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von Pentz Markwart

Disclosed activity across 2 companies

Tapewire entity
15338
SEC CIK
0001411741

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DEERE & CODE · Entity 106Pres Ag & Turf, Sml Ag & TurfJune 07, 2023June 08, 2023
MERCER INTERNATIONAL INC.MERC · Entity 7530DirectorJune 02, 2026June 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DEERE & CO

Report date June 07, 2023 · Filed June 08, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
$1 Par Common StockSEC Table I · non-derivativeDirect71,096 Reported balance After 2023-06-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-06-07 · Exercise / conversion · Acquired 13,981 · Balance 71,096

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

$1 Par Common StockSEC Table I · non-derivativeDirect69,996 Reported balance After 2023-06-07 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-06-07 · Sale · Disposed 1,100 · Balance 69,996

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F2: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 11.

$1 Par Common StockSEC Table I · non-derivativeDirect67,126 Reported balance After 2023-06-07 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2023-06-07 · Sale · Disposed 2,870 · Balance 67,126

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F3: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.06 to $381.04.

$1 Par Common StockSEC Table I · non-derivativeDirect62,278 Reported balance After 2023-06-07 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2023-06-07 · Sale · Disposed 4,848 · Balance 62,278

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F4: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.08 to $382.06, inclusive.

$1 Par Common StockSEC Table I · non-derivativeDirect58,015 Reported balance After 2023-06-07 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2023-06-07 · Sale · Disposed 4,263 · Balance 58,015

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F5: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.08 to $383.07, inclusive.

$1 Par Common StockSEC Table I · non-derivativeDirect57,115 Reported balance After 2023-06-07 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2023-06-07 · Sale · Disposed 900 · Balance 57,115

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F6: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.20 to $383.625, inclusive.

$1 Par Common StockSEC Table I · non-derivativeDirect71,067 Reported balance After 2023-06-07 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2023-06-07 · Exercise / conversion · Acquired 13,952 · Balance 71,067

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

$1 Par Common StockSEC Table I · non-derivativeDirect69,860 Reported balance After 2023-06-07 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2023-06-07 · Sale · Disposed 1,207 · Balance 69,860

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F7: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive.

$1 Par Common StockSEC Table I · non-derivativeDirect67,226 Reported balance After 2023-06-07 transaction · row 9 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 9 · 2023-06-07 · Sale · Disposed 2,634 · Balance 67,226

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F8: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.11 to $381.08, inclusive.

$1 Par Common StockSEC Table I · non-derivativeDirect62,246 Reported balance After 2023-06-07 transaction · row 10 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 10 · 2023-06-07 · Sale · Disposed 4,980 · Balance 62,246

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F9: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.115 to $382.105, inclusive.

$1 Par Common StockSEC Table I · non-derivativeDirect57,840 Reported balance After 2023-06-07 transaction · row 11 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 11 · 2023-06-07 · Sale · Disposed 4,406 · Balance 57,840

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F10: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.17 to $383.03, inclusive.

$1 Par Common StockSEC Table I · non-derivativeDirect57,115 Reported balance After 2023-06-07 transaction · row 12 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 12 · 2023-06-07 · Sale · Disposed 725 · Balance 57,115

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F11: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.26 to $383.86, inclusive.

F12: Includes 5,203 restricted stock units awarded under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $151.95 · Expires 2027-12-13Direct0 Reported balance After 2023-06-07 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2023-06-07 · Exercise / conversion · Disposed 13,981 · Balance 0

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F13: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F14: The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.

Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $148.14 · Expires 2028-12-12Direct0 Reported balance After 2023-06-07 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2023-06-07 · Exercise / conversion · Disposed 13,952 · Balance 0

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F13: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F15: The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F2: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 11.

F3: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.06 to $381.04.

F4: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.08 to $382.06, inclusive.

F5: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.08 to $383.07, inclusive.

F6: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.20 to $383.625, inclusive.

F7: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive.

F8: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.11 to $381.08, inclusive.

F9: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.115 to $382.105, inclusive.

F10: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.17 to $383.03, inclusive.

F11: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.26 to $383.86, inclusive.

F12: Includes 5,203 restricted stock units awarded under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

F13: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F14: The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.

F15: The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021.

MERCER INTERNATIONAL INC.

Report date June 02, 2026 · Filed June 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect25,000 Reported balance After 2026-06-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-02 · Grant · Acquired 25,000 · Balance 25,000

F1: Represents deferred stock units ("DSUs") issued by Mercer International Inc. ("Mercer) as a grant to the Reporting Person under Mercer's non-employee director compensation program and Amended and Restated 2022 Stock Incentive Plan in respect of the board term commencing June 1, 2026 and ending at its next regularly scheduled annual general meeting in 2027 (the "2027 AGM"). Each DSU vests on the earlier of the one year anniversary of the grant date or the date of the 2027 AGM and represents the right to receive one share of Mercer's common stock and dividend equivalents after the Reporting Person ceases to be a director of Mercer, unless deferred in accordance with its terms.

Filing footnotes · ownership attribution and instrument terms

F1: Represents deferred stock units ("DSUs") issued by Mercer International Inc. ("Mercer) as a grant to the Reporting Person under Mercer's non-employee director compensation program and Amended and Restated 2022 Stock Incentive Plan in respect of the board term commencing June 1, 2026 and ending at its next regularly scheduled annual general meeting in 2027 (the "2027 AGM"). Each DSU vests on the earlier of the one year anniversary of the grant date or the date of the 2027 AGM and represents the right to receive one share of Mercer's common stock and dividend equivalents after the Reporting Person ceases to be a director of Mercer, unless deferred in accordance with its terms.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2026 Filed Jun 3, 2026 00:19 UTC MERCER INTERNATIONAL INC. MERC · Entity 7530 GrantDeferred Stock Units · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001411741-26-000001 · primary_doc.xml · derivative · entry 1

von Pentz Markwart · CIK 0001411741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · security: Represents deferred stock units ("DSUs") issued by Mercer International Inc. ("Mercer) as a grant to the Reporting Person under Mercer's non-employee director compensation program and Amended and Restated 2022 Stock Incentive Plan in respect of the board term commencing June 1, 2026 and ending at its next regularly scheduled annual general meeting in 2027 (the "2027 AGM"). Each DSU vests on the earlier of the one year anniversary of the grant date or the date of the 2027 AGM and represents the right to receive one share of Mercer's common stock and dividend equivalents after the Reporting Person ceases to be a director of Mercer, unless deferred in accordance with its terms.

F1 · derivative.exercise_price: Represents deferred stock units ("DSUs") issued by Mercer International Inc. ("Mercer) as a grant to the Reporting Person under Mercer's non-employee director compensation program and Amended and Restated 2022 Stock Incentive Plan in respect of the board term commencing June 1, 2026 and ending at its next regularly scheduled annual general meeting in 2027 (the "2027 AGM"). Each DSU vests on the earlier of the one year anniversary of the grant date or the date of the 2027 AGM and represents the right to receive one share of Mercer's common stock and dividend equivalents after the Reporting Person ceases to be a director of Mercer, unless deferred in accordance with its terms.

F1 · kind: Represents deferred stock units ("DSUs") issued by Mercer International Inc. ("Mercer) as a grant to the Reporting Person under Mercer's non-employee director compensation program and Amended and Restated 2022 Stock Incentive Plan in respect of the board term commencing June 1, 2026 and ending at its next regularly scheduled annual general meeting in 2027 (the "2027 AGM"). Each DSU vests on the earlier of the one year anniversary of the grant date or the date of the 2027 AGM and represents the right to receive one share of Mercer's common stock and dividend equivalents after the Reporting Person ceases to be a director of Mercer, unless deferred in accordance with its terms.

F1 · shares: Represents deferred stock units ("DSUs") issued by Mercer International Inc. ("Mercer) as a grant to the Reporting Person under Mercer's non-employee director compensation program and Amended and Restated 2022 Stock Incentive Plan in respect of the board term commencing June 1, 2026 and ending at its next regularly scheduled annual general meeting in 2027 (the "2027 AGM"). Each DSU vests on the earlier of the one year anniversary of the grant date or the date of the 2027 AGM and represents the right to receive one share of Mercer's common stock and dividend equivalents after the Reporting Person ceases to be a director of Mercer, unless deferred in accordance with its terms.

F1 · price: Represents deferred stock units ("DSUs") issued by Mercer International Inc. ("Mercer) as a grant to the Reporting Person under Mercer's non-employee director compensation program and Amended and Restated 2022 Stock Incentive Plan in respect of the board term commencing June 1, 2026 and ending at its next regularly scheduled annual general meeting in 2027 (the "2027 AGM"). Each DSU vests on the earlier of the one year anniversary of the grant date or the date of the 2027 AGM and represents the right to receive one share of Mercer's common stock and dividend equivalents after the Reporting Person ceases to be a director of Mercer, unless deferred in accordance with its terms.

F1 · derivative.exercise_date: Represents deferred stock units ("DSUs") issued by Mercer International Inc. ("Mercer) as a grant to the Reporting Person under Mercer's non-employee director compensation program and Amended and Restated 2022 Stock Incentive Plan in respect of the board term commencing June 1, 2026 and ending at its next regularly scheduled annual general meeting in 2027 (the "2027 AGM"). Each DSU vests on the earlier of the one year anniversary of the grant date or the date of the 2027 AGM and represents the right to receive one share of Mercer's common stock and dividend equivalents after the Reporting Person ceases to be a director of Mercer, unless deferred in accordance with its terms.

F1 · derivative.expiration_date: Represents deferred stock units ("DSUs") issued by Mercer International Inc. ("Mercer) as a grant to the Reporting Person under Mercer's non-employee director compensation program and Amended and Restated 2022 Stock Incentive Plan in respect of the board term commencing June 1, 2026 and ending at its next regularly scheduled annual general meeting in 2027 (the "2027 AGM"). Each DSU vests on the earlier of the one year anniversary of the grant date or the date of the 2027 AGM and represents the right to receive one share of Mercer's common stock and dividend equivalents after the Reporting Person ceases to be a director of Mercer, unless deferred in accordance with its terms.

F1 · derivative.underlying: Represents deferred stock units ("DSUs") issued by Mercer International Inc. ("Mercer) as a grant to the Reporting Person under Mercer's non-employee director compensation program and Amended and Restated 2022 Stock Incentive Plan in respect of the board term commencing June 1, 2026 and ending at its next regularly scheduled annual general meeting in 2027 (the "2027 AGM"). Each DSU vests on the earlier of the one year anniversary of the grant date or the date of the 2027 AGM and represents the right to receive one share of Mercer's common stock and dividend equivalents after the Reporting Person ceases to be a director of Mercer, unless deferred in accordance with its terms.

F1 · derivative.underlying_shares: Represents deferred stock units ("DSUs") issued by Mercer International Inc. ("Mercer) as a grant to the Reporting Person under Mercer's non-employee director compensation program and Amended and Restated 2022 Stock Incentive Plan in respect of the board term commencing June 1, 2026 and ending at its next regularly scheduled annual general meeting in 2027 (the "2027 AGM"). Each DSU vests on the earlier of the one year anniversary of the grant date or the date of the 2027 AGM and represents the right to receive one share of Mercer's common stock and dividend equivalents after the Reporting Person ceases to be a director of Mercer, unless deferred in accordance with its terms.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:45 UTC MERCER INTERNATIONAL INC. MERC · Entity 7530 GrantCommon Stock 27,933 $0.00 $0.00
Disclosure

SEC source: 0001333274-25-000011 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,933

F1 · shares: Represents a restricted stock award by Mercer International Inc. ("Mercer") to the Reporting Person under Mercer's non-employee director compensation program and the Amended and Restated 2022 Stock Incentive Plan in respect of the board term commencing May 31, 2025 and ending at its next regularly scheduled annual general meeting in 2026 (the "2026 AGM"). These shares vest on the earlier of the one-year anniversary of the grant date or the date of the 2026 AGM.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:06 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 13,952 $0.00 Strike: $148.14 $0.00
Disclosure

SEC source: 0000315189-23-000019 · primary_doc.xml · derivative · entry 14

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,952 shares

Expires 2028-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F13 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F15 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:06 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 13,981 $0.00 Strike: $151.95 $0.00
Disclosure

SEC source: 0000315189-23-000019 · primary_doc.xml · derivative · entry 13

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,981 shares

Expires 2027-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F13 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F14 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:06 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 725 $383.43 $277,985.30
Disclosure

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 12

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,115

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F11 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.26 to $383.86, inclusive.

F12 · balance_after: Includes 5,203 restricted stock units awarded under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:06 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 4,406 $382.53 $1,685,413.96
Disclosure

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 11

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,840

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F10 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.17 to $383.03, inclusive.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:06 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 4,980 $381.60 $1,900,382.94
Disclosure

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 10

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,246

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F9 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.115 to $382.105, inclusive.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:06 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 2,634 $380.58 $1,002,445.09
Disclosure

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 9

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,226

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F8 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.11 to $381.08, inclusive.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:06 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 1,207 $379.09 $457,556.80
Disclosure

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 8

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,860

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F7 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:06 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 13,952 $148.14 $2,066,849.28
Disclosure

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 7

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:06 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 900 $383.39 $345,048.30
Disclosure

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 6

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,115

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F6 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.20 to $383.625, inclusive.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:06 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 4,263 $382.52 $1,630,669.97
Disclosure

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 5

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,015

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F5 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.08 to $383.07, inclusive.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:06 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 4,848 $381.63 $1,850,122.85
Disclosure

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 4

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,278

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F4 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.08 to $382.06, inclusive.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:06 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 2,870 $380.61 $1,092,362.18
Disclosure

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 3

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,126

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.06 to $381.04.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:06 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 1,100 $379.14 $417,051.80
Disclosure

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,996

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 11.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:06 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 13,981 $151.95 $2,124,412.95
Disclosure

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

Read SEC document
May 26, 2023 Filed May 30, 2023 13:56 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 7,110 $356.69 $2,536,065.90
Disclosure

SEC source: 0000315189-23-000014 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,115

F1 · security: Sale of shares pursuant to Rule 10b5-1(c) plan adopted on February 23, 2023.

F2 · balance_after: Includes 5,203 restricted stock units under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 17:48 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 7,669 $0.00 Strike: $438.44 $0.00
Disclosure

SEC source: 0000315189-22-000046 · primary_doc.xml · derivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,669

Underlying: Common Stock · 7,669 shares

Expires 2032-12-14

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2023, 2024, and 2025.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 17:48 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 1,704 $0.00 $0.00
Disclosure

SEC source: 0000315189-22-000046 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,225

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy income tax obligations.

F2 · balance_after: Includes 5,203 restricted stock units under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 11, 2022 Filed Dec 13, 2022 17:42 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 6,061 $434.81 $2,635,383.41
Disclosure

SEC source: 0000315189-22-000036 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,521

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 3,499 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 11, 2022 Filed Dec 13, 2022 17:42 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 8,880 $0.00 $0.00
Disclosure

SEC source: 0000315189-22-000036 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,582

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on growth rate of revenues.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 15:09 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 8,341 $0.00 Strike: $88.19 $0.00
Disclosure

SEC source: 0000315189-22-000013 · primary_doc.xml · derivative · entry 5

von Pentz Markwart · CIK 0001411741 · Pres, Ag & Turf, Sml Ag Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,341 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise and stock sale plan adopted on December 13, 2021.

F4 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable on December 10, 2017.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 15:09 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 4,851 $393.00 $1,906,443.00
Disclosure

SEC source: 0000315189-22-000013 · primary_doc.xml · nonDerivative · entry 4

von Pentz Markwart · CIK 0001411741 · Pres, Ag & Turf, Sml Ag Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,702

F2 · security: Sale of shares pursuant to Rule 105-1 option exercise and stock sale plan adopted on December 13, 2021.

F3 · balance_after: Includes 6,274 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 15:09 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 5,172 $393.00 $2,032,596.00
Disclosure

SEC source: 0000315189-22-000013 · primary_doc.xml · nonDerivative · entry 3

von Pentz Markwart · CIK 0001411741 · Pres, Ag & Turf, Sml Ag Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,553

F2 · security: Sale of shares pursuant to Rule 105-1 option exercise and stock sale plan adopted on December 13, 2021.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 15:09 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 8,341 $393.00 $3,278,013.00
Disclosure

SEC source: 0000315189-22-000013 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres, Ag & Turf, Sml Ag Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,725

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise and stock sale plan adopted on December 13, 2021.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 15:09 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 8,341 $88.19 $735,551.09
Disclosure

SEC source: 0000315189-22-000013 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres, Ag & Turf, Sml Ag Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise and stock sale plan adopted on December 13, 2021.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:21 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 8,448 $0.00 Strike: $343.94 $0.00
Disclosure

SEC source: 0000315189-21-000046 · primary_doc.xml · derivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,448

Underlying: Common Stock · 8,448 shares

Expires 2031-12-15

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 15, 2022, 2023, and 2024.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:21 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 1,564 $0.00 $0.00
Disclosure

SEC source: 0000315189-21-000046 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,725

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy income tax obligations.

F2 · balance_after: Includes 6,274 restricted stock units under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 12, 2021 Filed Dec 14, 2021 18:05 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 6,900 $358.36 $2,472,684.00
Disclosure

SEC source: 0000315189-21-000038 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,161

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 4,710 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 12, 2021 Filed Dec 14, 2021 18:05 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 10,108 $0.00 $0.00
Disclosure

SEC source: 0000315189-21-000038 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,061

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on growth rate of revenues.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 14:32 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 23,463 $0.00 Strike: $100.55 $0.00
Disclosure

SEC source: 0000315189-21-000020 · primary_doc.xml · derivative · entry 3

von Pentz Markwart · CIK 0001411741 · Pres., Small Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,463 shares

Expires 2026-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 2, 2021.

F3 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 14:32 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 23,463 $365.19 $8,568,452.97
Disclosure

SEC source: 0000315189-21-000020 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres., Small Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,593

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 2, 2021.

F2 · balance_after: Includes 7,869 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 14:32 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 23,463 $100.55 $2,359,204.65
Disclosure

SEC source: 0000315189-21-000020 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres., Small Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 2, 2021.

Read SEC document
December 13, 2020 Filed Dec 15, 2020 18:04 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 5,606 $255.77 $1,433,846.62
Disclosure

SEC source: 0000315189-20-000047 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,953

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 7,869 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 13, 2020 Filed Dec 15, 2020 18:04 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 8,212 $0.00 $0.00
Disclosure

SEC source: 0000315189-20-000047 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,559

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on growth rate of revenues.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 16:33 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 11,008 $0.00 Strike: $254.83 $0.00
Disclosure

SEC source: 0000315189-20-000038 · primary_doc.xml · derivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,008

Underlying: Common Stock · 11,008 shares

Expires 2030-12-09

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2021, 2022, and 2023.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 16:33 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 1,935 $0.00 $0.00
Disclosure

SEC source: 0000315189-20-000038 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,347

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy income tax obligations.

F2 · balance_after: Includes 10,435 restricted stock units under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 14:23 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 9,912 $0.00 Strike: $79.24 $0.00
Disclosure

SEC source: 0000315189-20-000024 · primary_doc.xml · derivative · entry 3

von Pentz Markwart · CIK 0001411741 · PresAg Turf Small Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,912 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable on December 9, 2018.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 14:23 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 9,912 $185.00 $1,833,720.00
Disclosure

SEC source: 0000315189-20-000024 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · PresAg Turf Small Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,412

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

F2 · balance_after: Includes 8,500 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 14:23 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 9,912 $79.24 $785,426.88
Disclosure

SEC source: 0000315189-20-000024 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · PresAg Turf Small Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

Read SEC document
February 21, 2020 Filed Feb 21, 2020 21:36 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 7,562 $0.00 Strike: $79.24 $0.00
Disclosure

SEC source: 0000315189-20-000002 · primary_doc.xml · derivative · entry 3

von Pentz Markwart · CIK 0001411741 · Pres AgTurf Eur, CIS, Asia, Af

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,912

Underlying: Common Stock · 7,562 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in two approximately equal installments on December 9, 2017 and 2018.

Read SEC document
February 21, 2020 Filed Feb 21, 2020 21:36 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 7,562 $178.00 $1,346,036.00
Disclosure

SEC source: 0000315189-20-000002 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres AgTurf Eur, CIS, Asia, Af

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,412

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

F2 · balance_after: Includes 8,500 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
February 21, 2020 Filed Feb 21, 2020 21:36 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 7,562 $79.24 $599,212.88
Disclosure

SEC source: 0000315189-20-000002 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres AgTurf Eur, CIS, Asia, Af

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 16:02 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 2,350 $0.00 Strike: $79.24 $0.00
Disclosure

SEC source: 0000315189-20-000001 · primary_doc.xml · derivative · entry 3

von Pentz Markwart · CIK 0001411741 · Pres AgTurf Eur, CIS, Asia, Af

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,474

Underlying: Common Stock · 2,350 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in two approximately equal installments on December 9, 2016 and 2017.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 16:02 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 2,350 $175.10 $411,477.95
Disclosure

SEC source: 0000315189-20-000001 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres AgTurf Eur, CIS, Asia, Af

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,412

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.02 to $175.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 8,500 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 16:02 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 2,350 $79.24 $186,214.00
Disclosure

SEC source: 0000315189-20-000001 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres AgTurf Eur, CIS, Asia, Af

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

Read SEC document
December 14, 2019 Filed Dec 16, 2019 20:57 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 8,893 $172.50 $1,534,042.50
Disclosure

SEC source: 0000315189-19-000037 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres.Ag&Turf,EurCIS,AsiaAfr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,412

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 8,500 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 14, 2019 Filed Dec 16, 2019 20:57 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 13,032 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000037 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres.Ag&Turf,EurCIS,AsiaAfr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,305

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 15:46 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 18,403 $0.00 Strike: $169.70 $0.00
Disclosure

SEC source: 0000315189-19-000027 · primary_doc.xml · derivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres,Ag&TurfEur,CIS.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,403

Underlying: Common Stock · 18,403 shares

Expires 2029-12-11

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2020, 2021, and 2022.

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December 11, 2019 Filed Dec 13, 2019 15:46 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 2,775 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000027 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres,Ag&TurfEur,CIS.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,273

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 12,572 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.