DE

SEC source: 0000315189-13-000057 · primary_doc.xml · derivative · entry 2

Kalathur Rajesh · CIK 0001555586 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,086

Underlying: Common Stock · 20,086 shares

Expires 2023-12-11

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2014, December 11, 2015, and December 11, 2016.

SEC source: 0000315189-13-000057 · primary_doc.xml · nonDerivative · entry 1

Kalathur Rajesh · CIK 0001555586 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,143

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 8,785 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-13-000058 · primary_doc.xml · derivative · entry 3

Mack Michael J · CIK 0001349264 · President WW C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,698

Underlying: Common Stock · 22,698 shares

Expires 2023-12-11

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2014, December 11, 2015, and December 11, 2016.

SEC source: 0000315189-13-000058 · primary_doc.xml · nonDerivative · entry 1

Mack Michael J · CIK 0001349264 · President WW C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,159

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 50,603 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-13-000059 · primary_doc.xml · derivative · entry 2

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,095

Underlying: Common Stock · 22,095 shares

Expires 2023-12-11

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2014, December 11, 2015, and December 11, 2016.

SEC source: 0000315189-13-000059 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,800

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 11,836 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-13-000060 · primary_doc.xml · derivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Euro.,Asia,Afr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,095

Underlying: Common Stock · 22,095 shares

Expires 2023-12-11

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2014, December 11, 2015, and December 11, 2016.

SEC source: 0000315189-13-000060 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Euro.,Asia,Afr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,241

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 13,833 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-13-000042 · primary_doc.xml · nonDerivative · entry 2

ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,965.5172

F2 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units for unrestricted shares.

F3 · balance_after: Includes 153,478 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-13-000042 · primary_doc.xml · nonDerivative · entry 1

ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,855.5172

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth.

SEC source: 0000315189-13-000043 · primary_doc.xml · nonDerivative · entry 2

Field James M. · CIK 0001411742 · Pres. Ag&Turf, Americas, Austr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,519

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares.

F3 · balance_after: Includes 40,572 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-13-000043 · primary_doc.xml · nonDerivative · entry 1

Field James M. · CIK 0001411742 · Pres. Ag&Turf, Americas, Austr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,302

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth.

SEC source: 0000315189-13-000044 · primary_doc.xml · nonDerivative · entry 2

Gilles Jean H · CIK 0001465591 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,575

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares.

F3 · balance_after: Includes 30,525 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-13-000044 · primary_doc.xml · nonDerivative · entry 1

Gilles Jean H · CIK 0001465591 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,122

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth.

SEC source: 0000315189-13-000045 · primary_doc.xml · nonDerivative · entry 2

Guinn Max A · CIK 0001555500 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,464

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares.

F3 · balance_after: Includes 21,057 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-13-000045 · primary_doc.xml · nonDerivative · entry 1

Guinn Max A · CIK 0001555500 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,712

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth.

SEC source: 0000315189-13-000046 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,626

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares.

F3 · balance_after: Includes 40,775 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-13-000046 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,173

F1 · security: Execmpt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth.

SEC source: 0000315189-13-000047 · primary_doc.xml · nonDerivative · entry 2

Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,015.7781

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares.

F3 · balance_after: Includes 5,567 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-13-000047 · primary_doc.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,956.7781

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth.

SEC source: 0000315189-13-000048 · primary_doc.xml · nonDerivative · entry 2

Mack Michael J · CIK 0001349264 · President, WW C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,573

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares.

F3 · balance_after: Includes 46,017 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-13-000048 · primary_doc.xml · nonDerivative · entry 1

Mack Michael J · CIK 0001349264 · President, WW C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,289

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth.

SEC source: 0000315189-13-000049 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,336

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth.

F2 · balance_after: Includes 7,372 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-13-000050 · primary_doc.xml · nonDerivative · entry 3

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,777

F3 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares.

F4 · balance_after: Includes 9,369 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-13-000050 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,135

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares.

SEC source: 0000315189-13-000050 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,907

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth.

SEC source: 0000315189-13-000038 · primary_doc.xml · derivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,289.976

Underlying: Common Stock · 353.237 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of the phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 22,716 $1 par common shares of the Issuer and 10,534 restricted stock units. The stock units and 19,916 of the shares are restricted units and shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-13-000039 · primary_doc.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,710.562

Underlying: Common Stock · 368.596 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-to-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from services with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from services with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 10,534 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-13-000040 · primary_doc.xml · derivative · entry 1

JAIN DIPAK C · CIK 0001231918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,483.045

Underlying: Common Stock · 307.163 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially own 13,234 restricted $1 par common shares of the Issuer and 10,534 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-13-000037 · primary_doc.xml · derivative · entry 3

Kalathur Rajesh · CIK 0001555586 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,672 shares

Expires 2013-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 10, 2004, 2005 and 2006.

SEC source: 0000315189-13-000037 · primary_doc.xml · nonDerivative · entry 2

Kalathur Rajesh · CIK 0001555586 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,085

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.98 to $83.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 4,727 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-13-000037 · primary_doc.xml · nonDerivative · entry 1

Kalathur Rajesh · CIK 0001555586 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

SEC source: 0000315189-13-000034 · primary_doc.xml · derivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,735.713

Underlying: Common Stock · 353.846 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 22,716 $1 par common shares of the Issuer and 10,534 restricted stock units. The stock units and 19,916 of the shares are restricted units and shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-13-000035 · primary_doc.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,230.018

Underlying: Common Stock · 369.231 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from services with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from services with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 10,534 restricted stock units all acquired under the Issuer's NonEmployee Director Stock Ownership Plan.

SEC source: 0000315189-13-000036 · primary_doc.xml · derivative · entry 1

JAIN DIPAK C · CIK 0001231918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,156.498

Underlying: Common Stock · 307.692 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 13,234 restricted $1 par common shares of the Issuer and 10,534 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-13-000033 · primary_doc.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,736

F1 · security: Exempt grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer upon being elected as a new Director.

F2 · balance_after: Includes 986 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-13-000025 · primary_doc.xml · derivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,194.795

Underlying: Common Stock · 334.38 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 22,716 $1 par common shares of the Issuer and 10,534 restricted stock units. The stock units and 19,916 of the shares are restricted units and shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-13-000026 · primary_doc.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,757.604

Underlying: Common Stock · 348.918 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 10,534 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-13-000027 · primary_doc.xml · derivative · entry 1

JAIN DIPAK C · CIK 0001231918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,832.348

Underlying: Common Stock · 290.765 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reporting person also directly beneficially owns 13,234 restricted $1 par common shares of the Issuer and 10,534 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-13-000015 · primary_doc.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,250

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 19,916 restricted stock shares and 10,534 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-13-000016 · primary_doc.xml · nonDerivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,066

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 6,532 restricted stock shares and 10,534 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-13-000019 · primary_doc.xml · nonDerivative · entry 1

JONES CLAYTON M · CIK 0001191566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,358

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 824 restricted stock shares and 10,534 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-13-000017 · primary_doc.xml · nonDerivative · entry 1

HOLLIDAY CHARLES O JR · CIK 0001127289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,694

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 1,160 restricted stock shares and 10,534 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-13-000018 · primary_doc.xml · nonDerivative · entry 1

JAIN DIPAK C · CIK 0001231918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,768

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 13,234 restricted stock shares and 10,534 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-13-000020 · primary_doc.xml · nonDerivative · entry 1

MILBERG JOACHIM · CIK 0001238107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,242

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 10,708 restricted stock shares and 10,534 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-13-000021 · primary_doc.xml · nonDerivative · entry 1

MYERS RICHARD B · CIK 0001356702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,710

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 3,176 restricted stock shares and 10,534 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-13-000022 · primary_doc.xml · nonDerivative · entry 1

PATRICK THOMAS H · CIK 0001017633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,786

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 19,252 restricted stock shares and 10,534 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-13-000023 · primary_doc.xml · nonDerivative · entry 1

PETERS AULANA L · CIK 0001192904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,542

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 12,008 restricted stock shares and 10,534 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-13-000024 · primary_doc.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,136

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 3,136 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-13-000009 · primary_doc.xml · derivative · entry 9

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,242

Underlying: Common Stock · 7,000 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011.