Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEERE & CODE · Entity 106 | Senior Vice President | December 14, 2018 | December 18, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEERE & CO
Report date December 14, 2018 · Filed December 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 79,923 |
Reported balance
After 2018-12-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-14 · Tax withholding · Disposed 116 · Balance 79,923 F1: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units. F2: Includes 30,003 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. |
| $1 Par Common StockSEC Table I · non-derivative | IndirectBy Son | 12 |
Reported balance
Holding disclosure · report date 2018-12-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12 |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.
F2: Includes 30,003 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2018 Filed Dec 18, 2018 16:31 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 116 | $149.01 | $17,285.16 |
DisclosureSEC source: 0000315189-18-000046 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,923 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units. F2 · balance_after: Includes 30,003 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 15:56 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 11,626 | $0.00 Strike: $148.14 | $0.00 |
DisclosureSEC source: 0000315189-18-000037 · primary_doc.xml · derivative · entry 3 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,626 Underlying: Common Stock · 11,626 shares Expires 2028-12-12 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equity installments on December 12, 2019, 2020, and 2021. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 15:56 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 2,632 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-18-000037 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,039 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 30,119 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 09, 2018 Filed Dec 11, 2018 16:10 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 7,020 | $147.26 | $1,033,765.20 |
DisclosureSEC source: 0000315189-18-000027 · primary_doc.xml · nonDerivative · entry 2 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,407 F2 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units for unrestricted shares. F3 · balance_after: Includes 27,487 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 09, 2018 Filed Dec 11, 2018 16:10 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 15,480 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-18-000027 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,427 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 15:31 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 14,941 | $0.00 Strike: $86.36 | $0.00 |
DisclosureSEC source: 0000315189-18-000010 · primary_doc.xml · derivative · entry 7 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,941 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 12, 2013, 2014, and 2015. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 15:31 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 14,941 | $166.99 | $2,494,993.11 |
DisclosureSEC source: 0000315189-18-000010 · primary_doc.xml · nonDerivative · entry 4 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,947 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017. F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.78 to $167.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 32,325 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 15:31 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 14,941 | $86.36 | $1,290,304.76 |
DisclosureSEC source: 0000315189-18-000010 · primary_doc.xml · nonDerivative · entry 3 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 15:31 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 142 | $0.00 Strike: $86.36 | $0.00 |
DisclosureSEC source: 0000315189-18-000010 · primary_doc.xml · derivative · entry 6 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,941 Underlying: Common Stock · 142 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 12, 2013, 2014, and 2015. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 15:31 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 142 | $166.26 | $23,608.34 |
DisclosureSEC source: 0000315189-18-000010 · primary_doc.xml · nonDerivative · entry 2 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,947 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.25 to $166.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 15:31 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 142 | $86.36 | $12,263.12 |
DisclosureSEC source: 0000315189-18-000010 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 15:16 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 9,000 | $0.00 Strike: $86.36 | $0.00 |
DisclosureSEC source: 0000315189-18-000009 · primary_doc.xml · derivative · entry 9 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,083 Underlying: Common Stock · 9,000 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F7 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 12, 2013, 2014 and 2015. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 15:16 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 23,183 | $0.00 Strike: $74.24 | $0.00 |
DisclosureSEC source: 0000315189-18-000009 · primary_doc.xml · derivative · entry 8 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,183 shares Expires 2021-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 14, 2012, 2013 and 2014. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 15:16 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 9,000 | $166.23 | $1,496,106.90 |
DisclosureSEC source: 0000315189-18-000009 · primary_doc.xml · nonDerivative · entry 6 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,947 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017. F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.80 to $166.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 32,325 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 15:16 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 9,000 | $86.36 | $777,240.00 |
DisclosureSEC source: 0000315189-18-000009 · primary_doc.xml · nonDerivative · entry 5 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 15:16 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 14,983 | $166.23 | $2,490,685.52 |
DisclosureSEC source: 0000315189-18-000009 · primary_doc.xml · nonDerivative · entry 4 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,947 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017. F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.80 to $166.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 15:16 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 14,983 | $74.24 | $1,112,337.92 |
DisclosureSEC source: 0000315189-18-000009 · primary_doc.xml · nonDerivative · entry 3 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 15:16 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 8,200 | $165.18 | $1,354,503.88 |
DisclosureSEC source: 0000315189-18-000009 · primary_doc.xml · nonDerivative · entry 2 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,947 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.80 to $165.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 15:16 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 8,200 | $74.24 | $608,768.00 |
DisclosureSEC source: 0000315189-18-000009 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.80 to $165.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 20:16 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 15,379 | $0.00 Strike: $151.95 | $0.00 |
DisclosureSEC source: 0000315189-17-000057 · primary_doc.xml · derivative · entry 3 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,379 Underlying: Common Stock · 15,379 shares Expires 2027-12-13 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 13, 2018, 2019, and 2020. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 20:16 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 2,823 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000057 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,947 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 32,325 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 21:21 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 3,396 | $151.58 | $514,765.68 |
DisclosureSEC source: 0000315189-17-000051 · primary_doc.xml · nonDerivative · entry 3 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,124 F3 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units for unrestricted shares. F4 · balance_after: Includes 29,502 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 21:21 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 7,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000051 · primary_doc.xml · nonDerivative · entry 2 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,520 F2 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 21:21 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 184 | $151.58 | $27,890.72 |
DisclosureSEC source: 0000315189-17-000051 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,436 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 15:22 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 8,015 | $0.00 Strike: $80.61 | $0.00 |
DisclosureSEC source: 0001104659-17-050147 · a4.xml · derivative · entry 4 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,015 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted December 6, 2017. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2011, 2012 and 2013. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 15:22 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 8,015 | $129.99 | $1,041,901.91 |
DisclosureSEC source: 0001104659-17-050147 · a4.xml · nonDerivative · entry 2 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,620 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted December 6, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.90 to $130.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 29,686 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 15:22 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 8,015 | $80.61 | $646,089.15 |
DisclosureSEC source: 0001104659-17-050147 · a4.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted December 6, 2017. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 19:17 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 12,361 | $0.00 Strike: $80.61 | $0.00 |
DisclosureSEC source: 0001104659-17-049870 · a4.xml · derivative · entry 4 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,015 Underlying: Common Stock · 12,361 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted December 6, 2017. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2011, 2012 and 2013. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 19:17 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 12,361 | $129.90 | $1,605,726.04 |
DisclosureSEC source: 0001104659-17-049870 · a4.xml · nonDerivative · entry 2 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,620 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted December 6, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.90 to $129.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 29,686 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 19:17 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 12,361 | $80.61 | $996,420.21 |
DisclosureSEC source: 0001104659-17-049870 · a4.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted December 6, 2017. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 18:18 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 24,580 | $0.00 Strike: $100.55 | $0.00 |
DisclosureSEC source: 0000315189-16-000131 · primary_doc.xml · derivative · entry 3 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,580 Underlying: Common Stock · 24,580 shares Expires 2026-12-14 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2017, 2018, and 2019. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 18:18 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000131 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,027 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 34,706 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 18:32 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 2,407 | $100.55 | $242,023.85 |
DisclosureSEC source: 0000315189-16-000141 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,620 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares. F2 · balance_after: Includes 29,686 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 11, 2016 Filed Dec 13, 2016 19:58 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 2,218 | $103.62 | $229,829.16 |
DisclosureSEC source: 0000315189-16-000122 · primary_doc.xml · nonDerivative · entry 3 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,761 F3 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares. F4 · balance_after: Includes 30,440 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 11, 2016 Filed Dec 13, 2016 19:58 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 1,188 | $103.62 | $123,100.56 |
DisclosureSEC source: 0000315189-16-000122 · primary_doc.xml · nonDerivative · entry 2 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,979 F2 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units for unrestricted shares. Read SEC document |
| December 11, 2016 Filed Dec 13, 2016 19:58 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 2,479 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000122 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,167 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 14:56 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 45,700 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-16-000116 · primary_doc.xml · derivative · entry 7 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,700 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted August 23, 2016. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 14:56 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 10,704 | $0.00 Strike: $88.82 | $0.00 |
DisclosureSEC source: 0000315189-16-000116 · primary_doc.xml · derivative · entry 6 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,704 shares Expires 2017-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted August 23, 2016. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009 and 2010. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 14:56 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 45,700 | $100.74 | $4,603,977.95 |
DisclosureSEC source: 0000315189-16-000116 · primary_doc.xml · nonDerivative · entry 4 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,688 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted August 23, 2016. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.42 to $101.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 35,067 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 14:56 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 45,700 | $52.25 | $2,387,825.00 |
DisclosureSEC source: 0000315189-16-000116 · primary_doc.xml · nonDerivative · entry 3 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted August 23, 2016. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 14:56 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 10,704 | $100.74 | $1,078,358.42 |
DisclosureSEC source: 0000315189-16-000116 · primary_doc.xml · nonDerivative · entry 2 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,688 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted August 23, 2016. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.42 to $101.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 14:56 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 10,704 | $88.82 | $950,729.28 |
DisclosureSEC source: 0000315189-16-000116 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted August 23, 2016. Read SEC document |
| December 12, 2015 Filed Dec 15, 2015 15:40 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 2,266 | $77.16 | $174,844.56 |
DisclosureSEC source: 0000315189-15-000067 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,688 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares. F2 · balance_after: Includes 35,067 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 09, 2015 Filed Dec 10, 2015 18:34 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 31,802 | $0.00 Strike: $79.24 | $0.00 |
DisclosureSEC source: 0000315189-15-000058 · primary_doc.xml · derivative · entry 4 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,802 Underlying: Common Stock · 31,802 shares Expires 2025-12-09 F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2016, December 9, 2017, and December 10, 2018. Read SEC document |
| December 09, 2015 Filed Dec 10, 2015 18:34 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000058 · primary_doc.xml · nonDerivative · entry 2 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,954 F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F3 · balance_after: Includes 39,794 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 08, 2015 Filed Dec 10, 2015 18:34 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 1,542 | $79.25 | $122,203.50 |
DisclosureSEC source: 0000315189-15-000058 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,116 F1 · security: Exempt withholding of shares to satisfy withholding tax obligations upon settlement of restricted stock units for unrestricted shares. F2 · balance_after: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. Read SEC document |
| June 30, 2015 Filed Jul 1, 2015 20:22 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 4,463 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-15-000040 · primary_doc.xml · derivative · entry 4 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,700 Underlying: Common Stock · 4,463 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted by August 19, 2014. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012. Read SEC document |
| June 30, 2015 Filed Jul 1, 2015 20:22 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 4,463 | $98.21 | $438,290.25 |
DisclosureSEC source: 0000315189-15-000040 · primary_doc.xml · nonDerivative · entry 2 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,658 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted by August 19, 2014. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.20 to $98.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 39,580 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| June 30, 2015 Filed Jul 1, 2015 20:22 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 4,463 | $52.25 | $233,191.75 |
DisclosureSEC source: 0000315189-15-000040 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted by August 19, 2014. Read SEC document |
| December 14, 2014 Filed Dec 16, 2014 16:55 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 1,867 | $87.10 | $162,615.70 |
DisclosureSEC source: 0000315189-14-000046 · primary_doc.xml · nonDerivative · entry 2 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,658 F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares. F3 · balance_after: Includes 39,580 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.