Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BLACK HILLS CORP /SD/BKH · Entity 3847 | Director | May 01, 2026 | May 04, 2026 |
| CENTERPOINT ENERGY INCCNP · Entity 3178 | Director · President & CEO | February 03, 2020 | February 05, 2020 |
| Enable Midstream Partners, LPENBL · Entity 132825 | Director | August 09, 2019 | August 13, 2019 |
| Li-Cycle Holdings Corp.LICY · Entity 76780 | Director | May 23, 2024 | May 28, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BLACK HILLS CORP /SD/
Report date May 01, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,715.8442 |
Reported balance
After 2026-05-01 transaction · row 1
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 1,921 · Balance 11,715.8442 F1: Non-employee Director Restricted Stock Unit Grant |
| Phantom Stock UnitSEC Table II · derivative / convertible security | IndirectBy Trust | 2,335.0121 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,335.0121 F2: 1 for 1 conversion ratio F3: Derivative security is exercisable upon retirement under terms of the agreement. F4: Derivative security expires upon retirement under terms of the agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Non-employee Director Restricted Stock Unit Grant
F2: 1 for 1 conversion ratio
F3: Derivative security is exercisable upon retirement under terms of the agreement.
F4: Derivative security expires upon retirement under terms of the agreement.
CENTERPOINT ENERGY INC
Report date February 03, 2020 · Filed February 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 359,169 |
Reported balance
After 2020-02-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-03 · Sale · Disposed 7,000 · Balance 359,169 F1: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 5, 2019. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.46 to $26.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3: Total includes (i) 54,115 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 57,227 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 7,337 |
Reported balance
Holding disclosure · report date 2020-02-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,337 F4: Equivalent shares held in CenterPoint Energy, Inc. Savings Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 5, 2019.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.46 to $26.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Total includes (i) 54,115 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 57,227 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.
F4: Equivalent shares held in CenterPoint Energy, Inc. Savings Plan.
Enable Midstream Partners, LP
Report date August 09, 2019 · Filed August 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units Representing Limited Partner InterestsSEC Table I · non-derivative | Direct | 17,500 |
Reported balance
After 2019-08-09 transaction · row 1
1 source rowRow 1 · 2019-08-09 · Purchase · Acquired 7,500 · Balance 17,500 |
Li-Cycle Holdings Corp.
Report date May 23, 2024 · Filed May 28, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 508,530 |
Reported balance
After 2024-05-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-23 · Grant · Acquired 220,855 · Balance 508,530 F1: Comprises restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date. F2: Includes 220,855 RSUs awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Comprises restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
F2: Includes 220,855 RSUs awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PERIDOT ACQUISITION CORP.
Report date August 10, 2021 · Filed August 12, 2021
Section 16 reporting ended · disclosed 2021-08-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-08-10 · Conversion · Disposed 30,000 · Balance 0 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, automatically convert into Class A common shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: (Continued from Footnote 1) On August 10, 2021, the issuer consummated its initial business combination (the "Business Combination") with Li-Cycle Holdings Corp., an Ontario corporation. The Reporting Person, through a series of transactions consummated pursuant to the Business Combination, converted all of its Class B ordinary shares for 30,000 fully paid and non-assessable common shares of Li-Cycle Holdings Corp. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, automatically convert into Class A common shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: (Continued from Footnote 1) On August 10, 2021, the issuer consummated its initial business combination (the "Business Combination") with Li-Cycle Holdings Corp., an Ontario corporation. The Reporting Person, through a series of transactions consummated pursuant to the Business Combination, converted all of its Class B ordinary shares for 30,000 fully paid and non-assessable common shares of Li-Cycle Holdings Corp.
Peridot Acquisition Corp. II
Report date March 13, 2023 · Filed March 13, 2023
Jointly reported with Peridot Acquisition Sponsor II, LLC, CEC AVENTURINE HOLDINGS, LLC, CARNELIAN ENERGY CAPITAL III, L.P., CARNELIAN ENERGY CAPITAL GP III, L.P., CARNELIAN ENERGY CAPITAL HOLDINGS, LLC, Ackerman Tomas, Goodman Daniel, Levande Alan B, YEARWOOD JUNE
Section 16 reporting ended · disclosed 2023-03-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-03-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-03-13 · Disposition to issuer · Disposed 10,121,368 · Balance 0 F1: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F2: In connection with the liquidation and dissolution of the Issuer, Peridot Acquisition Sponsor II, LLC ("Sponsor") surrendered to the Issuer, for no consideration, 10,121,368 Class B Shares directly held by Sponsor. CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by the Sponsor may be deemed to be F3: (Continued from footnote 2) beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B Shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B Shares covered by this Form 4. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-03-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-03-13 · Disposition to issuer · Disposed 90,000 · Balance 0 F1: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F4: In connection with the liquidation and dissolution of the Issuer, each of Alan Levande, June Yearwood and Scott Prochazka surrendered to the Issuer, for no consideration, 30,000 Class B Shares directly held by such reporting persons. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date.
F2: In connection with the liquidation and dissolution of the Issuer, Peridot Acquisition Sponsor II, LLC ("Sponsor") surrendered to the Issuer, for no consideration, 10,121,368 Class B Shares directly held by Sponsor. CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by the Sponsor may be deemed to be
F3: (Continued from footnote 2) beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B Shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B Shares covered by this Form 4.
F4: In connection with the liquidation and dissolution of the Issuer, each of Alan Levande, June Yearwood and Scott Prochazka surrendered to the Issuer, for no consideration, 30,000 Class B Shares directly held by such reporting persons.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2026 Filed May 4, 2026 20:24 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantCommon Stock | 1,921 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001130464-26-000062 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,715.8442 F1 · price: Non-employee Director Restricted Stock Unit Grant Read SEC document |
| May 01, 2025 Filed May 2, 2025 23:15 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantCommon Stock | 2,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-25-000582 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,319.4288 F1 · price: Non-employee Director Restricted Stock Unit Grant Read SEC document |
| March 01, 2025 Filed Feb 6, 2026 21:49 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantPhantom Stock Unit · Derivative | 97.5463 | $0.00 | $0.00 |
DisclosureSEC source: 0001130464-26-000020 · primary_01.xml · derivative · entry 2 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 2,313.4551 Underlying: Common Stock · 97.5463 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 conversion ratio F2 · derivative.exercise_date: Derivative security is exercisable upon retirement under terms of the agreement. F3 · derivative.expiration_date: Derivative security expires upon retirement under terms of the agreement. Read SEC document |
| March 01, 2025 Filed Feb 6, 2026 21:49 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | OtherCommon Stock | 383.5914 | $0.00 | $0.00 |
DisclosureSEC source: 0001130464-26-000020 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,703.0202 Read SEC document |
| December 31, 2024 Filed Feb 18, 2025 15:19 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantPhantom Stock Unit · Derivative | 97.5301 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-25-000238 · primary_01.xml · derivative · entry 2 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 2,215.9088 Underlying: Common Stock · 97.5301 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 conversion ratio F3 · derivative.exercise_date: Derivative security is exercisable upon retirement under terms of the agreement. F4 · derivative.expiration_date: Derivative security expires upon retirement under terms of the agreement. Read SEC document |
| December 31, 2024 Filed Feb 18, 2025 15:19 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | OtherCommon Stock | 258.2731 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-25-000238 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,097.4288 F1 · price: Shares acquired through the Company's Dividend Reinvestment Plan. Read SEC document |
| May 23, 2024 Filed May 28, 2024 22:15 UTC | Li-Cycle Holdings Corp. LICY · Entity 76780 | GrantCommon Shares | 220,855 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-065478 · ownership.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 508,530 F1 · shares: Comprises restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date. F2 · balance_after: Includes 220,855 RSUs awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date. Read SEC document |
| May 01, 2024 Filed May 2, 2024 21:17 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantCommon Stock | 2,428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-24-000675 · primary_01.xml · nonDerivative · entry 2 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,839.1557 F2 · price: Non-employee Director Restricted Stock Unit Grant Read SEC document |
| April 30, 2024 Filed May 2, 2024 21:17 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | OtherCommon Stock | 23.8634 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-24-000675 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,411.1557 F1 · price: Shares acquired through the Company's Dividend Reinvestment Plan. Read SEC document |
| December 31, 2023 Filed Feb 13, 2024 15:34 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantPhantom Stock Unit · Derivative | 90.5661 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-24-000240 · primary_01.xml · derivative · entry 2 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 2,118.3787 Underlying: Common Stock · 90.5661 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 conversion ratio F1 · price: Shares acquired through the Company's Dividend Reinvestment Plan. F3 · derivative.exercise_date: Derivative security is exercisable upon retirement under terms of the agreement. F4 · derivative.expiration_date: Derivative security expires upon retirement under terms of the agreement. Read SEC document |
| December 31, 2023 Filed Feb 13, 2024 15:34 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | OtherCommon Stock | 111.6688 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-24-000240 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,387.2923 F1 · price: Shares acquired through the Company's Dividend Reinvestment Plan. Read SEC document |
| May 01, 2023 Filed May 3, 2023 22:25 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantCommon Stock | 1,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-23-000733 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,275.6235 F1 · price: Non-employee Director Restricted Stock Unit Grant Read SEC document |
| April 30, 2023 Filed May 2, 2023 22:36 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | OtherCommon Stock | 57.2703 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-23-000714 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,439.6235 F1 · price: Shares acquired through the Company's Dividend Reinvestment Plan. Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 16:15 UTC | Peridot Acquisition Corp. II PDOT · Entity 115632 | Disposition to issuerClass B Ordinary Shares · Derivative | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-008241 · doc4.xml · derivative · entry 2 Peridot Acquisition Sponsor II, LLC · CIK 0001841897 · 10% owner · See Remarks CEC AVENTURINE HOLDINGS, LLC · CIK 0001825713 · 10% owner CARNELIAN ENERGY CAPITAL III, L.P. · CIK 0001773942 · 10% owner CARNELIAN ENERGY CAPITAL GP III, L.P. · CIK 0001825632 · 10% owner CARNELIAN ENERGY CAPITAL HOLDINGS, LLC · CIK 0001825619 · 10% owner Ackerman Tomas · CIK 0001733420 · Director · 10% owner Goodman Daniel · CIK 0001733466 · 10% owner Levande Alan B · CIK 0001490501 · Director YEARWOOD JUNE · CIK 0001825198 · Director Prochazka Scott M · CIK 0001526699 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 90,000 shares Expires not disclosed F1 · derivative.exercise_price: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F4 · kind: In connection with the liquidation and dissolution of the Issuer, each of Alan Levande, June Yearwood and Scott Prochazka surrendered to the Issuer, for no consideration, 30,000 Class B Shares directly held by such reporting persons. F4 · shares: In connection with the liquidation and dissolution of the Issuer, each of Alan Levande, June Yearwood and Scott Prochazka surrendered to the Issuer, for no consideration, 30,000 Class B Shares directly held by such reporting persons. F4 · price: In connection with the liquidation and dissolution of the Issuer, each of Alan Levande, June Yearwood and Scott Prochazka surrendered to the Issuer, for no consideration, 30,000 Class B Shares directly held by such reporting persons. F1 · derivative.exercise_date: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F1 · derivative.expiration_date: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F4 · ownership.direct: In connection with the liquidation and dissolution of the Issuer, each of Alan Levande, June Yearwood and Scott Prochazka surrendered to the Issuer, for no consideration, 30,000 Class B Shares directly held by such reporting persons. Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 16:15 UTC | Peridot Acquisition Corp. II PDOT · Entity 115632 | Disposition to issuerClass B Ordinary Shares · Derivative | 10,121,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-008241 · doc4.xml · derivative · entry 1 Peridot Acquisition Sponsor II, LLC · CIK 0001841897 · 10% owner · See Remarks CEC AVENTURINE HOLDINGS, LLC · CIK 0001825713 · 10% owner CARNELIAN ENERGY CAPITAL III, L.P. · CIK 0001773942 · 10% owner CARNELIAN ENERGY CAPITAL GP III, L.P. · CIK 0001825632 · 10% owner CARNELIAN ENERGY CAPITAL HOLDINGS, LLC · CIK 0001825619 · 10% owner Ackerman Tomas · CIK 0001733420 · Director · 10% owner Goodman Daniel · CIK 0001733466 · 10% owner Levande Alan B · CIK 0001490501 · Director YEARWOOD JUNE · CIK 0001825198 · Director Prochazka Scott M · CIK 0001526699 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 10,121,368 shares Expires not disclosed F1 · derivative.exercise_price: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F2 · kind: In connection with the liquidation and dissolution of the Issuer, Peridot Acquisition Sponsor II, LLC ("Sponsor") surrendered to the Issuer, for no consideration, 10,121,368 Class B Shares directly held by Sponsor. CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by the Sponsor may be deemed to be F3 · kind: (Continued from footnote 2) beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B Shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B Shares covered by this Form 4. F2 · shares: In connection with the liquidation and dissolution of the Issuer, Peridot Acquisition Sponsor II, LLC ("Sponsor") surrendered to the Issuer, for no consideration, 10,121,368 Class B Shares directly held by Sponsor. CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by the Sponsor may be deemed to be F3 · shares: (Continued from footnote 2) beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B Shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B Shares covered by this Form 4. F2 · price: In connection with the liquidation and dissolution of the Issuer, Peridot Acquisition Sponsor II, LLC ("Sponsor") surrendered to the Issuer, for no consideration, 10,121,368 Class B Shares directly held by Sponsor. CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by the Sponsor may be deemed to be F3 · price: (Continued from footnote 2) beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B Shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B Shares covered by this Form 4. F1 · derivative.exercise_date: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F1 · derivative.expiration_date: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F2 · ownership.direct: In connection with the liquidation and dissolution of the Issuer, Peridot Acquisition Sponsor II, LLC ("Sponsor") surrendered to the Issuer, for no consideration, 10,121,368 Class B Shares directly held by Sponsor. CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by the Sponsor may be deemed to be F3 · ownership.direct: (Continued from footnote 2) beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B Shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B Shares covered by this Form 4. Read SEC document |
| December 31, 2022 Filed Feb 2, 2023 00:15 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantPhantom Stock Unit · Derivative | 65.6548 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000254 · primary_01.xml · derivative · entry 2 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,027.8126 Underlying: Common Stock · 65.6548 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 conversion ratio F1 · price: Shares acquired through the Company's Dividend Reinvestment Plan. F3 · derivative.exercise_date: Derivative security is exercisable upon retirement under terms of the agreement. F4 · derivative.expiration_date: Derivative security expires upon retirement under terms of the agreement. Read SEC document |
| December 31, 2022 Filed Feb 2, 2023 00:15 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | OtherCommon Stock | 58.5831 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000254 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,382.3532 F1 · price: Shares acquired through the Company's Dividend Reinvestment Plan. Read SEC document |
| May 01, 2022 Filed May 3, 2022 23:09 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantCommon Stock | 1,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-22-000917 · primary_01.xml · nonDerivative · entry 2 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,323.7701 F2 · price: Non-employee Director Restricted Stock Unit Grant which was granted on 5-1-2022 and will vest on 4-30-2023. Read SEC document |
| April 30, 2022 Filed May 3, 2022 23:09 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | OtherCommon Stock | 4.341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-22-000917 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685.7701 F1 · price: Shares acquired through the Company's Dividend Reinvestment Plan. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 22:44 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantCommon Stock | 496 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000162 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681.4291 F1 · price: Non-employee Director Restricted Stock Unit Grant which was granted on 1-1-2022 and will vest on 4-30-2022. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 20:32 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantPhantom Stock Unit · Derivative | 17.7965 | $65.01 | $1,156.89 |
DisclosureSEC source: 0001593968-21-002509 · primary_01.xml · derivative · entry 3 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,962.1578 Underlying: Common Stock · 17.7965 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 conversion ratio F2 · derivative.exercise_date: Derivative security is exercisable upon retirement under terms of the agreement. F3 · derivative.expiration_date: Derivative security expires upon retirement under terms of the agreement. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 20:32 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | OtherCommon Stock | 1.682 | $65.01 | $109.34 |
DisclosureSEC source: 0001593968-21-002509 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185.4291 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 20:32 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantPhantom Stock Unit · Derivative | 409.3886 | $64.12 | $26,250.00 |
DisclosureSEC source: 0001593968-21-002509 · primary_01.xml · derivative · entry 2 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,944.3613 Underlying: Common Stock · 409.3886 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 conversion ratio F2 · derivative.exercise_date: Derivative security is exercisable upon retirement under terms of the agreement. F3 · derivative.expiration_date: Derivative security expires upon retirement under terms of the agreement. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:25 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantPhantom Stock Unit · Derivative | 12.0754 | $71.26 | $860.44 |
DisclosureSEC source: 0001593968-21-002071 · primary_01.xml · derivative · entry 3 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,534.9727 Underlying: Common Stock · 12.0754 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 conversion ratio F2 · derivative.exercise_date: Derivative security is exercisable upon retirement under terms of the agreement. F3 · derivative.expiration_date: Derivative security expires upon retirement under terms of the agreement. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:25 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | OtherCommon Stock | 1.446 | $71.26 | $103.04 |
DisclosureSEC source: 0001593968-21-002071 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183.7471 Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 20:25 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantPhantom Stock Unit · Derivative | 373.2404 | $70.33 | $26,250.00 |
DisclosureSEC source: 0001593968-21-002071 · primary_01.xml · derivative · entry 2 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,522.8973 Underlying: Common Stock · 373.2404 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 conversion ratio F2 · derivative.exercise_date: Derivative security is exercisable upon retirement under terms of the agreement. F3 · derivative.expiration_date: Derivative security expires upon retirement under terms of the agreement. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:52 UTC | PERIDOT ACQUISITION CORP. PDAC · Entity 136322 | ConversionClass B Ordinary Shares · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-032789 · doc4.xml · derivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, automatically convert into Class A common shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · derivative.exercise_price: (Continued from Footnote 1) On August 10, 2021, the issuer consummated its initial business combination (the "Business Combination") with Li-Cycle Holdings Corp., an Ontario corporation. The Reporting Person, through a series of transactions consummated pursuant to the Business Combination, converted all of its Class B ordinary shares for 30,000 fully paid and non-assessable common shares of Li-Cycle Holdings Corp. F1 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, automatically convert into Class A common shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · price: (Continued from Footnote 1) On August 10, 2021, the issuer consummated its initial business combination (the "Business Combination") with Li-Cycle Holdings Corp., an Ontario corporation. The Reporting Person, through a series of transactions consummated pursuant to the Business Combination, converted all of its Class B ordinary shares for 30,000 fully paid and non-assessable common shares of Li-Cycle Holdings Corp. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, automatically convert into Class A common shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · derivative.exercise_date: (Continued from Footnote 1) On August 10, 2021, the issuer consummated its initial business combination (the "Business Combination") with Li-Cycle Holdings Corp., an Ontario corporation. The Reporting Person, through a series of transactions consummated pursuant to the Business Combination, converted all of its Class B ordinary shares for 30,000 fully paid and non-assessable common shares of Li-Cycle Holdings Corp. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, automatically convert into Class A common shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · derivative.expiration_date: (Continued from Footnote 1) On August 10, 2021, the issuer consummated its initial business combination (the "Business Combination") with Li-Cycle Holdings Corp., an Ontario corporation. The Reporting Person, through a series of transactions consummated pursuant to the Business Combination, converted all of its Class B ordinary shares for 30,000 fully paid and non-assessable common shares of Li-Cycle Holdings Corp. Read SEC document |
| June 01, 2021 Filed Jun 1, 2021 21:16 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantPhantom Stock Unit · Derivative | 9.7727 | $65.90 | $644.04 |
DisclosureSEC source: 0001593968-21-001499 · primary_01.xml · derivative · entry 3 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,149.6569 Underlying: Common Stock · 9.7727 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 conversion ratio F2 · derivative.exercise_date: Derivative security is exercisable upon retirement under terms of the agreement. F3 · derivative.expiration_date: Derivative security expires upon retirement under terms of the agreement. Read SEC document |
| June 01, 2021 Filed Jun 1, 2021 21:16 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | OtherCommon Stock | 1.55 | $65.90 | $102.15 |
DisclosureSEC source: 0001593968-21-001499 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182.3011 Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 21:16 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantPhantom Stock Unit · Derivative | 398.9968 | $65.79 | $26,250.00 |
DisclosureSEC source: 0001593968-21-001499 · primary_01.xml · derivative · entry 2 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,139.8842 Underlying: Common Stock · 398.9968 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 conversion ratio F2 · derivative.exercise_date: Derivative security is exercisable upon retirement under terms of the agreement. F3 · derivative.expiration_date: Derivative security expires upon retirement under terms of the agreement. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 00:08 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantPhantom Stock Unit · Derivative | 6.8357 | $60.67 | $414.74 |
DisclosureSEC source: 0001593968-21-000729 · primary_01.xml · derivative · entry 3 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 740.8874 Underlying: Common Stock · 6.8357 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 conversion ratio F2 · derivative.exercise_date: Derivative security is exercisable upon retirement under terms of the agreement. F3 · derivative.expiration_date: Derivative security expires upon retirement under terms of the agreement. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 00:08 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | OtherCommon Stock | 1.668 | $60.67 | $101.20 |
DisclosureSEC source: 0001593968-21-000729 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180.7511 Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 00:08 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantPhantom Stock Unit · Derivative | 443.712 | $59.16 | $26,250.00 |
DisclosureSEC source: 0001593968-21-000729 · primary_01.xml · derivative · entry 2 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 734.0517 Underlying: Common Stock · 443.712 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 conversion ratio F2 · derivative.exercise_date: Derivative security is exercisable upon retirement under terms of the agreement. F3 · derivative.expiration_date: Derivative security expires upon retirement under terms of the agreement. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 00:37 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantPhantom Stock Unit · Derivative | 2.6527 | $61.27 | $162.54 |
DisclosureSEC source: 0001593968-20-002304 · primary_01.xml · derivative · entry 4 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 290.3397 Underlying: Common Stock · 2.6527 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 conversion ratio F2 · derivative.exercise_date: Derivative security is exercisable upon retirement under terms of the agreement. F3 · derivative.expiration_date: Derivative security expires upon retirement under terms of the agreement. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 00:37 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | OtherCommon Stock | 57.8001 | $61.27 | $3,541.66 |
DisclosureSEC source: 0001593968-20-002304 · primary_01.xml · nonDerivative · entry 2 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179.0831 Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 00:37 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | OtherCommon Stock | 1.108 | $61.27 | $67.89 |
DisclosureSEC source: 0001593968-20-002304 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121.283 Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 00:37 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | GrantPhantom Stock Unit · Derivative | 287.687 | $60.83 | $17,500.00 |
DisclosureSEC source: 0001593968-20-002304 · primary_01.xml · derivative · entry 3 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 287.687 Underlying: Common Stock · 287.687 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 conversion ratio F2 · derivative.exercise_date: Derivative security is exercisable upon retirement under terms of the agreement. F3 · derivative.expiration_date: Derivative security expires upon retirement under terms of the agreement. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 16:45 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | OtherCommon Stock | 58.09 | $60.97 | $3,541.69 |
DisclosureSEC source: 0001593968-20-002141 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120.175 Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 18:08 UTC | BLACK HILLS CORP /SD/ BKH · Entity 3847 | OtherCommon Stock | 62.085 | $57.04 | $3,541.63 |
DisclosureSEC source: 0001593968-20-002013 · primary_01.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62.085 Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:20 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 7,000 | $26.63 | $186,410.00 |
DisclosureSEC source: 0001209191-20-006997 · doc4.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,169 F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 5, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.46 to $26.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Total includes (i) 54,115 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 57,227 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:21 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 7,000 | $26.83 | $187,810.00 |
DisclosureSEC source: 0001209191-20-002024 · doc4.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,169 F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 5, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.69 to $27.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Total includes (i) 54,115 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 57,227 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:35 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 7,000 | $24.50 | $171,500.00 |
DisclosureSEC source: 0001209191-19-059072 · doc4.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,269 F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 5, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.40 to $24.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Total includes (i) 54,115 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 57,227 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 21:01 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 7,000 | $29.02 | $203,140.00 |
DisclosureSEC source: 0001209191-19-054862 · doc4.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,269 F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 5, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.98 to $29.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Total includes (i) 54,115 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 57,227 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:14 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 7,000 | $30.06 | $210,420.00 |
DisclosureSEC source: 0001209191-19-051646 · doc4.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,269 F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 5, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.88 to $30.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Total includes (i) 54,115 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 57,227 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:04 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 7,000 | $27.84 | $194,880.00 |
DisclosureSEC source: 0001209191-19-048576 · doc4.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,269 F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 5, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.63 to $28.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Total includes (i) 54,115 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 57,227 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 23:03 UTC | Enable Midstream Partners, LP ENBL · Entity 132825 | PurchaseCommon Units Representing Limited Partner Interests | 7,500 | $12.27 | $92,025.00 |
DisclosureSEC source: 0001591763-19-000042 · wf-form4_156573737039228.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:32 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 7,000 | $29.03 | $203,210.00 |
DisclosureSEC source: 0001209191-19-044559 · doc4.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,269 F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 5, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.90 to $29.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Total includes (i) 54,115 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 57,227 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:33 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 7,000 | $28.40 | $198,800.00 |
DisclosureSEC source: 0001209191-19-041135 · doc4.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,269 F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 5, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.29 to $28.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Total includes (i) 54,115 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 57,227 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:33 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 7,000 | $28.40 | $198,800.00 |
DisclosureSEC source: 0001209191-19-034750 · doc4.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,269 F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 5, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.31 to $28.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Total includes (i) 54,115 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 57,227 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:31 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 7,000 | $30.90 | $216,300.00 |
DisclosureSEC source: 0001209191-19-027384 · doc4.xml · nonDerivative · entry 1 Prochazka Scott M · CIK 0001526699 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,269 F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 5, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.79 to $31.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Total includes (i) 54,115 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 57,227 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.