Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Director | May 08, 2018 | May 10, 2018 |
| AMGEN INCAMGN · Entity 2832 | Director | May 03, 2016 | May 05, 2016 |
| BRISTOL MYERS SQUIBB CO(BMY) · Entity 1662 | Director | March 30, 2007 | April 03, 2007 |
| DEERE & CODE · Entity 106 | Director | March 06, 2019 | March 07, 2019 |
| LOCKHEED MARTIN CORPLMT · Entity 2882 | Director | February 23, 2005 | February 25, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date May 08, 2018 · Filed May 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 41,954 |
Reported balance
After 2018-05-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-05-08 · Grant · Acquired 338 · Balance 41,954 F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. |
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 41,616 |
Reported balance
After 2018-05-08 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-05-08 · Grant · Acquired 5 · Balance 41,616 F2: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018. F3: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. |
| Common StockSEC Table I · non-derivative | Direct | 6,628 |
Reported balance
Holding disclosure · report date 2018-05-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,628 F4: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.
F2: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018.
F3: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.
F4: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
AMGEN INC
Report date May 03, 2016 · Filed May 05, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,041 |
Reported balance
After 2016-05-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-05-03 · Grant · Acquired 1,279 · Balance 43,041 F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2: These shares include 695 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule.
F2: These shares include 695 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.
BRISTOL MYERS SQUIBB CO
Report date March 30, 2007 · Filed April 03, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 52,496.31 |
Reported balance
After 2007-03-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2007-03-30 · Grant · Acquired 1,422.91 · Balance 52,496.31 F1: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.
F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.
DEERE & CO
Report date March 06, 2019 · Filed March 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 24,486 |
Reported balance
After 2019-03-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-06 · Grant · Acquired 1,002 · Balance 24,486 F1: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2: Includes 6,532 restricted stock shares and 17,954 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.
F2: Includes 6,532 restricted stock shares and 17,954 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.
LOCKHEED MARTIN CORP
Report date February 23, 2005 · Filed February 25, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2005-02-24 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2005-02-23 · Exercise / conversion · Acquired 90,000 · Balance 90,000 Row 2 · 2005-02-23 · Sale · Disposed 90,000 · Balance 0 F4: The sales were made in a series of transactions in which sales prices ranged from a low of $58.60 to a high of $59.06. Row 3 · 2005-02-23 · Exercise / conversion · Acquired 135,600 · Balance 135,600 Row 4 · 2005-02-23 · Sale · Disposed 135,600 · Balance 0 F4: The sales were made in a series of transactions in which sales prices ranged from a low of $58.60 to a high of $59.06. Row 5 · 2005-02-24 · Exercise / conversion · Acquired 64,400 · Balance 64,400 Row 6 · 2005-02-24 · Sale · Disposed 64,400 · Balance 0 F5: The sales were made in a series of transactions in which sales prices ranged from a low of $58.78 to a high of $59.33. Row 7 · 2005-02-24 · Exercise / conversion · Acquired 230,000 · Balance 230,000 Row 8 · 2005-02-24 · Sale · Disposed 230,000 · Balance 0 F5: The sales were made in a series of transactions in which sales prices ranged from a low of $58.78 to a high of $59.33. |
| Employe Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.06 · Expires 2006-01-24 | Direct | 0 |
Reported balance
After 2005-02-23 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2005-02-23 · Exercise / conversion · Disposed 90,000 · Balance 0 F1: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 25, 1997. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.56 · Expires 2007-01-22 | Direct | 64,400 |
Reported balance
After 2005-02-23 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2005-02-23 · Exercise / conversion · Disposed 135,600 · Balance 64,400 F2: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 23, 1998. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.56 · Expires 2007-01-22 | Direct | 0 |
Reported balance
After 2005-02-24 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2005-02-24 · Exercise / conversion · Disposed 64,400 · Balance 0 F2: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 23, 1998. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.00 · Expires 2009-01-31 | Direct | 0 |
Reported balance
After 2005-02-24 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2005-02-24 · Exercise / conversion · Disposed 230,000 · Balance 0 F3: The options vested over two years, one-half on each anniversary of the grant date, beginning on February 1, 2000. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 25, 1997.
F2: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 23, 1998.
F3: The options vested over two years, one-half on each anniversary of the grant date, beginning on February 1, 2000.
F4: The sales were made in a series of transactions in which sales prices ranged from a low of $58.60 to a high of $59.06.
F5: The sales were made in a series of transactions in which sales prices ranged from a low of $58.78 to a high of $59.33.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2019 Filed Mar 7, 2019 16:32 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 1,002 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-19-000005 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,486 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 6,532 restricted stock shares and 17,954 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| May 08, 2018 Filed May 10, 2018 19:33 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016951 · form4.xml · nonDerivative · entry 2 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 41,616 F2 · shares: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018. F3 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. Read SEC document |
| May 08, 2018 Filed May 10, 2018 19:33 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016951 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 41,954 F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 15:29 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 925 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-18-000012 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,484 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 6,532 restricted stock shares and 16,952 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| February 06, 2018 Filed Feb 6, 2018 20:25 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004290 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 41,611 F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 14:56 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 155 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032283 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 41,261 F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 21:25 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 156 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-025807 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 40,873 Read SEC document |
| May 09, 2017 Filed May 10, 2017 18:41 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017497 · form4.xml · nonDerivative · entry 2 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 40,481 F2 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. F3 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. Read SEC document |
| May 09, 2017 Filed May 10, 2017 18:41 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017497 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 39,449 F1 · shares: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2017, that was approved by the Board of Directors on May 9, 2017. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 15:14 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000014 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,559 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 6,532 restricted stock shares and 16,027 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 17:28 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004505 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 39,185 F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non- Employee Directors. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 15:44 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 388.2 | $103.04 Strike: $0.00 | $40,000.13 |
DisclosureSEC source: 0000315189-17-000002 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,130.11 Underlying: Common Stock · 388.2 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-items reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 14,724 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:14 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066578 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 38,765 F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non- Employee Directors. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 15:32 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 468.66 | $85.35 Strike: $0.00 | $40,000.13 |
DisclosureSEC source: 0000315189-16-000104 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,567.76 Underlying: Common Stock · 468.66 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 14,724 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 14:59 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 493.58 | $81.04 Strike: $0.00 | $39,999.72 |
DisclosureSEC source: 0000315189-16-000098 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,906.75 Underlying: Common Stock · 493.58 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 14,724 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| May 03, 2016 Filed May 5, 2016 23:50 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-051274 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,041 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 695 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| March 31, 2016 Filed Apr 1, 2016 16:48 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 497.8958 | $76.99 Strike: $0.00 | $38,333.00 |
DisclosureSEC source: 0000315189-16-000092 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,240.61 Underlying: Common Stock · 497.8958 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 14,724 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| March 09, 2016 Filed Mar 10, 2016 23:55 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionNqso (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $50.44 | $0.00 |
DisclosureSEC source: 0001127602-16-046001 · form4.xml · derivative · entry 3 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2016-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2016 Filed Mar 10, 2016 23:55 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 1,744 | $144.63 | $252,234.72 |
DisclosureSEC source: 0001127602-16-046001 · form4.xml · nonDerivative · entry 2 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,703 F1 · balance_after: Non-market exercise of 5,000 stock options expiring April 28, 2016 wherein 1,744 shares issuable pursuant to the exercise of these options were withheld by the Company to cover the option exercise price, with the remaining shares delivered to the reporting person. These shares include 636 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| March 09, 2016 Filed Mar 10, 2016 23:55 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 5,000 | $50.44 | $252,200.00 |
DisclosureSEC source: 0001127602-16-046001 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2016 Filed Mar 3, 2016 16:19 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 1,479 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000082 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,256 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 6,532 restricted stock shares and 14,724 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| December 31, 2015 Filed Jan 4, 2016 19:48 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 458.896 | $76.27 Strike: $0.00 | $35,000.00 |
DisclosureSEC source: 0000315189-16-000072 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,558.66 Underlying: Common Stock · 458.896 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 13,245 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| September 30, 2015 Filed Oct 1, 2015 16:13 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 472.973 | $74.00 Strike: $0.00 | $35,000.00 |
DisclosureSEC source: 0000315189-15-000048 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,928.21 Underlying: Common Stock · 472.973 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 13,245 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 30, 2015 Filed Jul 2, 2015 15:18 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 360.6388 | $97.05 Strike: $0.00 | $35,000.00 |
DisclosureSEC source: 0000315189-15-000042 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,311.9389 Underlying: Common Stock · 360.6388 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reporting holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 13,245 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| April 24, 2015 Filed Apr 28, 2015 22:50 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-015447 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,319 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 508 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| March 31, 2015 Filed Apr 2, 2015 14:19 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 399.133 | $87.69 Strike: $0.00 | $34,999.97 |
DisclosureSEC source: 0000315189-15-000026 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,808.124 Underlying: Common Stock · 399.133 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reporting holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 13,245 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| March 04, 2015 Filed Mar 5, 2015 16:36 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000013 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,777 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 6,532 restricted stock shares and 13,245 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| February 06, 2015 Filed Feb 6, 2015 23:23 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionNqso (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $42.13 | $0.00 |
DisclosureSEC source: 0001127602-15-004908 · form4.xml · derivative · entry 3 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2015-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2015 Filed Feb 6, 2015 23:23 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 1,374 | $153.36 | $210,716.64 |
DisclosureSEC source: 0001127602-15-004908 · form4.xml · nonDerivative · entry 2 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,086 F1 · balance_after: Non-market exercise of 5,000 stock options expiring April 29, 2015 wherein 1,374 shares issuable pursuant to the exercise of these otions were withheld by the Company to cover the option exercise price, with the remaiing shares delivered to the reporting person. These shares include 466 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| February 06, 2015 Filed Feb 6, 2015 23:23 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 5,000 | $42.13 | $210,650.00 |
DisclosureSEC source: 0001127602-15-004908 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2014 Filed Jan 5, 2015 16:29 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 395.614 | $88.47 Strike: $0.00 | $34,999.97 |
DisclosureSEC source: 0000315189-15-000002 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,261.749 Underlying: Common Stock · 395.614 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 11,920 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| September 30, 2014 Filed Oct 1, 2014 14:02 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 426.881 | $81.99 Strike: $0.00 | $34,999.97 |
DisclosureSEC source: 0000315189-14-000031 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,719.877 Underlying: Common Stock · 426.881 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 11,920 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| September 05, 2014 Filed Sep 9, 2014 22:54 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionNqso (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001127602-14-027454 · form4.xml · derivative · entry 3 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2014-10-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2014 Filed Sep 9, 2014 22:54 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 8,230 | $138.01 | $1,135,822.30 |
DisclosureSEC source: 0001127602-14-027454 · form4.xml · nonDerivative · entry 2 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,393 F1 · balance_after: Non-market net exercise of 20,000 stock options expiring October 29, 2014 wherein 8,230 shares issuable pursuant to the exercise of these options were withheld by the Company to cover the option exercise price, with the remaining shares delivered to the reporting person. These shares include 399 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| September 05, 2014 Filed Sep 9, 2014 22:54 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 20,000 | $56.79 | $1,135,800.00 |
DisclosureSEC source: 0001127602-14-027454 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2014 Filed Jul 1, 2014 14:54 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 386.527 | $90.55 Strike: $0.00 | $35,000.02 |
DisclosureSEC source: 0000315189-14-000027 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,150.689 Underlying: Common Stock · 386.527 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially own 6,532 $1 par common shares of the Issuer and 11,920 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| April 25, 2014 Filed Apr 29, 2014 21:04 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-015483 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,580 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 356 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 14:27 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 385.463 | $90.80 Strike: $0.00 | $35,000.04 |
DisclosureSEC source: 0000315189-14-000018 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,656.622 Underlying: Common Stock · 385.463 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Isser and 11,920 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| March 05, 2014 Filed Mar 6, 2014 17:12 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 1,386 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-14-000007 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,452 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer.Units will be settled exclusively in shares. F2 · balance_after: Includes 6,532 restricted stock shares and 11,920 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| December 31, 2013 Filed Jan 3, 2014 15:52 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 328.479 | $91.33 Strike: $0.00 | $29,999.99 |
DisclosureSEC source: 0000315189-14-000002 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,155.925 Underlying: Common Stock · 328.479 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-to-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from services with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from services with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 10,534 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| September 30, 2013 Filed Oct 1, 2013 16:01 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 368.596 | $81.39 Strike: $0.00 | $30,000.03 |
DisclosureSEC source: 0000315189-13-000039 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,710.562 Underlying: Common Stock · 368.596 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-to-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from services with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from services with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 10,534 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 30, 2013 Filed Jul 1, 2013 15:31 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 369.231 | $81.25 Strike: $0.00 | $30,000.02 |
DisclosureSEC source: 0000315189-13-000035 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,230.018 Underlying: Common Stock · 369.231 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from services with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from services with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 10,534 restricted stock units all acquired under the Issuer's NonEmployee Director Stock Ownership Plan. Read SEC document |
| April 26, 2013 Filed Apr 30, 2013 21:46 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-014792 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,637 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 208 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 15:36 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 348.918 | $85.98 Strike: $0.00 | $29,999.97 |
DisclosureSEC source: 0000315189-13-000026 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,757.604 Underlying: Common Stock · 348.918 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 10,534 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| March 06, 2013 Filed Mar 7, 2013 20:05 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 1,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-13-000016 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,066 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 6,532 restricted stock shares and 10,534 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 14:46 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 347.142 | $86.42 Strike: $0.00 | $30,000.01 |
DisclosureSEC source: 0000315189-13-000002 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,324.489 Underlying: Common Stock · 347.142 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 9,201 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| September 30, 2012 Filed Oct 1, 2012 21:02 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 363.68 | $82.49 Strike: $0.00 | $29,999.96 |
DisclosureSEC source: 0000315189-12-000045 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,887.921 Underlying: Common Stock · 363.68 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 9,201 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 30, 2012 Filed Jul 2, 2012 14:33 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 370.966 | $80.87 Strike: $0.00 | $30,000.02 |
DisclosureSEC source: 0000315189-12-000037 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,426.778 Underlying: Common Stock · 370.966 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 9,201 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| April 27, 2012 Filed May 1, 2012 23:39 UTC | AMGEN INC AMGN · Entity 2832 | GrantNqso (Right to Buy) · Derivative | 5,000 | $71.64 Strike: $71.64 | $358,200.00 |
DisclosureSEC source: 0001127602-12-015217 · form4.xml · derivative · entry 2 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-04-27 Read SEC document |
| April 27, 2012 Filed May 1, 2012 23:39 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-015217 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,676 F1 · shares: The Restricted Stock Units ("RSUs") were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Equity Incentive Plan (the "Director Program") and vested immediately because the director has three years or more of prior continuous service as a director. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 92 Dividend Equivalents ("DEs") granted pursuant to the Director Program. The acquisition of DEs had previously been reported in Table II of the director's Form 4 filings prior to the Company implementing a qualifying dividend reinvestment plan in 2012. DEs are credited on the director's unvested, and vested but deferred, RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.