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CNP

CENTERPOINT ENERGY INC

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0001130310
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1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2018 Filed Feb 21, 2018 22:23 UTC
Bridge Tracy BExec VP - Div Pres
Tax withholdingCommon Stock 2,481 $26.91 $66,763.71
Disclosure

SEC source: 0001209191-18-012019 · doc4.xml · nonDerivative · entry 1

Bridge Tracy B · CIK 0001526616 · Exec VP - Div Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,214

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 12,471 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (ii) 9,380 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:05 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 1,000 $27.91 $27,910.00
Disclosure

SEC source: 0001209191-18-007415 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,516

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with Securities and Exchange Commission on March 28, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.71 to $28.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 54,115 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

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January 02, 2018 Filed Jan 4, 2018 21:37 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 1,000 $28.11 $28,110.00
Disclosure

SEC source: 0001209191-18-001967 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,516

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with Securities and Exchange Commission on March 28, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.02 to $28.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 54,115 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:09 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 1,000 $29.39 $29,390.00
Disclosure

SEC source: 0001209191-17-063882 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,466

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with Securities and Exchange Commission on March 28, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.09 to $29.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 54,115 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

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November 03, 2017 Filed Nov 7, 2017 21:15 UTC Tax withholdingCommon Stock 821 $29.59 $24,293.39
Disclosure

SEC source: 0001209191-17-059596 · doc4.xml · nonDerivative · entry 1

Vortherms Joseph John · CIK 0001698758 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,247

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 940 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 1,775 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 2,537 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a prorata basis in the event of his earlier retirement, disability or death.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:05 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 1,000 $29.61 $29,610.00
Disclosure

SEC source: 0001209191-17-059143 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,466

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with Securities and Exchange Commission on March 28, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.55 to $29.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 54,115 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:34 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 1,000 $29.08 $29,080.00
Disclosure

SEC source: 0001209191-17-055145 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,466

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with Securities and Exchange Commission on March 28, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.01 to $29.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 54,115 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
September 06, 2017 Filed Jan 4, 2018 21:35 UTC
Prochazka Scott MDirector · President & CEO
GiftCommon Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001964 · doc5.xml · nonDerivative · entry 3

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,516

F1 · balance_after: Total includes (i) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 54,115 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:17 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 1,000 $29.61 $29,610.00
Disclosure

SEC source: 0001209191-17-051275 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,466

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with Securities and Exchange Commission on March 28, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.53 to $29.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 54,115 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
August 01, 2017 Filed Aug 1, 2017 20:40 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 1,000 $28.23 $28,230.00
Disclosure

SEC source: 0001209191-17-046922 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,466

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with Securities and Exchange Commission on March 28, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.17 to $28.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 54,115 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 20:01 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 1,000 $27.66 $27,660.00
Disclosure

SEC source: 0001209191-17-043215 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,466

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with Securities and Exchange Commission on March 28, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.48 to $27.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 54,115 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:04 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 1,000 $28.67 $28,670.00
Disclosure

SEC source: 0001209191-17-037148 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,466

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with Securities and Exchange Commission on March 28, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.51 to $28.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 54,115 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:02 UTC
CARROLL MILTONDirector · Executive Chairman
Tax withholdingCommon Stock 12,448 $28.93 $360,120.64
Disclosure

SEC source: 0001209191-17-037657 · doc4.xml · nonDerivative · entry 1

CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,500

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 16,660 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan ("LTIP") and vesting in February 2018, (ii) 29,825 time-based restricted stock units previously awarded under the LTIP and vesting in February 2019, and (iii) 22,873 time-based restricted stock units previously awarded under the LTIP and vesting in February 2020. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:39 UTC
RHENEY SUSANDirector
GrantCommon Stock 4,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029694 · doc4.xml · nonDerivative · entry 1

RHENEY SUSAN · CIK 0001231489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,832

F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended. These shares will vest on the first anniversary of the grant date; provided, however, these shares will fully vest in the earlier event of the Reporting Person's death or upon a change of control of the Issuer.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:39 UTC GrantCommon Stock 4,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029692 · doc4.xml · nonDerivative · entry 1

MCLEAN SCOTT J · CIK 0001186735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,832

F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended. These shares will vest on the first anniversary of the grant date; provided, however, these shares will fully vest in the earlier event of the Reporting Person's death or upon a change of control of the Issuer.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:38 UTC GrantCommon Stock 4,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029691 · doc4.xml · nonDerivative · entry 1

SOMERHALDER JOHN W II · CIK 0001145921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,592

F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended. These shares will vest on the first anniversary of the grant date; provided, however, these shares will fully vest in the earlier event of the Reporting Person's death or upon a change of control of the Issuer.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:37 UTC GrantCommon Stock 4,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029689 · doc4.xml · nonDerivative · entry 1

JOHNSON MICHAEL P · CIK 0001217542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,832

F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended. These shares will vest on the first anniversary of the grant date; provided, however, these shares will fully vest in the earlier event of the Reporting Person's death or upon a change of control of the Issuer.

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May 01, 2017 Filed May 3, 2017 20:37 UTC
Pound TedDirector
GrantCommon Stock 4,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029687 · doc4.xml · nonDerivative · entry 1

Pound Ted · CIK 0001304242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,359

F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended. These shares will vest on the first anniversary of the grant date; provided, however, these shares will fully vest in the earlier event of the Reporting Person's death or upon a change of control of the Issuer.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:36 UTC GrantCommon Stock 4,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029683 · doc4.xml · nonDerivative · entry 1

Longoria Janiece M · CIK 0001328376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,651

F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended. These shares will vest on the first anniversary of the grant date; provided, however, these shares will fully vest in the earlier event of the Reporting Person's death or upon a change of control of the Issuer.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:35 UTC GrantCommon Stock 4,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029680 · doc4.xml · nonDerivative · entry 1

Wareing Peter S · CIK 0001328399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,832

F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended. These shares will vest on the first anniversary of the grant date; provided, however, these shares will fully vest in the earlier event of the Reporting Person's death or upon a change of control of the Issuer.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:35 UTC GrantCommon Stock 4,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029675 · doc4.xml · nonDerivative · entry 1

Smith Phillip R · CIK 0001602281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,332

F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended. These shares will vest on the first anniversary of the grant date; provided, however, these shares will fully vest in the earlier event of the Reporting Person's death or upon a change of control of the Issuer.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:34 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 1,000 $28.35 $28,350.00
Disclosure

SEC source: 0001209191-17-029672 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,466

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with Securities and Exchange Commission on March 28, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.26 to $28.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 54,115 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:02 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 1,000 $27.45 $27,450.00
Disclosure

SEC source: 0001209191-17-025566 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,466

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with Securities and Exchange Commission on March 28, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.32 to $27.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 54,115 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
March 03, 2017 Filed Jan 4, 2018 21:35 UTC
Prochazka Scott MDirector · President & CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001964 · doc5.xml · nonDerivative · entry 2

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,466

Read SEC document
March 02, 2017 Filed Jan 4, 2018 21:35 UTC
Prochazka Scott MDirector · President & CEO
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001964 · doc5.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,466

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:19 UTC
MCGOLDRICK JOSEPH BExec VP - Div Pres
Tax withholdingCommon Stock 7,576 $27.70 $209,855.20
Disclosure

SEC source: 0001209191-17-016556 · doc4.xml · nonDerivative · entry 3

MCGOLDRICK JOSEPH B · CIK 0001252276 · Exec VP - Div Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,620

F3 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F4 · balance_after: Total includes (i) 9,770 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 12,471 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:24 UTC
CARROLL MILTONDirector · Executive Chairman
Tax withholdingCommon Stock 4,695 $27.32 $128,267.40
Disclosure

SEC source: 0001209191-17-016582 · doc4.xml · nonDerivative · entry 2

CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,948

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 16,660 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan ("LTIP") and vesting in February 2018, (ii) 29,825 time-based restricted stock units previously awarded under the LTIP and vesting in February 2019, and (iii) 22,873 time-based restricted stock units previously awarded under the LTIP and vesting in February 2020. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. Total also includes 30,000 shares previously awarded under the LTIP and vesting in June 2017 in connection with and contingent on his service as Executive Chairman of the Issuer on the vesting date.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:24 UTC
CARROLL MILTONDirector · Executive Chairman
GrantCommon Stock 17,165 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016582 · doc4.xml · nonDerivative · entry 1

CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,643

F1 · shares: Vesting of performance shares awarded in 2014 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:23 UTC
Colvin KristieSVP and CAO
Tax withholdingCommon Stock 443 $27.32 $12,102.76
Disclosure

SEC source: 0001209191-17-016579 · doc4.xml · nonDerivative · entry 2

Colvin Kristie · CIK 0001618940 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,673

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 2,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 3,307 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 2,604 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:23 UTC
Colvin KristieSVP and CAO
GrantCommon Stock 1,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016579 · doc4.xml · nonDerivative · entry 1

Colvin Kristie · CIK 0001618940 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,116

F1 · shares: Vesting of performance shares awarded in 2014 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:22 UTC
Bridge Tracy BExec VP - Div Pres
Tax withholdingCommon Stock 2,411 $27.32 $65,868.52
Disclosure

SEC source: 0001209191-17-016573 · doc4.xml · nonDerivative · entry 2

Bridge Tracy B · CIK 0001526616 · Exec VP - Div Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,695

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 9,770 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 12,471 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 9,380 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:22 UTC
Bridge Tracy BExec VP - Div Pres
GrantCommon Stock 8,814 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016573 · doc4.xml · nonDerivative · entry 1

Bridge Tracy B · CIK 0001526616 · Exec VP - Div Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,106

F1 · shares: Vesting of performance shares awarded in 2014 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:21 UTC
O'Brien Dana C.SVP, Gen Counsel, Corp Sec
Tax withholdingCommon Stock 1,514 $27.32 $41,362.48
Disclosure

SEC source: 0001209191-17-016569 · doc4.xml · nonDerivative · entry 2

O'Brien Dana C. · CIK 0001134707 · SVP, Gen Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,400

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 4,910 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2017, (ii) 6,460 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (iii) 9,719 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:21 UTC
O'Brien Dana C.SVP, Gen Counsel, Corp Sec
GrantCommon Stock 5,548 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016569 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP, Gen Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,914

F1 · shares: Vesting of performance shares awarded in 2014 under the Issuer's Long-term Incentive Plan

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:20 UTC
ORTENSTONE SUSAN BSVP and Chief HR Officer
Tax withholdingCommon Stock 1,138 $27.32 $31,090.16
Disclosure

SEC source: 0001209191-17-016566 · doc4.xml · nonDerivative · entry 2

ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,317

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 3,740 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2017, (ii) 4,830 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (iii) 6,562 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:20 UTC
ORTENSTONE SUSAN BSVP and Chief HR Officer
GrantCommon Stock 4,226 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016566 · doc4.xml · nonDerivative · entry 1

ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,455

F1 · shares: Vesting of performance shares awarded in 2014 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:20 UTC
Prochazka Scott MDirector · President & CEO
Tax withholdingCommon Stock 16,133 $27.32 $440,753.56
Disclosure

SEC source: 0001209191-17-016561 · doc4.xml · nonDerivative · entry 2

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,466

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 54,115 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:20 UTC
Prochazka Scott MDirector · President & CEO
GrantCommon Stock 38,623 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016561 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,599

F1 · shares: Vesting of performance shares awarded in 2014 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:19 UTC
MCGOLDRICK JOSEPH BExec VP - Div Pres
Tax withholdingCommon Stock 2,411 $27.32 $65,868.52
Disclosure

SEC source: 0001209191-17-016556 · doc4.xml · nonDerivative · entry 2

MCGOLDRICK JOSEPH B · CIK 0001252276 · Exec VP - Div Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,196

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:19 UTC
MCGOLDRICK JOSEPH BExec VP - Div Pres
GrantCommon Stock 8,814 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016556 · doc4.xml · nonDerivative · entry 1

MCGOLDRICK JOSEPH B · CIK 0001252276 · Exec VP - Div Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,607

F1 · shares: Vesting of performance shares awarded in 2014 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 21:43 UTC
CARROLL MILTONDirector · Executive Chairman
GrantCommon Stock 22,873 $26.56 $607,506.88
Disclosure

SEC source: 0001209191-17-013818 · doc4.xml · nonDerivative · entry 1

CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,478

F1 · shares: Time-based restricted stock units vesting in February 2020 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

F2 · balance_after: Total includes (i) 16,660 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan ("LTIP") and vesting in February 2018 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death, and (ii) 29,825 time-based restricted stock units previously awarded under the LTIP and vesting in February 2019 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. Total also includes 30,000 shares previously awarded under the LTIP and vesting in June 2017 in connection with and contingent on his service as Executive Chairman of the Issuer on the vesting date.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:42 UTC
Colvin KristieSVP and CAO
GrantCommon Stock 2,604 $26.61 $69,292.44
Disclosure

SEC source: 0001209191-17-013814 · doc4.xml · nonDerivative · entry 1

Colvin Kristie · CIK 0001618940 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,760

F1 · shares: Time-based restricted stock units vesting in February 2020 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

F2 · balance_after: Total includes (i) 2,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 3,307 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:47 UTC
Bridge Tracy BExec VP - Div Pres
GrantCommon Stock 9,380 $26.61 $249,601.80
Disclosure

SEC source: 0001209191-17-013829 · doc4.xml · nonDerivative · entry 1

Bridge Tracy B · CIK 0001526616 · Exec VP - Div Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,292

F1 · shares: Time-based restricted stock units vesting in February 2020 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

F2 · balance_after: Total includes (i) 9,770 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 12,471 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:46 UTC
O'Brien Dana C.SVP, Gen Counsel, Corp Sec
GrantCommon Stock 8,737 $26.61 $232,491.57
Disclosure

SEC source: 0001209191-17-013826 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP, Gen Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,366

F1 · shares: Time-based restricted stock units vesting in February 2020 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

F2 · balance_after: Total includes (i) 6,460 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 9,719 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:45 UTC
ORTENSTONE SUSAN BSVP and Chief HR Officer
GrantCommon Stock 5,276 $26.61 $140,394.36
Disclosure

SEC source: 0001209191-17-013822 · doc4.xml · nonDerivative · entry 1

ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,229

F1 · shares: Time-based restricted stock units vesting in February 2020 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

F2 · balance_after: Total includes (i) 4,830 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 6,562 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:44 UTC
Prochazka Scott MDirector · President & CEO
GrantCommon Stock 54,115 $26.61 $1,440,000.15
Disclosure

SEC source: 0001209191-17-013820 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,976

F1 · shares: Time-based restricted stock units vesting in February 2020 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

F2 · balance_after: Total includes (i) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:39 UTC
ROGERS WILLIAM DEVP & Chief Financial Officer
GrantCommon Stock 12,531 $26.61 $333,449.91
Disclosure

SEC source: 0001209191-17-013809 · doc4.xml · nonDerivative · entry 1

ROGERS WILLIAM D · CIK 0001327420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,020

F1 · shares: Time-based restricted stock units vesting in February 2020 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

F2 · balance_after: Total includes (i) 7,970 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 13,791 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 21:25 UTC
ORTENSTONE SUSAN BSVP and Chief HR Officer
Tax withholdingCommon Stock 1,179 $26.51 $31,255.29
Disclosure

SEC source: 0001209191-17-013246 · doc4.xml · nonDerivative · entry 1

ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,953

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 4,830 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 6,562 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 21:26 UTC
Prochazka Scott MDirector · President & CEO
Tax withholdingCommon Stock 9,325 $26.51 $247,205.75
Disclosure

SEC source: 0001209191-17-013255 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,861

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 21:25 UTC
O'Brien Dana C.SVP, Gen Counsel, Corp Sec
Tax withholdingCommon Stock 1,460 $26.51 $38,704.60
Disclosure

SEC source: 0001209191-17-013242 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP, Gen Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,629

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 6,460 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 9,719 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.