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person · Reporting owner

Jones Mary K.W.

Disclosed activity across 2 companies

Tapewire entity
15298
SEC CIK
0001566435

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DEERE & CODE · Entity 106Sr VP, General Counsel & PADecember 13, 2023December 15, 2023
HNI CORPHNI · Entity 4148DirectorMay 19, 2026May 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DEERE & CO

Report date December 13, 2023 · Filed December 15, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
$1 Par Common StockSEC Table I · non-derivativeDirect73,130.7781 Reported balance After 2023-12-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-12-13 · Grant · Acquired 1,969 · Balance 73,130.7781

F1: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

$1 Par Common StockSEC Table I · non-derivativeDirect72,957.7781 Reported balance After 2023-12-14 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-12-14 · Tax withholding · Disposed 173 · Balance 72,957.7781

F2: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares.

F3: Includes 5,279 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $377.01 · Expires 2033-12-13Direct7,571 Reported balance After 2023-12-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-12-13 · Grant · Acquired 7,571 · Balance 7,571

F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5: The options become exercisable in three approximately equal installments on December 13, 2024, 2025, and 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares.

F3: Includes 5,279 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5: The options become exercisable in three approximately equal installments on December 13, 2024, 2025, and 2026.

HNI CORP

Report date May 19, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect44,057.5405 Reported balance After 2026-05-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-19 · Grant · Acquired 4,786 · Balance 44,057.5405

F1: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors.

F2: The total in column 5 includes reinvested dividends of 15.5413 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors.

F2: The total in column 5 includes reinvested dividends of 15.5413 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2026 Filed May 21, 2026 17:17 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 4,786 $0.00 $0.00
Disclosure

SEC source: 0000048287-26-000109 · wk-form4_1779383818.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,057.5405

F1 · shares: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors.

F2 · balance_after: The total in column 5 includes reinvested dividends of 15.5413 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan.

Read SEC document
May 13, 2025 Filed May 15, 2025 16:23 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 2,666 $0.00 $0.00
Disclosure

SEC source: 0000048287-25-000103 · wk-form4_1747326213.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,518.5466

F1 · shares: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors.

F2 · balance_after: The total in column 5 includes reinvested dividends of 62.1932 shares acquired by the reporting person under HNI Corporation Directors Deferred Compensation Plan.

Read SEC document
May 14, 2024 Filed May 16, 2024 20:06 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 2,655 $0.00 $0.00
Disclosure

SEC source: 0000048287-24-000118 · wk-form4_1715889967.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,790.3535

F1 · shares: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors.

F2 · balance_after: The total in column 5 includes reinvested dividends of 95.0124 shares acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting person's last report, which acquisitions are exempt from Section 16.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 16:27 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 173 $388.42 $67,196.66
Disclosure

SEC source: 0000315189-23-000040 · primary_doc.xml · nonDerivative · entry 2

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,957.7781

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares.

F3 · balance_after: Includes 5,279 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 16:27 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 7,571 $0.00 Strike: $377.01 $0.00
Disclosure

SEC source: 0000315189-23-000040 · primary_doc.xml · derivative · entry 3

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,571

Underlying: Common Stock · 7,571 shares

Expires 2033-12-13

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 13, 2024, 2025, and 2026.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 16:27 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 1,969 $0.00 $0.00
Disclosure

SEC source: 0000315189-23-000040 · primary_doc.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,130.7781

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

Read SEC document
December 12, 2023 Filed Dec 13, 2023 15:34 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 910 $359.30 $326,963.00
Disclosure

SEC source: 0000315189-23-000036 · primary_doc.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,161.7781

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of deferred restricted stock units for unrestricted shares.

F2 · balance_after: Includes 3,712 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 16:18 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 3,520 $363.67 $1,280,118.40
Disclosure

SEC source: 0000315189-23-000031 · primary_doc.xml · nonDerivative · entry 2

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,071.7781

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 5,718 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 16:18 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 5,912 $0.00 $0.00
Disclosure

SEC source: 0000315189-23-000031 · primary_doc.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,591.7781

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on growth of rate of revenues.

Read SEC document
May 16, 2023 Filed May 18, 2023 18:43 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 4,583 $0.00 $0.00
Disclosure

SEC source: 0000048287-23-000168 · wf-form4_168443538863096.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,040.3411

F1 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors.

F2 · balance_after: The total in column 5 includes reinvested dividends of 60.6866 shares acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting person's last report, which acquisitions are exempt from Section 16.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 16:04 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 5,309 $0.00 Strike: $438.44 $0.00
Disclosure

SEC source: 0000315189-22-000040 · primary_doc.xml · derivative · entry 3

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,309

Underlying: Common Stock · 5,309 shares

Expires 2022-12-14

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2023, 2024, and 2025.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 16:04 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 1,059 $438.44 $464,307.96
Disclosure

SEC source: 0000315189-22-000040 · primary_doc.xml · nonDerivative · entry 2

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,679.7781

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of deferred restricted stock units for unrestricted shares.

F3 · balance_after: Includes 7,565 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 16:04 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 1,180 $0.00 $0.00
Disclosure

SEC source: 0000315189-22-000040 · primary_doc.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,738.7781

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy income tax obligations.

Read SEC document
December 11, 2022 Filed Dec 13, 2022 16:28 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 5,538 $434.81 $2,407,977.78
Disclosure

SEC source: 0000315189-22-000032 · primary_doc.xml · nonDerivative · entry 3

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,558.7781

F3 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F4 · balance_after: Includes 8,718 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 11, 2022 Filed Dec 13, 2022 16:28 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 9,302 $0.00 $0.00
Disclosure

SEC source: 0000315189-22-000032 · primary_doc.xml · nonDerivative · entry 2

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,096.7781

F2 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on growth rate of revenues.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 16:28 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 2,009 $434.81 $873,533.29
Disclosure

SEC source: 0000315189-22-000032 · primary_doc.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,794.7781

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of deferred restricted stock units for unrestricted shares.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 22:33 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 767 $29.95 $22,971.65
Disclosure

SEC source: 0000048287-22-000187 · wf-form4_166846520081884.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,396.6545

F1 · shares: These shares were acquired under the Corporation's 2017 Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $22,971.65.

F2 · balance_after: The total in column 5 includes reinvested dividends of 27.8867 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan since the reporting person's last report, which acquisitions are exempt from Section 16.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 16:22 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 632 $36.38 $22,992.16
Disclosure

SEC source: 0000048287-22-000167 · wf-form4_166083975429772.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,601.7677

F1 · shares: These shares were acquired under HNI Corporation's 2017 Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $22,992.16.

F2 · balance_after: The total in column 5 includes reinvested dividends of 22.734 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan since the reporting person's last report, which acquisitions are exempt from Section 16.

Read SEC document
May 17, 2022 Filed May 19, 2022 19:23 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 3,041 $0.00 $0.00
Disclosure

SEC source: 0000048287-22-000125 · wf-form4_165298816855583.xml · nonDerivative · entry 2

Jones Mary K.W. · CIK 0001566435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,947.0337

F2 · price: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors.

F3 · balance_after: The total in column 5 includes reinvested dividends of 22.5741 shares acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting person's last report, which acquisitions are exempt from Section 16.

Read SEC document
May 17, 2022 Filed May 19, 2022 19:23 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 606 $37.94 $22,991.64
Disclosure

SEC source: 0000048287-22-000125 · wf-form4_165298816855583.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,883.4596

F1 · shares: These shares were acquired under the Corporation's 2017 Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $23,000.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 13:47 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 420 $43.99 $18,475.80
Disclosure

SEC source: 0000048287-22-000043 · wf-form4_164519204280194.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,277.4596

F1 · shares: These shares were acquired under the Corporation's 2017 Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $18,475.80.

F2 · balance_after: The total in column 5 includes reinvested dividends of 60.5875 shares acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting person's last report, which acquisitions are exempt from Section 16.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:23 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 7,040 $0.00 Strike: $343.94 $0.00
Disclosure

SEC source: 0000315189-21-000041 · primary_doc.xml · derivative · entry 2

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,040

Underlying: Common Stock · 7,040 shares

Expires 2031-12-15

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 15, 2022, 2023, and 2024.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:23 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 1,304 $0.00 $0.00
Disclosure

SEC source: 0000315189-21-000041 · primary_doc.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,803.7781

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy income tax obligations.

F2 · balance_after: Includes 16,053 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 12, 2021 Filed Dec 14, 2021 17:19 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 5,516 $358.36 $1,976,713.76
Disclosure

SEC source: 0000315189-21-000034 · primary_doc.xml · nonDerivative · entry 3

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,499.7781

F3 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F4 · balance_after: Includes 14,749 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 12, 2021 Filed Dec 14, 2021 17:19 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 9,266 $0.00 $0.00
Disclosure

SEC source: 0000315189-21-000034 · primary_doc.xml · nonDerivative · entry 2

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,015.7781

F2 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on growth rate of revenues.

Read SEC document
December 11, 2021 Filed Dec 14, 2021 17:19 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 1,841 $358.36 $659,740.76
Disclosure

SEC source: 0000315189-21-000034 · primary_doc.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,749.7781

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of deferred restricted stock units for unrestricted shares.

Read SEC document
May 11, 2021 Filed May 13, 2021 21:32 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 2,523 $0.00 $0.00
Disclosure

SEC source: 0000048287-21-000097 · wf-form4_162094150052370.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,796.8721

F1 · price: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors.

F2 · balance_after: The total in column 5 includes reinvested dividends of 40.7364 shares acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting person's last report, which acquisitions are exempt from Section 16.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 4,835 $0.00 Strike: $151.95 $0.00
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · derivative · entry 31

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,845

Underlying: Common Stock · 4,835 shares

Expires 2027-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F26 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F29 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 23,463 $0.00 Strike: $100.55 $0.00
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · derivative · entry 30

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,463 shares

Expires 2026-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F26 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F28 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 30,918 $0.00 Strike: $79.24 $0.00
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · derivative · entry 29

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,918 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F26 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F27 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 300 $272.71 $81,812.10
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 28

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,590

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F24 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.55 to $272.86, inclusive.

F25 · balance_after: Includes 21,702 restricted stock units under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 1,200 $272.01 $326,415.60
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 27

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,890

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F23 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.54 to $272.54, inclusive.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 300 $270.06 $81,017.40
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 26

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,090

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F22 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.64 to $270.62, inclusive.

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January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 700 $268.70 $188,089.30
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 25

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,390

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F21 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.32 to $269.05, inclusive.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 1,245 $267.57 $333,123.41
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 24

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,090

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F20 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.16 to $267.90, inclusive.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 600 $266.42 $159,849.00
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 23

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,335

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F19 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.10 to $266.81, inclusive.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 500 $265.56 $132,780.00
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 22

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,935

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F18 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.09 to $266.06, inclusive.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 4,845 $151.95 $736,197.75
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 21

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 100 $273.58 $27,358.00
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 20

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,590

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 1,615 $272.83 $440,612.38
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 19

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,690

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F17 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.55 to $273.06, inclusive.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 4,695 $271.96 $1,276,847.51
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 18

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,305

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F16 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.53 to $272.45, inclusive.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 1,300 $269.84 $350,790.70
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 17

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,000

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F15 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.52 to $270.48, inclusive.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 3,870 $268.73 $1,039,965.75
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 16

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,300

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F14 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.10 to $269.08, inclusive.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 5,738 $267.55 $1,535,219.11
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 15

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,170

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F13 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.08 to $268.04, inclusive.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 4,346 $266.59 $1,158,582.76
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 14

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,908

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F12 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.08 to $267.07, inclusive.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 1,499 $265.53 $398,032.47
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 13

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,254

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F11 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.08 to $266.03, inclusive.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 300 $264.40 $79,319.10
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 12

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,753

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F10 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.02 to $264.85, inclusive.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 23,463 $100.55 $2,359,204.65
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 11

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 100 $273.58 $27,358.00
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 10

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,590

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 2,597 $272.30 $707,157.91
Disclosure

SEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 9

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,690

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F9 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.50 to $273.41, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.