Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CENTERPOINT ENERGY INCCNP · Entity 3178 | Director | May 01, 2019 | May 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CENTERPOINT ENERGY INC
Report date May 01, 2019 · Filed May 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 76,815 |
Reported balance
After 2019-05-01 transaction · row 1
1 source rowRow 1 · 2019-05-01 · Grant · Acquired 4,873 · Balance 76,815 F1: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 60,000 |
Reported balance
Holding disclosure · report date 2019-05-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 60,000 F2: Shares of common stock held in trust, of which the Reporting Person's spouse is a trustee and the beneficiary. The filing of this Form 4 shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of such equity securities. |
| Common StockSEC Table I · non-derivative | IndirectBy Wareing & Company Ltd. | 10,000 |
Reported balance
Holding disclosure · report date 2019-05-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,000 F3: The Reporting Person is a general partner of the limited partnership that owns the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated.
F2: Shares of common stock held in trust, of which the Reporting Person's spouse is a trustee and the beneficiary. The filing of this Form 4 shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of such equity securities.
F3: The Reporting Person is a general partner of the limited partnership that owns the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2019 Filed May 3, 2019 20:52 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 4,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027425 · doc4.xml · nonDerivative · entry 1 Wareing Peter S · CIK 0001328399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,815 F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. Read SEC document |
| May 01, 2018 Filed May 3, 2018 22:17 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 5,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027832 · doc4.xml · nonDerivative · entry 1 Wareing Peter S · CIK 0001328399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,942 F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:35 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 4,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029680 · doc4.xml · nonDerivative · entry 1 Wareing Peter S · CIK 0001328399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,832 F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended. These shares will vest on the first anniversary of the grant date; provided, however, these shares will fully vest in the earlier event of the Reporting Person's death or upon a change of control of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.