Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CENTERPOINT ENERGY INCCNP · Entity 3178 | Senior VP | February 27, 2020 | March 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CENTERPOINT ENERGY INC
Report date February 27, 2020 · Filed March 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,758 |
Reported balance
After 2020-02-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-27 · Grant · Acquired 3,755 · Balance 29,758 F1: Vesting of performance shares awarded in 2017 under the Issuer's Long-term Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 28,818 |
Reported balance
After 2020-02-27 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-02-27 · Tax withholding · Disposed 940 · Balance 28,818 F2: Shares withheld for taxes upon vesting of performance shares. F3: Total includes (i) 3,519 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2021, (ii) 5,383 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 6,356 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 11,482 |
Reported balance
Holding disclosure · report date 2020-02-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,482 F4: Equivalent shares held in CenterPoint Energy, Inc. Savings Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of performance shares awarded in 2017 under the Issuer's Long-term Incentive Plan.
F2: Shares withheld for taxes upon vesting of performance shares.
F3: Total includes (i) 3,519 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2021, (ii) 5,383 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 6,356 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.
F4: Equivalent shares held in CenterPoint Energy, Inc. Savings Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2020 Filed Mar 2, 2020 22:17 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 940 | $26.14 | $24,571.60 |
DisclosureSEC source: 0001209191-20-014611 · doc4.xml · nonDerivative · entry 2 Vortherms Joseph John · CIK 0001698758 · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,818 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Total includes (i) 3,519 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2021, (ii) 5,383 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 6,356 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:17 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 3,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014611 · doc4.xml · nonDerivative · entry 1 Vortherms Joseph John · CIK 0001698758 · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,758 F1 · shares: Vesting of performance shares awarded in 2017 under the Issuer's Long-term Incentive Plan. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:35 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 753 | $25.70 | $19,352.10 |
DisclosureSEC source: 0001209191-20-012632 · doc4.xml · nonDerivative · entry 1 Vortherms Joseph John · CIK 0001698758 · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,003 F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units. F2 · balance_after: Total includes (i) 3,519 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2021, (ii) 5,383 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 6,356 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:09 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 6,356 | $26.43 | $167,989.08 |
DisclosureSEC source: 0001209191-20-011628 · doc4.xml · nonDerivative · entry 1 Vortherms Joseph John · CIK 0001698758 · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,756 F1 · shares: Time-based restricted stock units vesting (i) in February 2023 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of his earlier disability or death; or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting. F2 · balance_after: Total includes (i) 2,537 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 3,519 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 5,383 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:01 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 2,000 | $30.10 | $60,200.00 |
DisclosureSEC source: 0001209191-19-017294 · doc4.xml · nonDerivative · entry 1 Vortherms Joseph John · CIK 0001698758 · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,400 F1 · balance_after: Total includes (i) 2,537 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 3,519 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 5,383 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:11 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 1,618 | $30.14 | $48,766.52 |
DisclosureSEC source: 0001209191-19-015535 · doc4.xml · nonDerivative · entry 2 Vortherms Joseph John · CIK 0001698758 · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,400 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Total includes (i) 2,537 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 3,519 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 5,383 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:11 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 6,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015535 · doc4.xml · nonDerivative · entry 1 Vortherms Joseph John · CIK 0001698758 · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,018 F1 · shares: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 21:13 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 527 | $31.40 | $16,547.80 |
DisclosureSEC source: 0001209191-19-013479 · doc4.xml · nonDerivative · entry 1 Vortherms Joseph John · CIK 0001698758 · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,544 F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units. F2 · balance_after: Total includes (i) 2,537 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 3,519 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 5,383 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:18 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 5,383 | $31.21 | $168,003.43 |
DisclosureSEC source: 0001209191-19-011986 · doc4.xml · nonDerivative · entry 1 Vortherms Joseph John · CIK 0001698758 · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,071 F1 · shares: Time-based restricted stock units vesting (i) in February 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of his earlier disability or death; or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting. F2 · balance_after: Total includes (i) 1,775 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 2,537 RSUs previously awarded under the Plan and vesting in February 2020 and (iii) 3,519 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The award to vest in 2021 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the award to vest in 2021 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:17 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 508 | $27.00 | $13,716.00 |
DisclosureSEC source: 0001209191-18-013337 · doc4.xml · nonDerivative · entry 2 Vortherms Joseph John · CIK 0001698758 · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,688 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Total includes (i) 1,775 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, (ii) 2,537 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020, and (iii) 3,519 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2021. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a prorata basis in the event of his earlier retirement, disability or death. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:17 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 1,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013337 · doc4.xml · nonDerivative · entry 1 Vortherms Joseph John · CIK 0001698758 · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,196 F1 · shares: Vesting of performance shares awarded in 2015 under the Issuer's Long-term Incentive Plan. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:19 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 3,519 | $26.73 | $94,062.87 |
DisclosureSEC source: 0001209191-18-012512 · doc4.xml · nonDerivative · entry 1 Vortherms Joseph John · CIK 0001698758 · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,487 F1 · shares: Time-based restricted stock units vesting in February 2021 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. F2 · balance_after: Total includes (i) 1,775 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (ii) 2,537 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a prorata basis in the event of his earlier retirement, disability or death. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:29 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 279 | $26.91 | $7,507.89 |
DisclosureSEC source: 0001209191-18-012033 · doc4.xml · nonDerivative · entry 1 Vortherms Joseph John · CIK 0001698758 · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,968 F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units. F2 · balance_after: Total includes (i) 1,775 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (ii) 2,537 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a prorata basis in the event of his earlier retirement, disability or death. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:15 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 821 | $29.59 | $24,293.39 |
DisclosureSEC source: 0001209191-17-059596 · doc4.xml · nonDerivative · entry 1 Vortherms Joseph John · CIK 0001698758 · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,247 F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units. F2 · balance_after: Total includes (i) 940 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, (ii) 1,775 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (iii) 2,537 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a prorata basis in the event of his earlier retirement, disability or death. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.