819 shares

Expires 2026-12-09

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: These LTIP Units vest 50% on December 31, 2016, with the remaining 50% vesting one-third on each December 31 of 2017, 2018 and 2019.

F3 · balance_after: In addition to the LTIP Units reported herein, Reporting Person holds 264,729 LTIP Units and employee stock options to purchase 1,884,459 shares of Issuer's common stock, granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and an aggregate of 7,228,100 OP Units.

SEC source: 0001209191-16-155033 · doc4.xml · nonDerivative · entry 1

ANDERSON CHRISTOPHER H · CIK 0001463212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,294,694

SEC source: 0001209191-16-151136 · doc4.xml · nonDerivative · entry 2

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 6.

Disclosed balance after: 1,753,578

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices.

F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $34.89 to $35.87 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff, Issuer or any security holder, upon request.

F5 · balance_after: Following the sales reported herein, Reporting Person continued to beneficially own 6,118,037 common stock equivalents, including common stock, partnership common units ("OP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"), and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon the occurrence of certain events, OP Units and LTIP Units are redeemable and exchangeable, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's election. Issuer is the sole stockholder of the general partner of the Operating Partnership.

F6 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,664,290 Shares owned by the Trust and a community property trust with Reporting Person's spouse; (ii) 17,288 Shares owned by Rivermouth; and (iii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,357,770 OP Units as to which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein, and 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children; 6,689 LTIP Units; and 70,121 stock options.

SEC source: 0001209191-16-151136 · doc4.xml · nonDerivative · entry 1

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 6.

Disclosed balance after: 1,793,578

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices.

F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $34.89 to $35.87 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff, Issuer or any security holder, upon request.

SEC source: 0001209191-16-146801 · doc4.xml · nonDerivative · entry 6

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 8.

Disclosed balance after: 1,893,578

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices.

F6 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.45 to $36.78 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

F7 · balance_after: Following the sales reported herein, Reporting Person continued to beneficially own 6,258,037 common stock equivalents, including common stock, partnership common units ("OP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"), and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon the occurrence of certain events, OP Units and LTIP Units are redeemable and exchangeable, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's election. Issuer is the sole stockholder of the general partner of the Operating Partnership.

F8 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,764,290 Shares owned by the Trust and a community property trust with Reporting Person's spouse; (ii) 57,288 Shares owned by Rivermouth; and (iii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,357,770 OP Units as to which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein, and 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children; 6,689 LTIP Units; and 70,121 stock options.

SEC source: 0001209191-16-146801 · doc4.xml · nonDerivative · entry 5

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 8.

Disclosed balance after: 1,902,817

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices.

F6 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.45 to $36.78 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

SEC source: 0001209191-16-146801 · doc4.xml · nonDerivative · entry 4

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 8.

Disclosed balance after: 1,925,917

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices.

F5 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.16 to $36.45 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

SEC source: 0001209191-16-146801 · doc4.xml · nonDerivative · entry 3

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 8.

Disclosed balance after: 1,938,124

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices.

F5 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.16 to $36.45 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

SEC source: 0001209191-16-146801 · doc4.xml · nonDerivative · entry 2

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 8.

Disclosed balance after: 1,968,640

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices.

F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.22 to $36.82 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer or any security holder, upon request.

SEC source: 0001209191-16-146801 · doc4.xml · nonDerivative · entry 1

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 8.

Disclosed balance after: 1,987,194

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices.

F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.22 to $36.82 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer or any security holder, upon request.

SEC source: 0001209191-16-146111 · doc4.xml · derivative · entry 4

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 4.

Disclosed balance after: 4,357,770

Underlying: Common Stock · 97,288 shares

Expires not disclosed

F8 · security: OP Units of the Operating Partnership tendered by Rivermouth for redemption and exchange in accordance with the terms of the Limited Partnership Agreement of the Operating Partnership.

F6 · derivative.exercise_price: Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of Shares, or for the cash value of such Shares, at Issuer's option. Issuer is the sole stockholder of the general partner of the Operating Partnership.

F8 · kind: OP Units of the Operating Partnership tendered by Rivermouth for redemption and exchange in accordance with the terms of the Limited Partnership Agreement of the Operating Partnership.

F7 · derivative.exercise_date: Not applicable.

F7 · derivative.expiration_date: Not applicable.

F9 · ownership.direct: Reporting Person's beneficial ownership includes (i) 810,126 OP Units held by the Trusts of which Reporting Person is a trustee, (ii) 6,689 LTIP Units, and (iii) 70,121 stock options. Reporting Person disclaims beneficial ownership of OP Units held by Rivermouth and the Trusts, except to the extent of his pecuniary interest, if any, therein.

SEC source: 0001209191-16-146111 · doc4.xml · derivative · entry 3

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 4.

Disclosed balance after: 4,455,058

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F5 · security: OP Units of the Operating Partnership tendered by the Trust for redemption and exchange in accordance with the terms of the Limited Partnership Agreement of the Operating Partnership.

F6 · derivative.exercise_price: Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of Shares, or for the cash value of such Shares, at Issuer's option. Issuer is the sole stockholder of the general partner of the Operating Partnership.

F5 · kind: OP Units of the Operating Partnership tendered by the Trust for redemption and exchange in accordance with the terms of the Limited Partnership Agreement of the Operating Partnership.

F7 · derivative.exercise_date: Not applicable.

F7 · derivative.expiration_date: Not applicable.

SEC source: 0001209191-16-146111 · doc4.xml · nonDerivative · entry 2

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 4.

Disclosed balance after: 2,033,578

F2 · kind: Shares acquired by Rivermouth Partners, a California limited partnership ("Rivermouth"), upon redemption and exchange of OP Units of the Operating Partnership. Reporting Person is president of the manager of the general partner of Rivermouth. See also footnote 1 regarding redemption of OP Units.

F3 · balance_after: Following the transactions reported herein, Reporting Person continued to beneficially own 6,398,037 common stock equivalents, including common stock, OP Units and long term incentive plan units ("LTIP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"). Upon the occurrence of certain events, OP Units and LTIP Units are redeemable and exchangeable, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's election. Issuer is the sole stockholder of the general partner of the Operating Partnership.

F4 · ownership.direct: Shares beneficially owned include (i) 1,821,777 Shares owned by the Trust and 42,513 Shares held by a community property trust; (ii) 97,288 Shares owned by Rivermouth, disclaimed by Reporting Person except to the extent of his pecuniary interest therein; and (iii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's spouse and children (the "Trusts") of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,357,770 OP Units of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein, 810,126 OP Units held by the Trusts, 6,689 LTIP Units, and 70,121 stock options.

SEC source: 0001209191-16-146111 · doc4.xml · nonDerivative · entry 1

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 4.

Disclosed balance after: 1,936,290

F1 · kind: Common stock ("Common Stock") of Issuer acquired by the Dan A. Emmett Revocable Trust (the "Trust") upon redemption and exchange of Partnership Common Units ("OP Units") of Douglas Emmett Properties, LP, a Delaware limited partnership (the "Operating Partnership"). Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration, by the holder, for an equivalent number of shares ("Shares") of Common Stock, or for the cash value of such Shares at Issuer's option. Issuer is the sole stockholder of the general partner of the Operating Partnership.

SEC source: 0001209191-16-142086 · doc4.xml · nonDerivative · entry 4

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 7.

Disclosed balance after: 1,636,290

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices.

F5 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $35.55 to $36.03 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

F6 · balance_after: Following the sales reported herein, Reporting Person continued to beneficially own 6,398,037 common stock equivalents, including common stock, partnership common units ("OP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"), and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon the occurrence of certain events, OP Units and LTIP Units are redeemable and exchangeable, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's election. Issuer is the sole stockholder of the general partner of the Operating Partnership.

F7 · ownership.direct: Shares beneficially owned include (i) 1,564,290 Shares owned by the Trust; and (ii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,755,058 OP Units as to which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein, of 97,288 OP Units held by Rivermouth and 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children; 6,689 LTIP Units; and 70,121 stock options.

SEC source: 0001209191-16-142086 · doc4.xml · nonDerivative · entry 3

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 7.

Disclosed balance after: 1,643,604

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices.

F5 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $35.55 to $36.03 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

SEC source: 0001209191-16-142086 · doc4.xml · nonDerivative · entry 2

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 7.

Disclosed balance after: 1,661,890

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices.

F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $35.58 to $36.10 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer or any security holder, upon request.

SEC source: 0001209191-16-142086 · doc4.xml · nonDerivative · entry 1

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 7.

Disclosed balance after: 1,694,576

F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.

F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices.

F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $35.58 to $36.10 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer or any security holder, upon request.

SEC source: 0001209191-17-004996 · doc5.xml · nonDerivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,756,695