Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEERE & CODE · Entity 106 | Chairman | December 14, 2019 | December 16, 2019 |
| DOW INC.DOW · Entity 3233 | Director | April 09, 2026 | April 13, 2026 |
| WHIRLPOOL CORP /DE/WHR · Entity 4355 | Director | April 15, 2025 | April 16, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEERE & CO
Report date December 14, 2019 · Filed December 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 316,601.5172 |
Reported balance
After 2019-12-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-14 · Tax withholding · Disposed 634 · Balance 316,601.5172 F1: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 383,113.5172 |
Reported balance
After 2019-12-14 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-12-14 · Grant · Acquired 66,512 · Balance 383,113.5172 F2: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 344,400.5172 |
Reported balance
After 2019-12-14 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-12-14 · Tax withholding · Disposed 38,713 · Balance 344,400.5172 F3: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares. F4: Includes 107,853 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. |
| $1 Par Common StockSEC Table I · non-derivative | IndirectBy LLC | 47,203 |
Reported balance
Holding disclosure · report date 2019-12-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 47,203 |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.
F2: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.
F3: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.
F4: Includes 107,853 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.
DOW INC.
Report date April 09, 2026 · Filed April 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,522 |
Reported balance
After 2026-04-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-09 · Grant · Acquired 5,127 · Balance 32,522 F1: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. F2: Total includes previously reported restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 1,329.3028 |
Reported balance
Holding disclosure · report date 2026-04-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,329.3028 |
Filing footnotes · ownership attribution and instrument terms
F1: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.
F2: Total includes previously reported restricted stock units.
WHIRLPOOL CORP /DE/
Report date April 15, 2025 · Filed April 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,156 |
Reported balance
After 2025-04-15 transaction · row 1
1 source rowRow 1 · 2025-04-15 · Grant · Acquired 2,014 · Balance 22,156 F1: Annual stock award granted under the Omnibus Stock and Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual stock award granted under the Omnibus Stock and Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 09, 2026 Filed Apr 13, 2026 21:03 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 5,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-26-000120 · wk-form4_1776114181.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,522 F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 21:17 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantCommon Stock | 2,014 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-25-000045 · wk-form4_1744838234.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,156 F1 · price: Annual stock award granted under the Omnibus Stock and Incentive Plan. Read SEC document |
| April 10, 2025 Filed Apr 14, 2025 21:12 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 7,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-25-000118 · wk-form4_1744665151.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,395 F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document |
| April 16, 2024 Filed Apr 17, 2024 20:41 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantCommon Stock | 1,421 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-24-000064 · wk-form4_1713386475.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,142 F1 · price: Annual stock award granted under the Omnibus Stock and Incentive Plan. Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 21:27 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 3,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-24-000120 · wk-form4_1713216457.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,249 F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document |
| April 18, 2023 Filed Apr 20, 2023 21:08 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantCommon Stock | 1,074 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-23-000060 · wf-form4_168202488466971.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,721 F1 · price: Annual stock award granted under the Omnibus Stock and Incentive Plan. Read SEC document |
| April 13, 2023 Filed Apr 17, 2023 20:32 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 3,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-23-000105 · wf-form4_168176353337400.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,913 F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 21:08 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantCommon Stock | 849 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-22-000062 · wf-form4_165057528039308.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,647 F1 · kind: Annual stock award granted under the Omnibus Stock and Incentive Plan. F1 · price: Annual stock award granted under the Omnibus Stock and Incentive Plan. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 21:37 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 2,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-22-000098 · wf-form4_165031784458080.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,574 F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 21:11 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantCommon Stock | 634 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-21-000072 · wf-form4_161912581233295.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,798 F1 · price: Annual stock award granted under the Omnibus Stock and Incentive Plan. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 21:54 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 2,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-21-000094 · wf-form4_161886923319876.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,672 F1 · kind: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 21:23 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantCommon Stock | 1,476 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000106640-20-000114 · wf-form4_158767700915165.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,164 F1 · price: Annual equity award granted under the Omnibus Stock and Incentive Plan. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 21:19 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 5,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006412 · doc4.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,806 F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. Read SEC document |
| December 14, 2019 Filed Dec 16, 2019 20:04 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 38,713 | $172.50 | $6,677,992.50 |
DisclosureSEC source: 0000315189-19-000032 · primary_doc.xml · nonDerivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,400.5172 F3 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares. F4 · balance_after: Includes 107,853 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 14, 2019 Filed Dec 16, 2019 20:04 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 66,512 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-19-000032 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,113.5172 F2 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues. Read SEC document |
| December 14, 2019 Filed Dec 16, 2019 20:04 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 634 | $172.50 | $109,365.00 |
DisclosureSEC source: 0000315189-19-000032 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,601.5172 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 16:05 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 5,892 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-19-000030 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,235.5172 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 128,375 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be satisfied solely in shares. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 22:01 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 114,253 | $0.00 Strike: $80.61 | $0.00 |
DisclosureSEC source: 0000315189-19-000019 · primary_doc.xml · derivative · entry 6 ALLEN SAMUEL R · CIK 0001196901 · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 114,253 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2018. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 22:01 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 2,100 | $179.06 | $376,031.46 |
DisclosureSEC source: 0000315189-19-000019 · primary_doc.xml · nonDerivative · entry 4 ALLEN SAMUEL R · CIK 0001196901 · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,343.5172 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2018. F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.02 to $179.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes 122,483 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 22:01 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 2,100 | $80.61 | $169,281.00 |
DisclosureSEC source: 0000315189-19-000019 · primary_doc.xml · nonDerivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,443.5172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2018. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 22:01 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 112,153 | $178.28 | $19,995,186.39 |
DisclosureSEC source: 0000315189-19-000019 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,343.5172 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2018. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.00 to $178.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 22:01 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 112,153 | $80.61 | $9,040,653.33 |
DisclosureSEC source: 0000315189-19-000019 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,496.5172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2018. Read SEC document |
| October 10, 2019 Filed Oct 15, 2019 12:45 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 2,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013330 · doc4.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,745 F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 13:47 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 30,721 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-19-000016 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,343.5172 F1 · balance_after: Includes 122,483 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 21:29 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantCommon Stock | 1,055 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000106640-19-000069 · wf-form4_155562297765050.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,688 F1 · price: Annual equity award granted under the Omnibus Stock and Incentive Plan. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 16:15 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 618 | $149.01 | $92,088.18 |
DisclosureSEC source: 0000315189-18-000044 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,064.5172 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units. F2 · balance_after: Includes 122,543 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 15:29 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 67,972 | $0.00 Strike: $148.14 | $0.00 |
DisclosureSEC source: 0000315189-18-000035 · primary_doc.xml · derivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,972 Underlying: Common Stock · 67,972 shares Expires 2028-12-12 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 15:29 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 15,390 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-18-000035 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,682.5172 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 123,161 restricted stock units under the John Deere Omnibus and Incentive Plan to be satisfied solely in shares. Read SEC document |
| December 09, 2018 Filed Dec 11, 2018 15:53 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 49,615 | $147.26 | $7,306,304.90 |
DisclosureSEC source: 0000315189-18-000026 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,292.5172 F2 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares. F3 · balance_after: Includes 107,771 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 09, 2018 Filed Dec 11, 2018 15:53 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 84,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-18-000026 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,907.5172 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 18:50 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantCommon Stock | 846 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001196901-18-000001 · edgar.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,633 F1 · price: Annual equity award granted under the Omnibus Stock and Incentive Plan. Read SEC document |
| February 28, 2018 Filed Feb 28, 2018 21:11 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 269,353 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-18-000011 · primary_doc.xml · derivative · entry 8 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 269,353 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on November 28, 2017. F6 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F7 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012. Read SEC document |
| February 28, 2018 Filed Feb 28, 2018 21:11 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 8,600 | $164.71 | $1,416,536.96 |
DisclosureSEC source: 0000315189-18-000011 · primary_doc.xml · nonDerivative · entry 6 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,507.5172 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on November 28, 2017. F4 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.58 to $164.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · balance_after: Includes 134,086 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| February 28, 2018 Filed Feb 28, 2018 21:11 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 8,600 | $52.25 | $449,350.00 |
DisclosureSEC source: 0000315189-18-000011 · primary_doc.xml · nonDerivative · entry 5 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,107.5172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on November 28, 2017. Read SEC document |
| February 28, 2018 Filed Feb 28, 2018 21:11 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 192,095 | $164.02 | $31,508,171.07 |
DisclosureSEC source: 0000315189-18-000011 · primary_doc.xml · nonDerivative · entry 4 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,507.5172 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on November 28, 2017. F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.58 to $164.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 28, 2018 Filed Feb 28, 2018 21:11 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 192,095 | $52.25 | $10,036,963.75 |
DisclosureSEC source: 0000315189-18-000011 · primary_doc.xml · nonDerivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,602.5172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on November 28, 2017. Read SEC document |
| February 28, 2018 Filed Feb 28, 2018 21:11 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 68,658 | $163.17 | $11,202,795.41 |
DisclosureSEC source: 0000315189-18-000011 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,507.5172 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on November 28, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.58 to $163.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 28, 2018 Filed Feb 28, 2018 21:11 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 68,658 | $52.25 | $3,587,380.50 |
DisclosureSEC source: 0000315189-18-000011 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,165.5172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on November 28, 2017. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 19:48 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 81,738 | $0.00 Strike: $151.95 | $0.00 |
DisclosureSEC source: 0000315189-17-000055 · primary_doc.xml · derivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,738 Underlying: Common Stock · 81,738 shares Expires 2027-12-13 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 13, 2018, 2019, and 2020. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 19:48 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 15,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000055 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,507.5172 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 134,086 restricted stock units under the John Deere Omnibus and Incentive Plan to be settled solely in shares. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 20:14 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 26,859 | $151.58 | $4,071,287.22 |
DisclosureSEC source: 0000315189-17-000045 · primary_doc.xml · nonDerivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,503.5172 F3 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares. F4 · balance_after: Includes 119,082 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 20:14 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 34,472 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000045 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,362.5172 F2 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 20:14 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 897 | $151.58 | $135,967.26 |
DisclosureSEC source: 0000315189-17-000045 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,890.5172 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 14:29 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 62,704 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-17-000027 · primary_doc.xml · derivative · entry 4 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,704 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 17, 2009, 2010, and 2011. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 14:29 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 62,704 | $125.00 | $7,838,000.00 |
DisclosureSEC source: 0000315189-17-000027 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,787.5172 F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016. F2 · balance_after: Includes 141,524 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 14:29 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 62,704 | $39.67 | $2,487,154.16 |
DisclosureSEC source: 0000315189-17-000027 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,491.5172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 19:37 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantCommon Stock | 773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001196901-17-000001 · edgar.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,787 F1 · price: Annual equity award granted under the Omnibus Stock and Incentive Plan. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 15:31 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 28,808 | $0.00 Strike: $88.82 | $0.00 |
DisclosureSEC source: 0000315189-17-000009 · primary_doc.xml · derivative · entry 5 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,808 shares Expires 2017-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009 and 2010. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 15:31 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 5,219 | $109.82 | $573,127.62 |
DisclosureSEC source: 0000315189-17-000009 · primary_doc.xml · nonDerivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,787.5172 F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016. F3 · price: The sale price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.77 to $109.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 141,524 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 15:31 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 23,589 | $109.30 | $2,578,374.41 |
DisclosureSEC source: 0000315189-17-000009 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,006.5172 F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016. F2 · price: The sale price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.77 to $109.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.